Pending: 32011D0872

23.12.2011 EN Official Journal of the European Union L 343/54
(1) On 27 December 2001, the Council adopted Common Position 2001/931/CFSP on the application of specific measures to combat terrorism(1).
(2) On 18 July 2011, the Council adopted Decision 2011/430/CFSP updating the list of persons, groups and entities subject to Articles 2, 3 and 4 of Common Position 2001/931/CFSP(2).
(3) In accordance with Article 1(6) of Common Position 2001/931/CFSP, it is necessary to carry out a complete review of the list of persons, groups and entities to which Decision 2011/430/CFSP applies.
(4) This Decision sets out the result of the review that the Council has carried out in respect of the persons, groups and entities to which Articles 2, 3 and 4 of Common Position 2001/931/CFSP applies.
(5) The Council has concluded that the persons, groups and entities to which Articles 2, 3 and 4 of Common Position 2001/931/CFSP apply have been involved in terrorist acts within the meaning of Article 1(2) and (3) of Common Position 2001/931/CFSP, that a decision has been taken with respect to them by a competent authority within the meaning of Article 1(4) of that Common Position, and that they should continue to be subject to the specific restrictive measures provided for therein.
(6) The list of the persons, groups and entities to which Articles 2, 3 and 4 of Common Position 2001/931/CFSP apply should be updated accordingly, and Decision 2011/430/CFSP should be repealed,
1. ABDOLLAHI Hamed (a.k.a Mustafa Abdullahi), born August 11, 1960 in Iran. Passport: D9004878.
2. ABOU, Rabah Naami (a.k.a. Naami Hamza, a.k.a. Mihoubi Faycal, a.k.a. Fellah Ahmed, a.k.a. Dafri Rèmi Lahdi), born 1.2.1966 in Algiers (Algeria) – member of "al-Takfir" and "al-Hijra"
3. ABOUD, Maisi (a.k.a. The Swiss Abderrahmane), born 17.10.1964 in Algiers (Algeria), – member of "al-Takfir" and "al-Hijra"
4. AL-NASSER, Abdelkarim Hussein Mohamed, born in Al Ihsa (Saudi Arabia), citizen of Saudi Arabia
5. AL YACOUB, Ibrahim Salih Mohammed, born 16.10.1966 in Tarut (Saudi Arabia), citizen of Saudi Arabia
6. ARBABSIAR Manssor (a.k.a. Mansour Arbabsiar), born March 6 or 15, 1955 in Iran. Iranian and US national. Passport: C2002515 (Iran); Passport: 477845448 (USA). National ID no.: 07442833, expiry date 15 March 2016 (USA driving licence).
7. ARIOUA, Kamel (a.k.a. Lamine Kamel), born 18.8.1969 in Costantine (Algeria) – member of "al-Takfir" and "al-Hijra"
8. ASLI, Mohamed (a.k.a. Dahmane Mohamed), born 13.5.1975 in Ain Taya (Algeria) – member of "al-Takfir" and "al-Hijra"
9. ASLI, Rabah, born 13.5.1975 in Ain Taya (Algeria) – member of "al-Takfir" and "al-Hijra"
10. BOUYERI, Mohammed (a.k.a. Abu ZUBAIR, a.k.a. SOBIAR, a.k.a. Abu ZOUBAIR), born 8.3.1978 in Amsterdam (The Netherlands) – member of the "Hofstadgroep"
11. DARIB, Noureddine (a.k.a. Carreto, a.k.a. Zitoun Mourad), born 1.2.1972 in Algeria – member of "al-Takfir" and "al-Hijra"
12. DJABALI, Abderrahmane (a.k.a. Touil), born 1.6.1970 in Algeria – member of "al-Takfir" and "al-Hijra"
13. FAHAS, Sofiane Yacine, born 10.9.1971 in Algiers (Algeria) – member of "al-Takfir" and "al-Hijra"
14. IZZ-AL-DIN, Hasan (a.k.a GARBAYA, Ahmed, a.k.a. SA-ID, a.k.a. SALWWAN, Samir), Lebanon, born 1963 in Lebanon, citizen of Lebanon
15. MOHAMMED, Khalid Shaikh (a.k.a. ALI, Salem, a.k.a. BIN KHALID, Fahd Bin Adballah, a.k.a. HENIN, Ashraf Refaat Nabith, a.k.a. WADOOD, Khalid Adbul), born 14.4.1965 or 1.3.1964 in Pakistan, passport No 488555
16. MOKTARI, Fateh (a.k.a. Ferdi Omar), born 26.12.1974 in Hussein Dey (Algeria) – member of "al-Takfir" and "al-Hijra"
17. NOUARA, Farid, born 25.11.1973 in Algiers (Algeria) – member of "al-Takfir" and "al-Hijra"
18. RESSOUS, Hoari (a.k.a. Hallasa Farid), born 11.9.1968 in Algiers (Algeria) – member of "al-Takfir" and "al-Hijra"
19. SEDKAOUI, Noureddine (a.k.a. Nounou), born 23.6.1963 in Algiers (Algeria) – member of "al-Takfir" and "al-Hijra"
20. SELMANI, Abdelghani (a.k.a. Gano), born 14.6.1974 in Algiers (Algeria) – member of "al-Takfir" and "al-Hijra"
21. SENOUCI, Sofiane, born 15.4.1971 in Hussein Dey (Algeria) – member of "al-Takfir" and "al-Hijra"
22. SHAHLAI Abdul Reza (a.k.a Abdol Reza Shala'i, a.k.a. Abd-al Reza Shalai, a.k.a. Abdorreza Shahlai, a.k.a. Abdolreza Shahla'i, a.k.a. Abdul-Reza Shahlaee, a.k.a.Hajj Yusef, a.k.a. Haji Yusif, a.k.a.Hajji Yasir, a.k.a.Hajji Yusif, a.k.a.Yusuf Abu-al-Karkh), born circa 1957 in Iran. Addresses: (1) Kermanshah, Iran, (2) Mehran Military Base, Ilam Province, Iran.
23. SHAKURI Ali Gholam, born circa 1965 in Tehran, Iran
24. SOLEIMANI Qasem (a.k.a Ghasem Soleymani, a.k.a Qasmi Sulayman, a.k.a Qasem Soleymani, a.k.a Qasem Solaimani, a.k.a Qasem Salimani, a.k.a Qasem Solemani, a.k.a Qasem Sulaimani, a.k.a Qasem Sulemani), born March 11, 1957 in Iran. Iranian national. Passport: 008827 (Iran Diplomatic), issued 1999. Title: Major General.
25. TINGUALI, Mohammed (a.k.a. Mouh di Kouba), born 21.4.1964 in Blida (Algeria) – member of "al-Takfir" and "al-Hijra"
26. WALTERS, Jason Theodore James (a.k.a. Abdullah, a.k.a. David), born 6.3.1985 in Amersfoort (The Netherlands), passport (The Netherlands) No. NE8146378 – member of the "Hofstadgroep"
1. "Abu Nidal Organisation" – "ANO" (a.k.a. "Fatah Revolutionary Council", a.k.a. "Arab Revolutionary Brigades", a.k.a. "Black September", a.k.a. "Revolutionary Organisation of Socialist Muslims")
2. "Al-Aqsa Martyrs' Brigade"
3. "Al-Aqsa e.V."
4. "Al-Takfir" and "Al-Hijra"
5. "Babbar Khalsa"
6. "Communist Party of the Philippines", including "New People's Army" – "NPA", Philippines
7. "Gama'a al-Islamiyya" (a.k.a. "Al-Gama'a al-Islamiyya") ("Islamic Group" – "IG")
8. "İslami Büyük Doğu Akıncılar Cephesi" – "IBDA-C" ("Great Islamic Eastern Warriors Front")
9. "Hamas", including "Hamas-Izz al-Din al-Qassem"
10. "Hizbul Mujahideen" – "HM"
11. "Hofstadgroep"
12. "Holy Land Foundation for Relief and Development"
13. "International Sikh Youth Federation" – "ISYF"
14. "Khalistan Zindabad Force" – "KZF"
15. "Kurdistan Workers' Party" – "PKK", (a.k.a. "KADEK", a.k.a. "KONGRA-GEL")
16. "Liberation Tigers of Tamil Eelam" – "LTTE"
17. "Ejército de Liberación Nacional" ("National Liberation Army")
18. "Palestinian Islamic Jihad" – "PIJ"
19. "Popular Front for the Liberation of Palestine" – "PFLP"
20. "Popular Front for the Liberation of Palestine – General Command" (a.k.a. "PFLP – General Command")
21. "Fuerzas armadas revolucionarias de Colombia" – "FARC" ("Revolutionary Armed Forces of Colombia")
22. "Devrimci Halk Kurtuluș Partisi-Cephesi" – "DHKP/C" (a.k.a. "Devrimci Sol" ("Revolutionary Left"), a.k.a. "Dev Sol") ("Revolutionary People's Liberation Army/Front/Party")
23. "Sendero Luminoso" – "SL" ("Shining Path")
24. "Stichting Al Aqsa" (a.k.a. "Stichting Al Aqsa Nederland", a.k.a. "Al Aqsa Nederland")
25. "Teyrbazen Azadiya Kurdistan" – "TAK" (a.k.a. "Kurdistan Freedom Falcons", a.k.a. "Kurdistan Freedom Hawks")
THE COUNCIL OF THE EUROPEAN UNION,
Having regard to the Treaty on European Union, and in particular Article 29 thereof,
(1) On 27 December 2001, the Council adopted Common Position 2001/931/CFSP on the application of specific measures to combat terrorism(1).
(2) On 18 July 2011, the Council adopted Decision 2011/430/CFSP updating the list of persons, groups and entities subject to Articles 2, 3 and 4 of Common Position 2001/931/CFSP(2).
(3) In accordance with Article 1(6) of Common Position 2001/931/CFSP, it is necessary to carry out a complete review of the list of persons, groups and entities to which Decision 2011/430/CFSP applies.
(4) This Decision sets out the result of the review that the Council has carried out in respect of the persons, groups and entities to which Articles 2, 3 and 4 of Common Position 2001/931/CFSP applies.
(5) The Council has concluded that the persons, groups and entities to which Articles 2, 3 and 4 of Common Position 2001/931/CFSP apply have been involved in terrorist acts within the meaning of Article 1(2) and (3) of Common Position 2001/931/CFSP, that a decision has been taken with respect to them by a competent authority within the meaning of Article 1(4) of that Common Position, and that they should continue to be subject to the specific restrictive measures provided for therein.
(6) The list of the persons, groups and entities to which Articles 2, 3 and 4 of Common Position 2001/931/CFSP apply should be updated accordingly, and Decision 2011/430/CFSP should be repealed,
HAS ADOPTED THIS DECISION:

Article 1
The list of persons, groups and entities to which Articles 2, 3 and 4 of Common Position 2001/931/CFSP apply shall be that set out in the Annex to this Decision.

Article 2
Decision 2011/430/CFSP is hereby repealed.

Article 3
This Decision shall enter into force on the day of its publication in theOfficial Journal of the European Union.

THE COUNCIL OF THE EUROPEAN UNION,
Having regard to the Treaty on European Union, and in particular Article 29 thereof,
(1) On 27 December 2001, the Council adopted Common Position 2001/931/CFSP on the application of specific measures to combat terrorism(1).
(2) On 18 July 2011, the Council adopted Decision 2011/430/CFSP updating the list of persons, groups and entities subject to Articles 2, 3 and 4 of Common Position 2001/931/CFSP(2).
(3) In accordance with Article 1(6) of Common Position 2001/931/CFSP, it is necessary to carry out a complete review of the list of persons, groups and entities to which Decision 2011/430/CFSP applies.
(4) This Decision sets out the result of the review that the Council has carried out in respect of the persons, groups and entities to which Articles 2, 3 and 4 of Common Position 2001/931/CFSP applies.
(5) The Council has concluded that the persons, groups and entities to which Articles 2, 3 and 4 of Common Position 2001/931/CFSP apply have been involved in terrorist acts within the meaning of Article 1(2) and (3) of Common Position 2001/931/CFSP, that a decision has been taken with respect to them by a competent authority within the meaning of Article 1(4) of that Common Position, and that they should continue to be subject to the specific restrictive measures provided for therein.
(6) The list of the persons, groups and entities to which Articles 2, 3 and 4 of Common Position 2001/931/CFSP apply should be updated accordingly, and Decision 2011/430/CFSP should be repealed,
HAS ADOPTED THIS DECISION:
The list of persons, groups and entities to which Articles 2, 3 and 4 of Common Position 2001/931/CFSP apply shall be that set out in the Annex to this Decision.
Decision 2011/430/CFSP is hereby repealed.
This Decision shall enter into force on the day of its publication in theOfficial Journal of the European Union.

List of persons, groups and entities referred to in Article 1

ANNEX1. PERSONS
1. | ABDOLLAHI Hamed (a.k.a Mustafa Abdullahi), born August 11, 1960 in Iran. Passport: D9004878.
2. | ABOU, Rabah Naami (a.k.a. Naami Hamza, a.k.a. Mihoubi Faycal, a.k.a. Fellah Ahmed, a.k.a. Dafri Rèmi Lahdi), born 1.2.1966 in Algiers (Algeria) – member of “al-Takfir” and “al-Hijra”
3. | ABOUD, Maisi (a.k.a. The Swiss Abderrahmane), born 17.10.1964 in Algiers (Algeria), – member of “al-Takfir” and “al-Hijra”
4. | AL-NASSER, Abdelkarim Hussein Mohamed, born in Al Ihsa (Saudi Arabia), citizen of Saudi Arabia
5. | AL YACOUB, Ibrahim Salih Mohammed, born 16.10.1966 in Tarut (Saudi Arabia), citizen of Saudi Arabia
6. | ARBABSIAR Manssor (a.k.a. Mansour Arbabsiar), born March 6 or 15, 1955 in Iran. Iranian and US national. Passport: C2002515 (Iran); Passport: 477845448 (USA). National ID no.: 07442833, expiry date 15 March 2016 (USA driving licence).
7. | ARIOUA, Kamel (a.k.a. Lamine Kamel), born 18.8.1969 in Costantine (Algeria) – member of “al-Takfir” and “al-Hijra”
8. | ASLI, Mohamed (a.k.a. Dahmane Mohamed), born 13.5.1975 in Ain Taya (Algeria) – member of “al-Takfir” and “al-Hijra”
9. | ASLI, Rabah, born 13.5.1975 in Ain Taya (Algeria) – member of “al-Takfir” and “al-Hijra”
10. | BOUYERI, Mohammed (a.k.a. Abu ZUBAIR, a.k.a. SOBIAR, a.k.a. Abu ZOUBAIR), born 8.3.1978 in Amsterdam (The Netherlands) – member of the “Hofstadgroep”
11. | DARIB, Noureddine (a.k.a. Carreto, a.k.a. Zitoun Mourad), born 1.2.1972 in Algeria – member of “al-Takfir” and “al-Hijra”
12. | DJABALI, Abderrahmane (a.k.a. Touil), born 1.6.1970 in Algeria – member of “al-Takfir” and “al-Hijra”
13. | FAHAS, Sofiane Yacine, born 10.9.1971 in Algiers (Algeria) – member of “al-Takfir” and “al-Hijra”
14. | IZZ-AL-DIN, Hasan (a.k.a GARBAYA, Ahmed, a.k.a. SA-ID, a.k.a. SALWWAN, Samir), Lebanon, born 1963 in Lebanon, citizen of Lebanon
15. | MOHAMMED, Khalid Shaikh (a.k.a. ALI, Salem, a.k.a. BIN KHALID, Fahd Bin Adballah, a.k.a. HENIN, Ashraf Refaat Nabith, a.k.a. WADOOD, Khalid Adbul), born 14.4.1965 or 1.3.1964 in Pakistan, passport No 488555
16. | MOKTARI, Fateh (a.k.a. Ferdi Omar), born 26.12.1974 in Hussein Dey (Algeria) – member of “al-Takfir” and “al-Hijra”
17. | NOUARA, Farid, born 25.11.1973 in Algiers (Algeria) – member of “al-Takfir” and “al-Hijra”
18. | RESSOUS, Hoari (a.k.a. Hallasa Farid), born 11.9.1968 in Algiers (Algeria) – member of “al-Takfir” and “al-Hijra”
19. | SEDKAOUI, Noureddine (a.k.a. Nounou), born 23.6.1963 in Algiers (Algeria) – member of “al-Takfir” and “al-Hijra”
20. | SELMANI, Abdelghani (a.k.a. Gano), born 14.6.1974 in Algiers (Algeria) – member of “al-Takfir” and “al-Hijra”
21. | SENOUCI, Sofiane, born 15.4.1971 in Hussein Dey (Algeria) – member of “al-Takfir” and “al-Hijra”
22. | SHAHLAI Abdul Reza (a.k.a Abdol Reza Shala’i, a.k.a. Abd-al Reza Shalai, a.k.a. Abdorreza Shahlai, a.k.a. Abdolreza Shahla’i, a.k.a. Abdul-Reza Shahlaee, a.k.a.Hajj Yusef, a.k.a. Haji Yusif, a.k.a.Hajji Yasir, a.k.a.Hajji Yusif, a.k.a.Yusuf Abu-al-Karkh), born circa 1957 in Iran. Addresses: (1) Kermanshah, Iran, (2) Mehran Military Base, Ilam Province, Iran.
23. | SHAKURI Ali Gholam, born circa 1965 in Tehran, Iran
24. | SOLEIMANI Qasem (a.k.a Ghasem Soleymani, a.k.a Qasmi Sulayman, a.k.a Qasem Soleymani, a.k.a Qasem Solaimani, a.k.a Qasem Salimani, a.k.a Qasem Solemani, a.k.a Qasem Sulaimani, a.k.a Qasem Sulemani), born March 11, 1957 in Iran. Iranian national. Passport: 008827 (Iran Diplomatic), issued 1999. Title: Major General.
25. | TINGUALI, Mohammed (a.k.a. Mouh di Kouba), born 21.4.1964 in Blida (Algeria) – member of “al-Takfir” and “al-Hijra”
26. | WALTERS, Jason Theodore James (a.k.a. Abdullah, a.k.a. David), born 6.3.1985 in Amersfoort (The Netherlands), passport (The Netherlands) No. NE8146378 – member of the “Hofstadgroep”2. GROUPS AND ENTITIES
1. | “Abu Nidal Organisation” – “ANO” (a.k.a. “Fatah Revolutionary Council”, a.k.a. “Arab Revolutionary Brigades”, a.k.a. “Black September”, a.k.a. “Revolutionary Organisation of Socialist Muslims”)
2. | “Al-Aqsa Martyrs’ Brigade”
3. | “Al-Aqsa e.V.”
4. | “Al-Takfir” and “Al-Hijra”
5. | “Babbar Khalsa”
6. | “Communist Party of the Philippines”, including “New People’s Army” – “NPA”, Philippines
7. | “Gama’a al-Islamiyya” (a.k.a. “Al-Gama’a al-Islamiyya”) (“Islamic Group” – “IG”)
8. | “İslami Büyük Doğu Akıncılar Cephesi” – “IBDA-C” (“Great Islamic Eastern Warriors Front”)
9. | “Hamas”, including “Hamas-Izz al-Din al-Qassem”
10. | “Hizbul Mujahideen” – “HM”
11. | “Hofstadgroep”
12. | “Holy Land Foundation for Relief and Development”
13. | “International Sikh Youth Federation” – “ISYF”
14. | “Khalistan Zindabad Force” – “KZF”
15. | “Kurdistan Workers’ Party” – “PKK”, (a.k.a. “KADEK”, a.k.a. “KONGRA-GEL”)
16. | “Liberation Tigers of Tamil Eelam” – “LTTE”
17. | “Ejército de Liberación Nacional” (“National Liberation Army”)
18. | “Palestinian Islamic Jihad” – “PIJ”
19. | “Popular Front for the Liberation of Palestine” – “PFLP”
20. | “Popular Front for the Liberation of Palestine – General Command” (a.k.a. “PFLP – General Command”)
21. | “Fuerzas armadas revolucionarias de Colombia” – “FARC” (“Revolutionary Armed Forces of Colombia”)
22. | “Devrimci Halk Kurtuluș Partisi-Cephesi” – “DHKP/C” (a.k.a. “Devrimci Sol” (“Revolutionary Left”), a.k.a. “Dev Sol”) (“Revolutionary People’s Liberation Army/Front/Party”)
23. | “Sendero Luminoso” – “SL” (“Shining Path”)
24. | “Stichting Al Aqsa” (a.k.a. “Stichting Al Aqsa Nederland”, a.k.a. “Al Aqsa Nederland”)
25. | “Teyrbazen Azadiya Kurdistan” – “TAK” (a.k.a. “Kurdistan Freedom Falcons”, a.k.a. “Kurdistan Freedom Hawks”)

Pending: 32011D0861

21.12.2011 EN Official Journal of the European Union L 338/61
(1) On 16 February 2011 Kenya requested, in accordance with Article 36 of Annex II to Regulation (EC) No 1528/2007, a derogation from the rules of origin set out in that Annex for a period of one year. On 20 September 2011 Kenya submitted additional information relating to its request. The request covers a total quantity of 2 000 tonnes of tuna loins of HS heading 1604 . The request is made because catches and supply of originating raw tuna have decreased and because of the problem of piracy.
(2) According to the information provided by Kenya catches of raw originating tuna are unusually low even compared to the normal seasonal variations and have led to a decrease in production of tuna loins. In addition, Kenya has pointed out the risk involved due to piracy during the supply of raw tuna. This abnormal situation makes it impossible for Kenya to comply with the rules of origin laid down in Annex II to Regulation (EC) No 1528/2007 during a certain period.
(3) To ensure continuity of importations from the ACP countries to the Union as well as a smooth transition from the ACP-EC Partnership Agreement to the Agreement establishing a framework for an Interim Economic Partnership Agreement (EAC-EU Interim Partnership Agreement), a new derogation should be granted with retroactive effect from 1 January 2011.
(4) A temporary derogation from the rules of origin laid down in Annex II to Regulation (EC) No 1528/2007 would not cause serious injury to an established Community industry taking into account the imports concerned, provided that certain conditions relating to quantities, surveillance and duration are respected.
(5) It is therefore justified to grant a temporary derogation under Article 36(1)(a) of Annex II to Regulation (EC) No 1528/2007.
(6) Kenya will benefit from an automatic derogation from the rules of origin for tuna loins of HS heading 1604 pursuant to Article 41(8) of the Origin Protocol attached to the EAC-EU Interim Partnership Agreement, when that Agreement enters into force or is provisionally applied.
(7) In accordance with Article 4(2) of Regulation (EC) No 1528/2007 the rules of origin set out in Annex II to that Regulation and the derogations from them are to be superseded by the rules of the EAC-EU Interim Partnership Agreement, the entry into force or provisional application of which is expected to take place in 2012. The derogation should therefore apply until 31 December 2011. Whilst a derogation is still to be granted in 2011, the overall situation, including the state of ratification of the EAC-EU Interim Partnership Agreement, will be reassessed in 2012.
(8) In accordance with Article 41(8) of the Origin Protocol attached to the EAC-EU Interim Partnership Agreement, the automatic derogation from the rules of origin is limited to an annual quota of 2 000 tonnes of tuna loins for the countries having initialled the EAC-EU Interim Partnership Agreement (Kenya, Uganda, Tanzania, Rwanda, Burundi). Kenya is the only country in the region that currently exports tuna loins to the Union. It is therefore appropriate to grant to Kenya a derogation under Article 36 of Annex II to Regulation (EC) No 1528/2007 in respect of 2 000 tonnes of tuna loins, quantity which does not exceed the full annual quota granted to the EAC region under the EAC-EU Interim Partnership Agreement.
(9) Accordingly a derogation should be granted to Kenya in respect of 2 000 tonnes of tuna loins for a period of one year.
(10) Commission Regulation (EEC) No 2454/93 of 2 July 1993 laying down provisions for the implementation of Council Regulation (EEC) No 2913/92 establishing the Community Customs Code(2)lays down rules relating to the management of tariff quotas. In order to ensure efficient management carried out in close cooperation between the authorities of Kenya, the customs authorities of the Member States and the Commission, those rules should applymutatis mutandisto the quantities imported under the derogation granted by this Decision.
(11) In order to allow efficient monitoring of the operation of the derogation, the authorities of Kenya should communicate regularly to the Commission details of the EUR.1 movement certificates issued.
(12) The measures provided for in this Decision are in accordance with the opinion of the Customs Code Committee,
Order No CN code Description of goods Period Quantities
09.1667 1604 14 16 Tuna loins 1.1.2011 to 31.12.2011 2 000 tonnes
THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
Having regard to Council Regulation (EC) No 1528/2007 of 20 December 2007 applying the arrangements for products originating in certain states which are part of the African, Caribbean and Pacific (ACP) Group of States provided for in agreements establishing, or leading to the establishment of, Economic Partnership Agreements(1), and in particular Article 36(4) of Annex II thereof,
(1) On 16 February 2011 Kenya requested, in accordance with Article 36 of Annex II to Regulation (EC) No 1528/2007, a derogation from the rules of origin set out in that Annex for a period of one year. On 20 September 2011 Kenya submitted additional information relating to its request. The request covers a total quantity of 2 000 tonnes of tuna loins of HS heading 1604 . The request is made because catches and supply of originating raw tuna have decreased and because of the problem of piracy.
(2) According to the information provided by Kenya catches of raw originating tuna are unusually low even compared to the normal seasonal variations and have led to a decrease in production of tuna loins. In addition, Kenya has pointed out the risk involved due to piracy during the supply of raw tuna. This abnormal situation makes it impossible for Kenya to comply with the rules of origin laid down in Annex II to Regulation (EC) No 1528/2007 during a certain period.
(3) To ensure continuity of importations from the ACP countries to the Union as well as a smooth transition from the ACP-EC Partnership Agreement to the Agreement establishing a framework for an Interim Economic Partnership Agreement (EAC-EU Interim Partnership Agreement), a new derogation should be granted with retroactive effect from 1 January 2011.
(4) A temporary derogation from the rules of origin laid down in Annex II to Regulation (EC) No 1528/2007 would not cause serious injury to an established Community industry taking into account the imports concerned, provided that certain conditions relating to quantities, surveillance and duration are respected.
(5) It is therefore justified to grant a temporary derogation under Article 36(1)(a) of Annex II to Regulation (EC) No 1528/2007.
(6) Kenya will benefit from an automatic derogation from the rules of origin for tuna loins of HS heading 1604 pursuant to Article 41(8) of the Origin Protocol attached to the EAC-EU Interim Partnership Agreement, when that Agreement enters into force or is provisionally applied.
(7) In accordance with Article 4(2) of Regulation (EC) No 1528/2007 the rules of origin set out in Annex II to that Regulation and the derogations from them are to be superseded by the rules of the EAC-EU Interim Partnership Agreement, the entry into force or provisional application of which is expected to take place in 2012. The derogation should therefore apply until 31 December 2011. Whilst a derogation is still to be granted in 2011, the overall situation, including the state of ratification of the EAC-EU Interim Partnership Agreement, will be reassessed in 2012.
(8) In accordance with Article 41(8) of the Origin Protocol attached to the EAC-EU Interim Partnership Agreement, the automatic derogation from the rules of origin is limited to an annual quota of 2 000 tonnes of tuna loins for the countries having initialled the EAC-EU Interim Partnership Agreement (Kenya, Uganda, Tanzania, Rwanda, Burundi). Kenya is the only country in the region that currently exports tuna loins to the Union. It is therefore appropriate to grant to Kenya a derogation under Article 36 of Annex II to Regulation (EC) No 1528/2007 in respect of 2 000 tonnes of tuna loins, quantity which does not exceed the full annual quota granted to the EAC region under the EAC-EU Interim Partnership Agreement.
(9) Accordingly a derogation should be granted to Kenya in respect of 2 000 tonnes of tuna loins for a period of one year.
(10) Commission Regulation (EEC) No 2454/93 of 2 July 1993 laying down provisions for the implementation of Council Regulation (EEC) No 2913/92 establishing the Community Customs Code(2)lays down rules relating to the management of tariff quotas. In order to ensure efficient management carried out in close cooperation between the authorities of Kenya, the customs authorities of the Member States and the Commission, those rules should applymutatis mutandisto the quantities imported under the derogation granted by this Decision.
(11) In order to allow efficient monitoring of the operation of the derogation, the authorities of Kenya should communicate regularly to the Commission details of the EUR.1 movement certificates issued.
(12) The measures provided for in this Decision are in accordance with the opinion of the Customs Code Committee,
HAS ADOPTED THIS DECISION:

Article 1
By way of derogation from Annex II to Regulation (EC) No 1528/2007 and in accordance with Article 36(1)(a) of that Annex, tuna loins of HS heading 1604 manufactured from non-originating materials shall be regarded as originating in Kenya in accordance with the terms set out in Articles 2 to 6 of this Decision.

Article 2
The derogation provided for in Article 1 shall apply to the products and the quantities set out in the Annex which are declared for free circulation into the Union from Kenya during the period from 1 January 2011 to 31 December 2011.

Article 3
The quantities set out in the Annex to this Decision shall be managed in accordance with Articles 308a, 308b and 308c of Regulation (EEC) No 2454/93.

Article 4
The customs authorities of Kenya shall take the necessary measures to carry out quantitative checks on exports of the products referred to in Article 1.
All the EUR.1 movement certificates they issue in relation to those products shall bear a reference to this Decision.
The competent authorities of Kenya shall forward to the Commission a quarterly statement of the quantities in respect of which EUR.1 movement certificates have been issued pursuant to this Decision and the serial numbers of those certificates.

Article 5
Box 7 of EUR.1 movement certificates issued under this Decision shall contain the following:
‘Derogation — Implementing Decision 2011/861/EU’.

Article 6
This Decision shall apply from 1 January 2011 until 31 December 2011.

Article 7
This Decision is addressed to the Member States.

THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
Having regard to Council Regulation (EC) No 1528/2007 of 20 December 2007 applying the arrangements for products originating in certain states which are part of the African, Caribbean and Pacific (ACP) Group of States provided for in agreements establishing, or leading to the establishment of, Economic Partnership Agreements(1), and in particular Article 36(4) of Annex II thereof,
(1) On 16 February 2011 Kenya requested, in accordance with Article 36 of Annex II to Regulation (EC) No 1528/2007, a derogation from the rules of origin set out in that Annex for a period of one year. On 20 September 2011 Kenya submitted additional information relating to its request. The request covers a total quantity of 2 000 tonnes of tuna loins of HS heading 1604 . The request is made because catches and supply of originating raw tuna have decreased and because of the problem of piracy.
(2) According to the information provided by Kenya catches of raw originating tuna are unusually low even compared to the normal seasonal variations and have led to a decrease in production of tuna loins. In addition, Kenya has pointed out the risk involved due to piracy during the supply of raw tuna. This abnormal situation makes it impossible for Kenya to comply with the rules of origin laid down in Annex II to Regulation (EC) No 1528/2007 during a certain period.
(3) To ensure continuity of importations from the ACP countries to the Union as well as a smooth transition from the ACP-EC Partnership Agreement to the Agreement establishing a framework for an Interim Economic Partnership Agreement (EAC-EU Interim Partnership Agreement), a new derogation should be granted with retroactive effect from 1 January 2011.
(4) A temporary derogation from the rules of origin laid down in Annex II to Regulation (EC) No 1528/2007 would not cause serious injury to an established Community industry taking into account the imports concerned, provided that certain conditions relating to quantities, surveillance and duration are respected.
(5) It is therefore justified to grant a temporary derogation under Article 36(1)(a) of Annex II to Regulation (EC) No 1528/2007.
(6) Kenya will benefit from an automatic derogation from the rules of origin for tuna loins of HS heading 1604 pursuant to Article 41(8) of the Origin Protocol attached to the EAC-EU Interim Partnership Agreement, when that Agreement enters into force or is provisionally applied.
(7) In accordance with Article 4(2) of Regulation (EC) No 1528/2007 the rules of origin set out in Annex II to that Regulation and the derogations from them are to be superseded by the rules of the EAC-EU Interim Partnership Agreement, the entry into force or provisional application of which is expected to take place in 2012. The derogation should therefore apply until 31 December 2011. Whilst a derogation is still to be granted in 2011, the overall situation, including the state of ratification of the EAC-EU Interim Partnership Agreement, will be reassessed in 2012.
(8) In accordance with Article 41(8) of the Origin Protocol attached to the EAC-EU Interim Partnership Agreement, the automatic derogation from the rules of origin is limited to an annual quota of 2 000 tonnes of tuna loins for the countries having initialled the EAC-EU Interim Partnership Agreement (Kenya, Uganda, Tanzania, Rwanda, Burundi). Kenya is the only country in the region that currently exports tuna loins to the Union. It is therefore appropriate to grant to Kenya a derogation under Article 36 of Annex II to Regulation (EC) No 1528/2007 in respect of 2 000 tonnes of tuna loins, quantity which does not exceed the full annual quota granted to the EAC region under the EAC-EU Interim Partnership Agreement.
(9) Accordingly a derogation should be granted to Kenya in respect of 2 000 tonnes of tuna loins for a period of one year.
(10) Commission Regulation (EEC) No 2454/93 of 2 July 1993 laying down provisions for the implementation of Council Regulation (EEC) No 2913/92 establishing the Community Customs Code(2)lays down rules relating to the management of tariff quotas. In order to ensure efficient management carried out in close cooperation between the authorities of Kenya, the customs authorities of the Member States and the Commission, those rules should applymutatis mutandisto the quantities imported under the derogation granted by this Decision.
(11) In order to allow efficient monitoring of the operation of the derogation, the authorities of Kenya should communicate regularly to the Commission details of the EUR.1 movement certificates issued.
(12) The measures provided for in this Decision are in accordance with the opinion of the Customs Code Committee,
HAS ADOPTED THIS DECISION:
By way of derogation from Annex II to Regulation (EC) No 1528/2007 and in accordance with Article 36(1)(a) of that Annex, tuna loins of HS heading 1604 manufactured from non-originating materials shall be regarded as originating in Kenya in accordance with the terms set out in Articles 2 to 6 of this Decision.
The derogation provided for in Article 1 shall apply to the products and the quantities set out in the Annex which are declared for free circulation into the Union from Kenya during the period from 1 January 2011 to 31 December 2011.
The quantities set out in the Annex to this Decision shall be managed in accordance with Articles 308a, 308b and 308c of Regulation (EEC) No 2454/93.
The customs authorities of Kenya shall take the necessary measures to carry out quantitative checks on exports of the products referred to in Article 1.
All the EUR.1 movement certificates they issue in relation to those products shall bear a reference to this Decision.
The competent authorities of Kenya shall forward to the Commission a quarterly statement of the quantities in respect of which EUR.1 movement certificates have been issued pursuant to this Decision and the serial numbers of those certificates.
Box 7 of EUR.1 movement certificates issued under this Decision shall contain the following:
‘Derogation — Implementing Decision 2011/861/EU’.
This Decision shall apply from 1 January 2011 until 31 December 2011.
This Decision is addressed to the Member States.
ANNEX
Order No | CN code | Description of goods | Period | Quantities
09.1667 | 1604 14 16 | Tuna loins | 1.1.2011 to 31.12.2011 | 2 000 tonnes

Pending: 32011D0777

30.11.2011 EN Official Journal of the European Union L 317/36
(1) Under Article 390b of Council Directive 2006/112/EC of 28 November 2006 on the common system of value added tax(2)as amended by Directive 2009/162/EU(3), Romania may continue to exempt international transport of passengers, as referred to in point (10) of Part B of Annex X to that Directive. These transactions must be taken into account for the determination of the VAT own resources base.
(2) Romania has requested authorisation from the Commission to use certain approximate estimates for the calculation of the VAT own resources base since it is unable to make the precise calculation of the VAT own resources base for transactions referred to in point (10) of Part B of Annex X to Directive 2006/112/EC. Such calculation is likely to involve an unjustified administrative burden in relation to the effect of these transactions on Romania’s total VAT own resources base. Romania is able to make a calculation using approximate estimates for this category of transactions. Romania should therefore be authorised to calculate the VAT own resource base using approximate estimates in accordance with the second indent of Article 6(3) of Regulation (EEC, Euratom) No 1553/89.
(3) For reasons of transparency and legal certainty it is appropriate to limit the applicability of the authorisation in time,
THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
Having regard to the Treaty establishing the European Atomic Energy Community,
Having regard to Council Regulation (EEC, Euratom) No 1553/89 of 29 May 1989 on the definitive uniform arrangements for the collection of own resources accruing from value added tax(1), and in particular Article 13 thereof,
After consulting the Advisory Committee on Own Resources,
(1) Under Article 390b of Council Directive 2006/112/EC of 28 November 2006 on the common system of value added tax(2)as amended by Directive 2009/162/EU(3), Romania may continue to exempt international transport of passengers, as referred to in point (10) of Part B of Annex X to that Directive. These transactions must be taken into account for the determination of the VAT own resources base.
(2) Romania has requested authorisation from the Commission to use certain approximate estimates for the calculation of the VAT own resources base since it is unable to make the precise calculation of the VAT own resources base for transactions referred to in point (10) of Part B of Annex X to Directive 2006/112/EC. Such calculation is likely to involve an unjustified administrative burden in relation to the effect of these transactions on Romania’s total VAT own resources base. Romania is able to make a calculation using approximate estimates for this category of transactions. Romania should therefore be authorised to calculate the VAT own resource base using approximate estimates in accordance with the second indent of Article 6(3) of Regulation (EEC, Euratom) No 1553/89.
(3) For reasons of transparency and legal certainty it is appropriate to limit the applicability of the authorisation in time,
HAS ADOPTED THIS DECISION:

Article 1
For the purpose of calculating the VAT own resources base from 1 January 2011, Romania is authorised to use approximate estimates in respect of the following category of transactions referred to in part B of Annex X to Directive 2006/112/EC:
Transport of passengers (point (10)).

Article 2
This Decision shall apply from 1 January 2011 to 31 December 2015.

Article 3
This Decision is addressed to Romania.

THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
Having regard to the Treaty establishing the European Atomic Energy Community,
Having regard to Council Regulation (EEC, Euratom) No 1553/89 of 29 May 1989 on the definitive uniform arrangements for the collection of own resources accruing from value added tax(1), and in particular Article 13 thereof,
After consulting the Advisory Committee on Own Resources,
(1) Under Article 390b of Council Directive 2006/112/EC of 28 November 2006 on the common system of value added tax(2)as amended by Directive 2009/162/EU(3), Romania may continue to exempt international transport of passengers, as referred to in point (10) of Part B of Annex X to that Directive. These transactions must be taken into account for the determination of the VAT own resources base.
(2) Romania has requested authorisation from the Commission to use certain approximate estimates for the calculation of the VAT own resources base since it is unable to make the precise calculation of the VAT own resources base for transactions referred to in point (10) of Part B of Annex X to Directive 2006/112/EC. Such calculation is likely to involve an unjustified administrative burden in relation to the effect of these transactions on Romania’s total VAT own resources base. Romania is able to make a calculation using approximate estimates for this category of transactions. Romania should therefore be authorised to calculate the VAT own resource base using approximate estimates in accordance with the second indent of Article 6(3) of Regulation (EEC, Euratom) No 1553/89.
(3) For reasons of transparency and legal certainty it is appropriate to limit the applicability of the authorisation in time,
HAS ADOPTED THIS DECISION:
For the purpose of calculating the VAT own resources base from 1 January 2011, Romania is authorised to use approximate estimates in respect of the following category of transactions referred to in part B of Annex X to Directive 2006/112/EC:
Transport of passengers (point (10)).
This Decision shall apply from 1 January 2011 to 31 December 2015.
This Decision is addressed to Romania.

Pending: 32011D0701

22.10.2011 EN Official Journal of the European Union L 277/18
(1) On 27 December 2001, the Council adopted Common Position 2001/931/CFSP on the application of specific measures to combat terrorism(1).
(2) On 18 July 2011, the Council adopted Decision 2011/430/CFSP updating the list of persons, groups and entities subject to Articles 2, 3 and 4 of Common Position 2001/931/CFSP(2).
(3) The Council has determined that an additional five persons have been involved in terrorist acts within the meaning of Article 1(2) and (3) of Common Position 2001/931/CFSP, that a decision has been taken with respect to them by a competent authority within the meaning of Article 1(4) of that Common Position, and that these persons should be added to the list of persons, groups and entities to which Articles 2, 3 and 4 of Common Position 2001/931/CFSP apply.
(4) The Council has determined that there are no longer grounds for keeping one person on the list of persons, groups and entities to which Articles 2, 3 and 4 of Common Position 2001/931/CFSP apply.
(5) The list of persons, groups and entities to which Articles 2, 3 and 4 of Common Position 2001/931/CFSP apply should be updated accordingly,
1. ABDOLLAHI Hamed (a.k.a Mustafa Abdullahi), born August 11, 1960 in Iran. Iranian national. Passport: D9004878.
2. ARBABSIAR Manssor (a.k.a. Mansour Arbabsiar), born March 6 or 15, 1955 in Iran. Iranian and US national. Passport: C2002515 (Iran); Passport: 477845448 (USA). National ID no.: 07442833, expiry date 15 March 2016 (USA driving licence).
3. SHAHLAI Abdul Reza (a.k.a Abdol Reza Shala’i, a.k.a. Abd-al Reza Shalai, a.k.a. Abdorreza Shahlai, a.k.a. Abdolreza Shahla’i, a.k.a. Abdul-Reza Shahlaee, a.k.a.Hajj Yusef, a.k.a. Haji Yusif, a.k.a.Hajji Yasir, a.k.a.Hajji Yusif, a.k.a.Yusuf Abu-al-Karkh), born circa 1957 in Iran. Addresses: (1) Kermanshah, Iran, (2) Mehran Military Base, Ilam Province, Iran.
4. SHAKURI Ali Gholam, born circa 1965 in Tehran, Iran
5. SOLEIMANI Qasem (a.k.a Ghasem Soleymani, a.k.a Qasmi Sulayman, a.k.a Qasem Soleymani, a.k.a Qasem Solaimani, a.k.a Qasem Salimani, a.k.a Qasem Solemani, a.k.a Qasem Sulaimani, a.k.a Qasem Sulemani), born March 11, 1957 in Qom, Iran. Iranian national. Passport: 008827 (Iran Diplomatic), issued 1999. Title: Major General.
THE COUNCIL OF THE EUROPEAN UNION,
Having regard to the Treaty on European Union, and in particular Article 29 thereof,
(1) On 27 December 2001, the Council adopted Common Position 2001/931/CFSP on the application of specific measures to combat terrorism(1).
(2) On 18 July 2011, the Council adopted Decision 2011/430/CFSP updating the list of persons, groups and entities subject to Articles 2, 3 and 4 of Common Position 2001/931/CFSP(2).
(3) The Council has determined that an additional five persons have been involved in terrorist acts within the meaning of Article 1(2) and (3) of Common Position 2001/931/CFSP, that a decision has been taken with respect to them by a competent authority within the meaning of Article 1(4) of that Common Position, and that these persons should be added to the list of persons, groups and entities to which Articles 2, 3 and 4 of Common Position 2001/931/CFSP apply.
(4) The Council has determined that there are no longer grounds for keeping one person on the list of persons, groups and entities to which Articles 2, 3 and 4 of Common Position 2001/931/CFSP apply.
(5) The list of persons, groups and entities to which Articles 2, 3 and 4 of Common Position 2001/931/CFSP apply should be updated accordingly,
HAS ADOPTED THIS DECISION:

Article 1
1. The persons listed in Annex I to this Decision shall be added to the list set out in the Annex to Decision 2011/430/CFSP.
2. The person listed in Annex II to this Decision shall be removed from the list set out in the Annex to Decision 2011/430/CFSP.

Article 2
This Decision shall enter into force on the day of its publication in theOfficial Journal of the European Union.

THE COUNCIL OF THE EUROPEAN UNION,
Having regard to the Treaty on European Union, and in particular Article 29 thereof,
(1) On 27 December 2001, the Council adopted Common Position 2001/931/CFSP on the application of specific measures to combat terrorism(1).
(2) On 18 July 2011, the Council adopted Decision 2011/430/CFSP updating the list of persons, groups and entities subject to Articles 2, 3 and 4 of Common Position 2001/931/CFSP(2).
(3) The Council has determined that an additional five persons have been involved in terrorist acts within the meaning of Article 1(2) and (3) of Common Position 2001/931/CFSP, that a decision has been taken with respect to them by a competent authority within the meaning of Article 1(4) of that Common Position, and that these persons should be added to the list of persons, groups and entities to which Articles 2, 3 and 4 of Common Position 2001/931/CFSP apply.
(4) The Council has determined that there are no longer grounds for keeping one person on the list of persons, groups and entities to which Articles 2, 3 and 4 of Common Position 2001/931/CFSP apply.
(5) The list of persons, groups and entities to which Articles 2, 3 and 4 of Common Position 2001/931/CFSP apply should be updated accordingly,
HAS ADOPTED THIS DECISION:
1. The persons listed in Annex I to this Decision shall be added to the list set out in the Annex to Decision 2011/430/CFSP.
2. The person listed in Annex II to this Decision shall be removed from the list set out in the Annex to Decision 2011/430/CFSP.
This Decision shall enter into force on the day of its publication in theOfficial Journal of the European Union.

Persons referred to in Article 1(1)

ANNEX I
| 1. | ABDOLLAHI Hamed (a.k.a Mustafa Abdullahi), born August 11, 1960 in Iran. Iranian national. Passport: D9004878.
| 2. | ARBABSIAR Manssor (a.k.a. Mansour Arbabsiar), born March 6 or 15, 1955 in Iran. Iranian and US national. Passport: C2002515 (Iran); Passport: 477845448 (USA). National ID no.: 07442833, expiry date 15 March 2016 (USA driving licence).
| 3. | SHAHLAI Abdul Reza (a.k.a Abdol Reza Shala’i, a.k.a. Abd-al Reza Shalai, a.k.a. Abdorreza Shahlai, a.k.a. Abdolreza Shahla’i, a.k.a. Abdul-Reza Shahlaee, a.k.a.Hajj Yusef, a.k.a. Haji Yusif, a.k.a.Hajji Yasir, a.k.a.Hajji Yusif, a.k.a.Yusuf Abu-al-Karkh), born circa 1957 in Iran. Addresses: (1) Kermanshah, Iran, (2) Mehran Military Base, Ilam Province, Iran.
| 4. | SHAKURI Ali Gholam, born circa 1965 in Tehran, Iran
| 5. | SOLEIMANI Qasem (a.k.a Ghasem Soleymani, a.k.a Qasmi Sulayman, a.k.a Qasem Soleymani, a.k.a Qasem Solaimani, a.k.a Qasem Salimani, a.k.a Qasem Solemani, a.k.a Qasem Sulaimani, a.k.a Qasem Sulemani), born March 11, 1957 in Qom, Iran. Iranian national. Passport: 008827 (Iran Diplomatic), issued 1999. Title: Major General.

Person referred to in Article 1(2)

ANNEX IIEL FATMI, Nouredine (a.k.a. Nouriddin EL FATMI, a.k.a. Nouriddine EL FATMI, a.k.a. Noureddine EL FATMI, a.k.a. Abu AL KA’E KA’E, a.k.a. Abu QAE QAE, a.k.a. FOUAD, a.k.a. FZAD, a.k.a. Nabil EL FATMI, a.k.a. Ben MOHAMMED, a.k.a. Ben Mohand BEN LARBI, a.k.a. Ben Driss Muhand IBN LARBI, a.k.a. Abu TAHAR, a.k.a. EGGIE), born 15.8.1982 in Midar (Morocco), passport (Morocco) No. N829139 – member of the ‘Hofstadgroep’

Pending: 32011D0625

23.9.2011 EN Official Journal of the European Union L 246/30
(1) On 28 February 2011, the Council adopted Decision 2011/137/CFSP(1), implementing United Nations Security Council Resolution (UNSCR) 1970 (2011).
(2) On 23 March 2011, the Council adopted Decision 2011/178/CFSP amending Decision 2011/137/CFSP(2)and implementing UNSCR 1973 (2011).
(3) On 16 September 2011, the United Nations Security Council adopted UNSCR 2009 (2011) which amended, among others, the restrictive measures imposed by UNSCR 1970 (2011) and UNSCR 1973 (2011).
(4) Decision 2011/137/CFSP should be amended accordingly,
(1) in Article 2, the following paragraph is added:‘3.   Article 1 shall not apply to the supply, sale or transfer of:(a)arms and related materiel of all types, including technical assistance, training, financial and other assistance, intended solely for security or disarmament assistance to the Libyan authorities;(b)small arms, light weapons and related materiel, temporarily exported to Libya for the sole use of United Nations personnel, representatives of the media and humanitarian and development workers and associated personnel,notified to the Committee in advance and in the absence of a negative decision by the Committee within 5 working days of such a notification.’; (a) arms and related materiel of all types, including technical assistance, training, financial and other assistance, intended solely for security or disarmament assistance to the Libyan authorities; (b) small arms, light weapons and related materiel, temporarily exported to Libya for the sole use of United Nations personnel, representatives of the media and humanitarian and development workers and associated personnel,
(a) arms and related materiel of all types, including technical assistance, training, financial and other assistance, intended solely for security or disarmament assistance to the Libyan authorities;
(b) small arms, light weapons and related materiel, temporarily exported to Libya for the sole use of United Nations personnel, representatives of the media and humanitarian and development workers and associated personnel,
(a) arms and related materiel of all types, including technical assistance, training, financial and other assistance, intended solely for security or disarmament assistance to the Libyan authorities;
(b) small arms, light weapons and related materiel, temporarily exported to Libya for the sole use of United Nations personnel, representatives of the media and humanitarian and development workers and associated personnel,
(2) Article 4a(1) is deleted;
(3) in Article 6:(a)the following paragraph is inserted:‘1a   All funds, other financial assets and economic resources, owned or controlled, directly or indirectly by the:(a)Central Bank of Libya;(b)Libyan Arab Foreign Bank;(c)Libyan Investment Authority; and(d)Libyan Africa Investment Portfolio,that are frozen as of 16 September 2011 shall remain frozen.’;(b)the following paragraph is inserted:‘4b   With regard to entities referred to in paragraph 1a, exemptions may also be made for funds, financial assets and economic resources provided that:(a)the Member State concerned has provided notice to the Committee of its intent to authorise access to funds, other financial assets, or economic resources, for one or more of the following purposes and in the absence of a negative decision by the Committee within 5 working days of such a notification:(i)humanitarian needs;(ii)fuel, electricity and water for strictly civilian uses;(iii)resuming Libyan production and sale of hydrocarbons;(iv)establishing, operating, or strengthening institutions of civilian government and civilian public infrastructure; or(v)facilitating the resumption of banking sector operations, including to support or facilitate international trade with Libya;(b)the Member State concerned has notified the Committee that those funds, other financial assets or economic resources shall not be made available to or for the benefit of the persons referred to in paragraph 1;(c)the Member State concerned has consulted in advance with the Libyan authorities about the use of such funds, other financial assets, or economic resources; and(d)the Member State concerned has shared with the Libyan authorities the notification submitted pursuant to this paragraph and the Libyan authorities have not objected within 5 working days to the release of such funds, other financial assets, or economic resources.’;(c)the following paragraph is inserted:‘5a   Paragraph 1a shall not prevent an entity referred to therein from making payment due under a contract entered into before the listing of such an entity under this Decision, provided that the relevant Member State has determined that the payment is not directly or indirectly received by a person or entity referred to in paragraphs 1 and 1a and after notification by the relevant Member State to the Committee of the intention to make or receive such payments or to authorise the unfreezing of funds or other financial assets or economic resources for this purpose, 10 working days prior to such authorisation.’. (a) the following paragraph is inserted:‘1a   All funds, other financial assets and economic resources, owned or controlled, directly or indirectly by the:(a)Central Bank of Libya;(b)Libyan Arab Foreign Bank;(c)Libyan Investment Authority; and(d)Libyan Africa Investment Portfolio,that are frozen as of 16 September 2011 shall remain frozen.’; (a) Central Bank of Libya; (b) Libyan Arab Foreign Bank; (c) Libyan Investment Authority; and (d) Libyan Africa Investment Portfolio, (b) the following paragraph is inserted:‘4b   With regard to entities referred to in paragraph 1a, exemptions may also be made for funds, financial assets and economic resources provided that:(a)the Member State concerned has provided notice to the Committee of its intent to authorise access to funds, other financial assets, or economic resources, for one or more of the following purposes and in the absence of a negative decision by the Committee within 5 working days of such a notification:(i)humanitarian needs;(ii)fuel, electricity and water for strictly civilian uses;(iii)resuming Libyan production and sale of hydrocarbons;(iv)establishing, operating, or strengthening institutions of civilian government and civilian public infrastructure; or(v)facilitating the resumption of banking sector operations, including to support or facilitate international trade with Libya;(b)the Member State concerned has notified the Committee that those funds, other financial assets or economic resources shall not be made available to or for the benefit of the persons referred to in paragraph 1;(c)the Member State concerned has consulted in advance with the Libyan authorities about the use of such funds, other financial assets, or economic resources; and(d)the Member State concerned has shared with the Libyan authorities the notification submitted pursuant to this paragraph and the Libyan authorities have not objected within 5 working days to the release of such funds, other financial assets, or economic resources.’; (a) the Member State concerned has provided notice to the Committee of its intent to authorise access to funds, other financial assets, or economic resources, for one or more of the following purposes and in the absence of a negative decision by the Committee within 5 working days of such a notification:(i)humanitarian needs;(ii)fuel, electricity and water for strictly civilian uses;(iii)resuming Libyan production and sale of hydrocarbons;(iv)establishing, operating, or strengthening institutions of civilian government and civilian public infrastructure; or(v)facilitating the resumption of banking sector operations, including to support or facilitate international trade with Libya; (i) humanitarian needs; (ii) fuel, electricity and water for strictly civilian uses; (iii) resuming Libyan production and sale of hydrocarbons; (iv) establishing, operating, or strengthening institutions of civilian government and civilian public infrastructure; or (v) facilitating the resumption of banking sector operations, including to support or facilitate international trade with Libya; (b) the Member State concerned has notified the Committee that those funds, other financial assets or economic resources shall not be made available to or for the benefit of the persons referred to in paragraph 1; (c) the Member State concerned has consulted in advance with the Libyan authorities about the use of such funds, other financial assets, or economic resources; and (d) the Member State concerned has shared with the Libyan authorities the notification submitted pursuant to this paragraph and the Libyan authorities have not objected within 5 working days to the release of such funds, other financial assets, or economic resources.’; (c) the following paragraph is inserted:‘5a   Paragraph 1a shall not prevent an entity referred to therein from making payment due under a contract entered into before the listing of such an entity under this Decision, provided that the relevant Member State has determined that the payment is not directly or indirectly received by a person or entity referred to in paragraphs 1 and 1a and after notification by the relevant Member State to the Committee of the intention to make or receive such payments or to authorise the unfreezing of funds or other financial assets or economic resources for this purpose, 10 working days prior to such authorisation.’.
(a) the following paragraph is inserted:‘1a   All funds, other financial assets and economic resources, owned or controlled, directly or indirectly by the:(a)Central Bank of Libya;(b)Libyan Arab Foreign Bank;(c)Libyan Investment Authority; and(d)Libyan Africa Investment Portfolio,that are frozen as of 16 September 2011 shall remain frozen.’; (a) Central Bank of Libya; (b) Libyan Arab Foreign Bank; (c) Libyan Investment Authority; and (d) Libyan Africa Investment Portfolio,
(a) Central Bank of Libya;
(b) Libyan Arab Foreign Bank;
(c) Libyan Investment Authority; and
(d) Libyan Africa Investment Portfolio,
(b) the following paragraph is inserted:‘4b   With regard to entities referred to in paragraph 1a, exemptions may also be made for funds, financial assets and economic resources provided that:(a)the Member State concerned has provided notice to the Committee of its intent to authorise access to funds, other financial assets, or economic resources, for one or more of the following purposes and in the absence of a negative decision by the Committee within 5 working days of such a notification:(i)humanitarian needs;(ii)fuel, electricity and water for strictly civilian uses;(iii)resuming Libyan production and sale of hydrocarbons;(iv)establishing, operating, or strengthening institutions of civilian government and civilian public infrastructure; or(v)facilitating the resumption of banking sector operations, including to support or facilitate international trade with Libya;(b)the Member State concerned has notified the Committee that those funds, other financial assets or economic resources shall not be made available to or for the benefit of the persons referred to in paragraph 1;(c)the Member State concerned has consulted in advance with the Libyan authorities about the use of such funds, other financial assets, or economic resources; and(d)the Member State concerned has shared with the Libyan authorities the notification submitted pursuant to this paragraph and the Libyan authorities have not objected within 5 working days to the release of such funds, other financial assets, or economic resources.’; (a) the Member State concerned has provided notice to the Committee of its intent to authorise access to funds, other financial assets, or economic resources, for one or more of the following purposes and in the absence of a negative decision by the Committee within 5 working days of such a notification:(i)humanitarian needs;(ii)fuel, electricity and water for strictly civilian uses;(iii)resuming Libyan production and sale of hydrocarbons;(iv)establishing, operating, or strengthening institutions of civilian government and civilian public infrastructure; or(v)facilitating the resumption of banking sector operations, including to support or facilitate international trade with Libya; (i) humanitarian needs; (ii) fuel, electricity and water for strictly civilian uses; (iii) resuming Libyan production and sale of hydrocarbons; (iv) establishing, operating, or strengthening institutions of civilian government and civilian public infrastructure; or (v) facilitating the resumption of banking sector operations, including to support or facilitate international trade with Libya; (b) the Member State concerned has notified the Committee that those funds, other financial assets or economic resources shall not be made available to or for the benefit of the persons referred to in paragraph 1; (c) the Member State concerned has consulted in advance with the Libyan authorities about the use of such funds, other financial assets, or economic resources; and (d) the Member State concerned has shared with the Libyan authorities the notification submitted pursuant to this paragraph and the Libyan authorities have not objected within 5 working days to the release of such funds, other financial assets, or economic resources.’;
(a) the Member State concerned has provided notice to the Committee of its intent to authorise access to funds, other financial assets, or economic resources, for one or more of the following purposes and in the absence of a negative decision by the Committee within 5 working days of such a notification:(i)humanitarian needs;(ii)fuel, electricity and water for strictly civilian uses;(iii)resuming Libyan production and sale of hydrocarbons;(iv)establishing, operating, or strengthening institutions of civilian government and civilian public infrastructure; or(v)facilitating the resumption of banking sector operations, including to support or facilitate international trade with Libya; (i) humanitarian needs; (ii) fuel, electricity and water for strictly civilian uses; (iii) resuming Libyan production and sale of hydrocarbons; (iv) establishing, operating, or strengthening institutions of civilian government and civilian public infrastructure; or (v) facilitating the resumption of banking sector operations, including to support or facilitate international trade with Libya;
(i) humanitarian needs;
(ii) fuel, electricity and water for strictly civilian uses;
(iii) resuming Libyan production and sale of hydrocarbons;
(iv) establishing, operating, or strengthening institutions of civilian government and civilian public infrastructure; or
(v) facilitating the resumption of banking sector operations, including to support or facilitate international trade with Libya;
(b) the Member State concerned has notified the Committee that those funds, other financial assets or economic resources shall not be made available to or for the benefit of the persons referred to in paragraph 1;
(c) the Member State concerned has consulted in advance with the Libyan authorities about the use of such funds, other financial assets, or economic resources; and
(d) the Member State concerned has shared with the Libyan authorities the notification submitted pursuant to this paragraph and the Libyan authorities have not objected within 5 working days to the release of such funds, other financial assets, or economic resources.’;
(c) the following paragraph is inserted:‘5a   Paragraph 1a shall not prevent an entity referred to therein from making payment due under a contract entered into before the listing of such an entity under this Decision, provided that the relevant Member State has determined that the payment is not directly or indirectly received by a person or entity referred to in paragraphs 1 and 1a and after notification by the relevant Member State to the Committee of the intention to make or receive such payments or to authorise the unfreezing of funds or other financial assets or economic resources for this purpose, 10 working days prior to such authorisation.’.
(a) the following paragraph is inserted:‘1a   All funds, other financial assets and economic resources, owned or controlled, directly or indirectly by the:(a)Central Bank of Libya;(b)Libyan Arab Foreign Bank;(c)Libyan Investment Authority; and(d)Libyan Africa Investment Portfolio,that are frozen as of 16 September 2011 shall remain frozen.’; (a) Central Bank of Libya; (b) Libyan Arab Foreign Bank; (c) Libyan Investment Authority; and (d) Libyan Africa Investment Portfolio,
(a) Central Bank of Libya;
(b) Libyan Arab Foreign Bank;
(c) Libyan Investment Authority; and
(d) Libyan Africa Investment Portfolio,
(a) Central Bank of Libya;
(b) Libyan Arab Foreign Bank;
(c) Libyan Investment Authority; and
(d) Libyan Africa Investment Portfolio,
(b) the following paragraph is inserted:‘4b   With regard to entities referred to in paragraph 1a, exemptions may also be made for funds, financial assets and economic resources provided that:(a)the Member State concerned has provided notice to the Committee of its intent to authorise access to funds, other financial assets, or economic resources, for one or more of the following purposes and in the absence of a negative decision by the Committee within 5 working days of such a notification:(i)humanitarian needs;(ii)fuel, electricity and water for strictly civilian uses;(iii)resuming Libyan production and sale of hydrocarbons;(iv)establishing, operating, or strengthening institutions of civilian government and civilian public infrastructure; or(v)facilitating the resumption of banking sector operations, including to support or facilitate international trade with Libya;(b)the Member State concerned has notified the Committee that those funds, other financial assets or economic resources shall not be made available to or for the benefit of the persons referred to in paragraph 1;(c)the Member State concerned has consulted in advance with the Libyan authorities about the use of such funds, other financial assets, or economic resources; and(d)the Member State concerned has shared with the Libyan authorities the notification submitted pursuant to this paragraph and the Libyan authorities have not objected within 5 working days to the release of such funds, other financial assets, or economic resources.’; (a) the Member State concerned has provided notice to the Committee of its intent to authorise access to funds, other financial assets, or economic resources, for one or more of the following purposes and in the absence of a negative decision by the Committee within 5 working days of such a notification:(i)humanitarian needs;(ii)fuel, electricity and water for strictly civilian uses;(iii)resuming Libyan production and sale of hydrocarbons;(iv)establishing, operating, or strengthening institutions of civilian government and civilian public infrastructure; or(v)facilitating the resumption of banking sector operations, including to support or facilitate international trade with Libya; (i) humanitarian needs; (ii) fuel, electricity and water for strictly civilian uses; (iii) resuming Libyan production and sale of hydrocarbons; (iv) establishing, operating, or strengthening institutions of civilian government and civilian public infrastructure; or (v) facilitating the resumption of banking sector operations, including to support or facilitate international trade with Libya; (b) the Member State concerned has notified the Committee that those funds, other financial assets or economic resources shall not be made available to or for the benefit of the persons referred to in paragraph 1; (c) the Member State concerned has consulted in advance with the Libyan authorities about the use of such funds, other financial assets, or economic resources; and (d) the Member State concerned has shared with the Libyan authorities the notification submitted pursuant to this paragraph and the Libyan authorities have not objected within 5 working days to the release of such funds, other financial assets, or economic resources.’;
(a) the Member State concerned has provided notice to the Committee of its intent to authorise access to funds, other financial assets, or economic resources, for one or more of the following purposes and in the absence of a negative decision by the Committee within 5 working days of such a notification:(i)humanitarian needs;(ii)fuel, electricity and water for strictly civilian uses;(iii)resuming Libyan production and sale of hydrocarbons;(iv)establishing, operating, or strengthening institutions of civilian government and civilian public infrastructure; or(v)facilitating the resumption of banking sector operations, including to support or facilitate international trade with Libya; (i) humanitarian needs; (ii) fuel, electricity and water for strictly civilian uses; (iii) resuming Libyan production and sale of hydrocarbons; (iv) establishing, operating, or strengthening institutions of civilian government and civilian public infrastructure; or (v) facilitating the resumption of banking sector operations, including to support or facilitate international trade with Libya;
(i) humanitarian needs;
(ii) fuel, electricity and water for strictly civilian uses;
(iii) resuming Libyan production and sale of hydrocarbons;
(iv) establishing, operating, or strengthening institutions of civilian government and civilian public infrastructure; or
(v) facilitating the resumption of banking sector operations, including to support or facilitate international trade with Libya;
(b) the Member State concerned has notified the Committee that those funds, other financial assets or economic resources shall not be made available to or for the benefit of the persons referred to in paragraph 1;
(c) the Member State concerned has consulted in advance with the Libyan authorities about the use of such funds, other financial assets, or economic resources; and
(d) the Member State concerned has shared with the Libyan authorities the notification submitted pursuant to this paragraph and the Libyan authorities have not objected within 5 working days to the release of such funds, other financial assets, or economic resources.’;
(a) the Member State concerned has provided notice to the Committee of its intent to authorise access to funds, other financial assets, or economic resources, for one or more of the following purposes and in the absence of a negative decision by the Committee within 5 working days of such a notification:(i)humanitarian needs;(ii)fuel, electricity and water for strictly civilian uses;(iii)resuming Libyan production and sale of hydrocarbons;(iv)establishing, operating, or strengthening institutions of civilian government and civilian public infrastructure; or(v)facilitating the resumption of banking sector operations, including to support or facilitate international trade with Libya; (i) humanitarian needs; (ii) fuel, electricity and water for strictly civilian uses; (iii) resuming Libyan production and sale of hydrocarbons; (iv) establishing, operating, or strengthening institutions of civilian government and civilian public infrastructure; or (v) facilitating the resumption of banking sector operations, including to support or facilitate international trade with Libya;
(i) humanitarian needs;
(ii) fuel, electricity and water for strictly civilian uses;
(iii) resuming Libyan production and sale of hydrocarbons;
(iv) establishing, operating, or strengthening institutions of civilian government and civilian public infrastructure; or
(v) facilitating the resumption of banking sector operations, including to support or facilitate international trade with Libya;
(i) humanitarian needs;
(ii) fuel, electricity and water for strictly civilian uses;
(iii) resuming Libyan production and sale of hydrocarbons;
(iv) establishing, operating, or strengthening institutions of civilian government and civilian public infrastructure; or
(v) facilitating the resumption of banking sector operations, including to support or facilitate international trade with Libya;
(b) the Member State concerned has notified the Committee that those funds, other financial assets or economic resources shall not be made available to or for the benefit of the persons referred to in paragraph 1;
(c) the Member State concerned has consulted in advance with the Libyan authorities about the use of such funds, other financial assets, or economic resources; and
(d) the Member State concerned has shared with the Libyan authorities the notification submitted pursuant to this paragraph and the Libyan authorities have not objected within 5 working days to the release of such funds, other financial assets, or economic resources.’;
(c) the following paragraph is inserted:‘5a   Paragraph 1a shall not prevent an entity referred to therein from making payment due under a contract entered into before the listing of such an entity under this Decision, provided that the relevant Member State has determined that the payment is not directly or indirectly received by a person or entity referred to in paragraphs 1 and 1a and after notification by the relevant Member State to the Committee of the intention to make or receive such payments or to authorise the unfreezing of funds or other financial assets or economic resources for this purpose, 10 working days prior to such authorisation.’.
1. Central Bank of Libya
2. Libyan Investment Authority
3. Libyan Foreign Bank
4. Libya Africa Investment Portfolio
5. Libyan National Oil Corporation.
THE COUNCIL OF THE EUROPEAN UNION,
Having regard to the Treaty on European Union, and in particular Article 29 thereof,
(1) On 28 February 2011, the Council adopted Decision 2011/137/CFSP(1), implementing United Nations Security Council Resolution (UNSCR) 1970 (2011).
(2) On 23 March 2011, the Council adopted Decision 2011/178/CFSP amending Decision 2011/137/CFSP(2)and implementing UNSCR 1973 (2011).
(3) On 16 September 2011, the United Nations Security Council adopted UNSCR 2009 (2011) which amended, among others, the restrictive measures imposed by UNSCR 1970 (2011) and UNSCR 1973 (2011).
(4) Decision 2011/137/CFSP should be amended accordingly,
HAS ADOPTED THIS DECISION:

Article 1
Decision 2011/137/CFSP is hereby amended as follows:
(1)
in Article 2, the following paragraph is added:
‘3. Article 1 shall not apply to the supply, sale or transfer of:
(a)
arms and related materiel of all types, including technical assistance, training, financial and other assistance, intended solely for security or disarmament assistance to the Libyan authorities;
(b)
small arms, light weapons and related materiel, temporarily exported to Libya for the sole use of United Nations personnel, representatives of the media and humanitarian and development workers and associated personnel,
notified to the Committee in advance and in the absence of a negative decision by the Committee within 5 working days of such a notification.’;
(2)
Article 4a(1) is deleted;
(3)
in Article 6:
(a)
the following paragraph is inserted:
‘1a All funds, other financial assets and economic resources, owned or controlled, directly or indirectly by the:
(a)
Central Bank of Libya;
(b)
Libyan Arab Foreign Bank;
(c)
Libyan Investment Authority; and
(d)
Libyan Africa Investment Portfolio,
that are frozen as of 16 September 2011 shall remain frozen.’;
(b)
the following paragraph is inserted:
‘4b With regard to entities referred to in paragraph 1a, exemptions may also be made for funds, financial assets and economic resources provided that:
(a)
the Member State concerned has provided notice to the Committee of its intent to authorise access to funds, other financial assets, or economic resources, for one or more of the following purposes and in the absence of a negative decision by the Committee within 5 working days of such a notification:
(i)
humanitarian needs;
(ii)
fuel, electricity and water for strictly civilian uses;
(iii)
resuming Libyan production and sale of hydrocarbons;
(iv)
establishing, operating, or strengthening institutions of civilian government and civilian public infrastructure; or
(v)
facilitating the resumption of banking sector operations, including to support or facilitate international trade with Libya;
(b)
the Member State concerned has notified the Committee that those funds, other financial assets or economic resources shall not be made available to or for the benefit of the persons referred to in paragraph 1;
(c)
the Member State concerned has consulted in advance with the Libyan authorities about the use of such funds, other financial assets, or economic resources; and
(d)
the Member State concerned has shared with the Libyan authorities the notification submitted pursuant to this paragraph and the Libyan authorities have not objected within 5 working days to the release of such funds, other financial assets, or economic resources.’;
(c)
the following paragraph is inserted:
‘5a Paragraph 1a shall not prevent an entity referred to therein from making payment due under a contract entered into before the listing of such an entity under this Decision, provided that the relevant Member State has determined that the payment is not directly or indirectly received by a person or entity referred to in paragraphs 1 and 1a and after notification by the relevant Member State to the Committee of the intention to make or receive such payments or to authorise the unfreezing of funds or other financial assets or economic resources for this purpose, 10 working days prior to such authorisation.’.

Article 2
The entries for the entities set out in the Annex to this Decision shall be deleted from the lists set out in Annexes III and IV to Decision 2011/137/CFSP.

Article 3
This Decision shall enter into force on the date of its adoption.

THE COUNCIL OF THE EUROPEAN UNION,
Having regard to the Treaty on European Union, and in particular Article 29 thereof,
(1) On 28 February 2011, the Council adopted Decision 2011/137/CFSP(1), implementing United Nations Security Council Resolution (UNSCR) 1970 (2011).
(2) On 23 March 2011, the Council adopted Decision 2011/178/CFSP amending Decision 2011/137/CFSP(2)and implementing UNSCR 1973 (2011).
(3) On 16 September 2011, the United Nations Security Council adopted UNSCR 2009 (2011) which amended, among others, the restrictive measures imposed by UNSCR 1970 (2011) and UNSCR 1973 (2011).
(4) Decision 2011/137/CFSP should be amended accordingly,
HAS ADOPTED THIS DECISION:
Decision 2011/137/CFSP is hereby amended as follows:
(1)
in Article 2, the following paragraph is added:
‘3. Article 1 shall not apply to the supply, sale or transfer of:
(a)
arms and related materiel of all types, including technical assistance, training, financial and other assistance, intended solely for security or disarmament assistance to the Libyan authorities;
(b)
small arms, light weapons and related materiel, temporarily exported to Libya for the sole use of United Nations personnel, representatives of the media and humanitarian and development workers and associated personnel,
notified to the Committee in advance and in the absence of a negative decision by the Committee within 5 working days of such a notification.’;
(2)
Article 4a(1) is deleted;
(3)
in Article 6:
(a)
the following paragraph is inserted:
‘1a All funds, other financial assets and economic resources, owned or controlled, directly or indirectly by the:
(a)
Central Bank of Libya;
(b)
Libyan Arab Foreign Bank;
(c)
Libyan Investment Authority; and
(d)
Libyan Africa Investment Portfolio,
that are frozen as of 16 September 2011 shall remain frozen.’;
(b)
the following paragraph is inserted:
‘4b With regard to entities referred to in paragraph 1a, exemptions may also be made for funds, financial assets and economic resources provided that:
(a)
the Member State concerned has provided notice to the Committee of its intent to authorise access to funds, other financial assets, or economic resources, for one or more of the following purposes and in the absence of a negative decision by the Committee within 5 working days of such a notification:
(i)
humanitarian needs;
(ii)
fuel, electricity and water for strictly civilian uses;
(iii)
resuming Libyan production and sale of hydrocarbons;
(iv)
establishing, operating, or strengthening institutions of civilian government and civilian public infrastructure; or
(v)
facilitating the resumption of banking sector operations, including to support or facilitate international trade with Libya;
(b)
the Member State concerned has notified the Committee that those funds, other financial assets or economic resources shall not be made available to or for the benefit of the persons referred to in paragraph 1;
(c)
the Member State concerned has consulted in advance with the Libyan authorities about the use of such funds, other financial assets, or economic resources; and
(d)
the Member State concerned has shared with the Libyan authorities the notification submitted pursuant to this paragraph and the Libyan authorities have not objected within 5 working days to the release of such funds, other financial assets, or economic resources.’;
(c)
the following paragraph is inserted:
‘5a Paragraph 1a shall not prevent an entity referred to therein from making payment due under a contract entered into before the listing of such an entity under this Decision, provided that the relevant Member State has determined that the payment is not directly or indirectly received by a person or entity referred to in paragraphs 1 and 1a and after notification by the relevant Member State to the Committee of the intention to make or receive such payments or to authorise the unfreezing of funds or other financial assets or economic resources for this purpose, 10 working days prior to such authorisation.’.
The entries for the entities set out in the Annex to this Decision shall be deleted from the lists set out in Annexes III and IV to Decision 2011/137/CFSP.
This Decision shall enter into force on the date of its adoption.

ENTITIES REFERRED TO IN ARTICLE 2

ANNEXEntries deleted from the list set out in Annex III to Decision 2011/137/CFSP:

1. | Central Bank of Libya
2. | Libyan Investment Authority
3. | Libyan Foreign Bank
4. | Libya Africa Investment Portfolio
5. | Libyan National Oil Corporation.Entry deleted from the list set out in Annex IV to Decision 2011/137/CFSP:
Zuietina Oil Company.

Pending: 32011D0621

21.9.2011 EN Official Journal of the European Union L 243/19
(1) On 6 December 2007, the Council adopted Joint Action 2007/805/CFSP(1)appointing Mr Koen VERVAEKE as European Union Special Representative ("EUSR") to the African Union ("AU"). His mandate expired on 31 August 2011.
(2) Therefore, the mandate of the EUSR should be extended from 1 September 2011 until 30 June 2012.
(3) The EUSR will implement his mandate in the context of a situation which may deteriorate and could impede the achievement of the objectives of the Union's external action as set out in Article 21 of the Treaty,
(a) enhancing the EU's political dialogue and broader relationship with the AU;
(b) strengthening the EU-AU partnership in all areas outlined in the Joint Africa-EU Strategy, contributing to the development and implementation of the Joint Africa-EU Strategy in partnership with the AU, respecting the principle of African ownership and working more closely with African representatives in multilateral fora in coordination with multilateral partners;
(c) working with, and providing support to the AU by supporting institutional development and strengthening the relationship between EU and AU Institutions, including through development assistance, to promote:—peace and security: predict, prevent, manage, mediate and resolve conflict, support efforts to promote peace and stability, support post-conflict reconstruction,—human rights and governance: promote and protect human rights; promote fundamental freedoms and respect for the rule of law; support, through political dialogue and financial and technical assistance, African efforts to monitor and improve governance; support growth of participatory democracy and accountability; support the fight against corruption and organised crime and further promote efforts to address the issue of children and armed conflict in all its aspects,—sustainable growth, regional integration and trade: support efforts towards interconnectivity and facilitate people's access to water and sanitation, energy and information technology; promote a stable, efficient and harmonised legal business framework; assist to integrate Africa into the world trade system, assist African countries to comply with EU rules and standards; support Africa in countering the effects of climate change,—investment in people: support efforts in the fields of gender, health, food security and education, promote exchange programmes, networks of universities and centres of excellence, address the root causes of migration. — peace and security: predict, prevent, manage, mediate and resolve conflict, support efforts to promote peace and stability, support post-conflict reconstruction, — human rights and governance: promote and protect human rights; promote fundamental freedoms and respect for the rule of law; support, through political dialogue and financial and technical assistance, African efforts to monitor and improve governance; support growth of participatory democracy and accountability; support the fight against corruption and organised crime and further promote efforts to address the issue of children and armed conflict in all its aspects, — sustainable growth, regional integration and trade: support efforts towards interconnectivity and facilitate people's access to water and sanitation, energy and information technology; promote a stable, efficient and harmonised legal business framework; assist to integrate Africa into the world trade system, assist African countries to comply with EU rules and standards; support Africa in countering the effects of climate change, — investment in people: support efforts in the fields of gender, health, food security and education, promote exchange programmes, networks of universities and centres of excellence, address the root causes of migration.
— peace and security: predict, prevent, manage, mediate and resolve conflict, support efforts to promote peace and stability, support post-conflict reconstruction,
— human rights and governance: promote and protect human rights; promote fundamental freedoms and respect for the rule of law; support, through political dialogue and financial and technical assistance, African efforts to monitor and improve governance; support growth of participatory democracy and accountability; support the fight against corruption and organised crime and further promote efforts to address the issue of children and armed conflict in all its aspects,
— sustainable growth, regional integration and trade: support efforts towards interconnectivity and facilitate people's access to water and sanitation, energy and information technology; promote a stable, efficient and harmonised legal business framework; assist to integrate Africa into the world trade system, assist African countries to comply with EU rules and standards; support Africa in countering the effects of climate change,
— investment in people: support efforts in the fields of gender, health, food security and education, promote exchange programmes, networks of universities and centres of excellence, address the root causes of migration.
— peace and security: predict, prevent, manage, mediate and resolve conflict, support efforts to promote peace and stability, support post-conflict reconstruction,
— human rights and governance: promote and protect human rights; promote fundamental freedoms and respect for the rule of law; support, through political dialogue and financial and technical assistance, African efforts to monitor and improve governance; support growth of participatory democracy and accountability; support the fight against corruption and organised crime and further promote efforts to address the issue of children and armed conflict in all its aspects,
— sustainable growth, regional integration and trade: support efforts towards interconnectivity and facilitate people's access to water and sanitation, energy and information technology; promote a stable, efficient and harmonised legal business framework; assist to integrate Africa into the world trade system, assist African countries to comply with EU rules and standards; support Africa in countering the effects of climate change,
— investment in people: support efforts in the fields of gender, health, food security and education, promote exchange programmes, networks of universities and centres of excellence, address the root causes of migration.
(a) strengthen the overall EU influence in, and coordination of, the Addis Ababa-based dialogue with the AU and its Commission, on the whole range of CFSP/ESDP issues covered by the EU-AU relationship, in particular the Peace and Security Partnership and support to the operationalisation of the African Peace and Security Architecture;
(b) ensure an appropriate level of political representation, reflecting the importance of the EU as a political, financial and institutional partner of the AU, and the step change in that partnership necessitated by the growing political profile of the AU on the world stage;
(c) represent, should the Council so decide, EU positions and policies, when the AU plays a major role in a crisis situation for which no EUSR has been appointed;
(d) help achieve better coherence, consistency and coordination of EU policies and actions towards the AU, and contribute to enhance coordination of the broader partner group and its relation with the AU;
(e) contribute to the implementation of the EU human rights policy relevant to the AU, including the EU Guidelines on human rights, in particular the EU Guidelines on Children and Armed Conflict as well as on violence against women and girls and combating all forms of discrimination against them, and the EU policy on Women, Peace and Security;
(f) follow closely, and report on, all relevant developments at AU level;
(g) maintain close contact with the AU Commission, other AU organs, missions of African Sub-regional organisations to the AU and the missions of the AU Member States to the AU;
(h) facilitate the relations and cooperation between the AU and African Sub-regional organisations, especially in those areas where the EU is providing support;
(i) offer advice and provide support to the AU upon request in the areas outlined in the Joint Africa-EU Strategy;
(j) offer advice and provide support upon request to the building up of the AU's crisis management capabilities;
(k) on the basis of a clear division of tasks, coordinate with, and support, the actions of EUSRs with mandates in AU Member States/Regions; and
(l) maintain close contacts and promote coordination with key international partners of the AU present in Addis Ababa, especially the United Nations, but also with non-State actors on the whole range of the CFSP/CSDP issues covered by the EU-AU partnership.
(a) establishing a mission-specific security plan, providing for mission-specific physical, organisational and procedural security measures, governing the management of the secure movement of personnel to, and within, the mission area, and the management of security incidents, and providing for a contingency plan and a mission evacuation plan;
(b) ensuring that all personnel deployed outside the Union are covered by high risk insurance as required by the conditions in the mission area;
(c) ensuring that all members of his team to be deployed outside the Union, including locally contracted personnel, have received appropriate security training before or upon arriving in the mission area, based on the risk ratings assigned to the mission area;
(d) ensuring that all agreed recommendations made following regular security assessments are implemented and providing the Council, the Commission and the HR with written reports on their implementation and on other security issues within the framework of the mid-term and mandate implementation reports.
THE COUNCIL OF THE EUROPEAN UNION,
Having regard to the Treaty on European Union, and in particular Article 28, Article 31(2) and Article 33 thereof,
Having regard to the proposal from the High Representative of the Union for Foreign Affairs and Security Policy,
(1) On 6 December 2007, the Council adopted Joint Action 2007/805/CFSP(1)appointing Mr Koen VERVAEKE as European Union Special Representative (“EUSR”) to the African Union (“AU”). His mandate expired on 31 August 2011.
(2) Therefore, the mandate of the EUSR should be extended from 1 September 2011 until 30 June 2012.
(3) The EUSR will implement his mandate in the context of a situation which may deteriorate and could impede the achievement of the objectives of the Union’s external action as set out in Article 21 of the Treaty,
HAS ADOPTED THIS DECISION:

European Union Special Representative
Article 1
The mandate of Mr Koen VERVAEKE as EUSR to the AU is hereby extended until 30 June 2012. The mandate of the EUSR may be terminated earlier, if the Council so decides, on a proposal of the High Representative (“HR”).

Policy objectives
Article 2
The mandate of the EUSR shall be based on the EU’s comprehensive policy objectives in support of African efforts to build a peaceful, democratic and prosperous future as set out in the Joint Africa-EU Strategy. These objectives include:
(a)
enhancing the EU’s political dialogue and broader relationship with the AU;
(b)
strengthening the EU-AU partnership in all areas outlined in the Joint Africa-EU Strategy, contributing to the development and implementation of the Joint Africa-EU Strategy in partnership with the AU, respecting the principle of African ownership and working more closely with African representatives in multilateral fora in coordination with multilateral partners;
(c)
working with, and providing support to the AU by supporting institutional development and strengthening the relationship between EU and AU Institutions, including through development assistance, to promote:
—
peace and security: predict, prevent, manage, mediate and resolve conflict, support efforts to promote peace and stability, support post-conflict reconstruction,
—
human rights and governance: promote and protect human rights; promote fundamental freedoms and respect for the rule of law; support, through political dialogue and financial and technical assistance, African efforts to monitor and improve governance; support growth of participatory democracy and accountability; support the fight against corruption and organised crime and further promote efforts to address the issue of children and armed conflict in all its aspects,
—
sustainable growth, regional integration and trade: support efforts towards interconnectivity and facilitate people’s access to water and sanitation, energy and information technology; promote a stable, efficient and harmonised legal business framework; assist to integrate Africa into the world trade system, assist African countries to comply with EU rules and standards; support Africa in countering the effects of climate change,
—
investment in people: support efforts in the fields of gender, health, food security and education, promote exchange programmes, networks of universities and centres of excellence, address the root causes of migration.
Furthermore, the EUSR will play a key role in implementing the Joint Africa-EU Strategy intended to further develop and consolidate the strategic partnership between Africa and the EU.

Mandate
Article 3
In order to achieve the Common Foreign and Security Policy (CFSP)/Common Security and Defence Policy (CSDP) aspects of the objectives referred to in Article 2, the mandate of the EUSR shall be to:
(a)
strengthen the overall EU influence in, and coordination of, the Addis Ababa-based dialogue with the AU and its Commission, on the whole range of CFSP/ESDP issues covered by the EU-AU relationship, in particular the Peace and Security Partnership and support to the operationalisation of the African Peace and Security Architecture;
(b)
ensure an appropriate level of political representation, reflecting the importance of the EU as a political, financial and institutional partner of the AU, and the step change in that partnership necessitated by the growing political profile of the AU on the world stage;
(c)
represent, should the Council so decide, EU positions and policies, when the AU plays a major role in a crisis situation for which no EUSR has been appointed;
(d)
help achieve better coherence, consistency and coordination of EU policies and actions towards the AU, and contribute to enhance coordination of the broader partner group and its relation with the AU;
(e)
contribute to the implementation of the EU human rights policy relevant to the AU, including the EU Guidelines on human rights, in particular the EU Guidelines on Children and Armed Conflict as well as on violence against women and girls and combating all forms of discrimination against them, and the EU policy on Women, Peace and Security;
(f)
follow closely, and report on, all relevant developments at AU level;
(g)
maintain close contact with the AU Commission, other AU organs, missions of African Sub-regional organisations to the AU and the missions of the AU Member States to the AU;
(h)
facilitate the relations and cooperation between the AU and African Sub-regional organisations, especially in those areas where the EU is providing support;
(i)
offer advice and provide support to the AU upon request in the areas outlined in the Joint Africa-EU Strategy;
(j)
offer advice and provide support upon request to the building up of the AU’s crisis management capabilities;
(k)
on the basis of a clear division of tasks, coordinate with, and support, the actions of EUSRs with mandates in AU Member States/Regions; and
(l)
maintain close contacts and promote coordination with key international partners of the AU present in Addis Ababa, especially the United Nations, but also with non-State actors on the whole range of the CFSP/CSDP issues covered by the EU-AU partnership.

Implementation of the mandate
Article 4
1. The EUSR shall be responsible for the implementation of the mandate acting under the authority of the HR.
2. The Political and Security Committee (“PSC”) shall maintain a privileged link with the EUSR and shall be the EUSR’s primary point of contact with the Council. The PSC shall provide the EUSR with strategic guidance and political direction within the framework of the mandate, without prejudice to the powers of the HR.
3. The EUSR shall work in close coordination with the European External Action Service (“EEAS”).

Financing
Article 5
1. The financial reference amount intended to cover the expenditure related to the mandate of the EUSR in the period from 1 September 2011 to 30 June 2012 shall be EUR 715 000.
2. The expenditure shall be managed in accordance with the procedures and rules applicable to the general budget of the Union.
3. The management of the expenditure shall be subject to a contract between the EUSR and the Commission. The EUSR shall be accountable to the Commission for all expenditure.

Constitution and composition of the team
Article 6
1. Within the limits of his mandate and the corresponding financial means made available, the EUSR shall be responsible for constituting his team. The team shall include the expertise on specific policy issues as required by the mandate. The EUSR shall keep the Council and the Commission promptly informed of the composition of his team.
2. Member States, institutions of the Union and the EEAS may propose the secondment of staff to work with the EUSR. The salary of such seconded personnel shall be covered by the EU Member State, the institution of the Union concerned or the EEAS, respectively. Experts seconded by Member States to the institutions of the Union or the EEAS may also be posted to the EUSR. International contracted staff shall have the nationality of a Member State.
3. All seconded personnel shall remain under the administrative authority of the sending Member State, institution of the Union or the EEAS and shall carry out their duties and act in the interest of the mandate of the EUSR.

Privileges and immunities of the EUSR and his staff
Article 7
The privileges, immunities and further guarantees necessary for the completion and smooth functioning of the mission of the EUSR and the members of his staff shall be agreed with the host party/parties, as appropriate. Member States and the Commission shall grant all necessary support to such effect.

Security of EU classified information
Article 8
The EUSR and the members of his team shall respect the security principles and minimum standards established by Council Decision 2011/292/EU of 31 March 2011 on the security rules for protecting EU classified information(2).

Access to information and logistical support
Article 9
1. Member States, the Commission and the General Secretariat of the Council shall ensure that the EUSR is given access to any relevant information.
2. The Union’s delegations and/or Member States, as appropriate, shall provide logistical support in the region.

Security
Article 10
In accordance with the Union’s policy on the security of personnel deployed outside the Union in an operational capacity under Title V of the Treaty, the EUSR shall take all reasonably practicable measures, in conformity with his mandate and on the basis of the security situation in his geographical area of responsibility, for the security of all personnel under his direct authority, notably by:
(a)
establishing a mission-specific security plan, providing for mission-specific physical, organisational and procedural security measures, governing the management of the secure movement of personnel to, and within, the mission area, and the management of security incidents, and providing for a contingency plan and a mission evacuation plan;
(b)
ensuring that all personnel deployed outside the Union are covered by high risk insurance as required by the conditions in the mission area;
(c)
ensuring that all members of his team to be deployed outside the Union, including locally contracted personnel, have received appropriate security training before or upon arriving in the mission area, based on the risk ratings assigned to the mission area;
(d)
ensuring that all agreed recommendations made following regular security assessments are implemented and providing the Council, the Commission and the HR with written reports on their implementation and on other security issues within the framework of the mid-term and mandate implementation reports.

Reporting
Article 11
The EUSR shall regularly provide the HR and the PSC with oral and written reports. The EUSR shall also report as necessary to Council working parties. Regular written reports shall be circulated through the COREU network. Upon recommendation of the HR or the PSC, the EUSR may provide the Foreign Affairs Council with reports.

Coordination
Article 12
1. The EUSR shall promote overall Union political coordination. He shall help ensure that all Union instruments in the field are engaged coherently to attain the Union’s policy objectives. The activities of the EUSR shall be coordinated with those of the Commission, as well as those of other EUSRs active in the region as appropriate. The EUSR shall provide regular briefings to Member States’ missions and the Union’s delegations.
2. In the field, close liaison shall be maintained with the Heads of the Union delegations and Member States’ Heads of Mission who shall make best efforts to assist the EUSR in the implementation of the mandate. The EUSR shall also liaise with other international and regional actors in the field.

Review
Article 13
The implementation of this Decision and its consistency with other contributions from the Union to the region shall be kept under regular review. The EUSR shall present the Council, the Commission and the HR with a progress report at the end of January 2012 and a comprehensive mandate implementation report at the end of the mandate.

Entry into force
Article 14
This Decision shall enter into force on the day of its adoption.
It shall apply from 1 September 2011.

THE COUNCIL OF THE EUROPEAN UNION,
Having regard to the Treaty on European Union, and in particular Article 28, Article 31(2) and Article 33 thereof,
Having regard to the proposal from the High Representative of the Union for Foreign Affairs and Security Policy,
(1) On 6 December 2007, the Council adopted Joint Action 2007/805/CFSP(1)appointing Mr Koen VERVAEKE as European Union Special Representative (“EUSR”) to the African Union (“AU”). His mandate expired on 31 August 2011.
(2) Therefore, the mandate of the EUSR should be extended from 1 September 2011 until 30 June 2012.
(3) The EUSR will implement his mandate in the context of a situation which may deteriorate and could impede the achievement of the objectives of the Union’s external action as set out in Article 21 of the Treaty,
HAS ADOPTED THIS DECISION:

European Union Special Representative

The mandate of Mr Koen VERVAEKE as EUSR to the AU is hereby extended until 30 June 2012. The mandate of the EUSR may be terminated earlier, if the Council so decides, on a proposal of the High Representative (“HR”).

Policy objectives

The mandate of the EUSR shall be based on the EU’s comprehensive policy objectives in support of African efforts to build a peaceful, democratic and prosperous future as set out in the Joint Africa-EU Strategy. These objectives include:
(a)
enhancing the EU’s political dialogue and broader relationship with the AU;
(b)
strengthening the EU-AU partnership in all areas outlined in the Joint Africa-EU Strategy, contributing to the development and implementation of the Joint Africa-EU Strategy in partnership with the AU, respecting the principle of African ownership and working more closely with African representatives in multilateral fora in coordination with multilateral partners;
(c)
working with, and providing support to the AU by supporting institutional development and strengthening the relationship between EU and AU Institutions, including through development assistance, to promote:
—
peace and security: predict, prevent, manage, mediate and resolve conflict, support efforts to promote peace and stability, support post-conflict reconstruction,
—
human rights and governance: promote and protect human rights; promote fundamental freedoms and respect for the rule of law; support, through political dialogue and financial and technical assistance, African efforts to monitor and improve governance; support growth of participatory democracy and accountability; support the fight against corruption and organised crime and further promote efforts to address the issue of children and armed conflict in all its aspects,
—
sustainable growth, regional integration and trade: support efforts towards interconnectivity and facilitate people’s access to water and sanitation, energy and information technology; promote a stable, efficient and harmonised legal business framework; assist to integrate Africa into the world trade system, assist African countries to comply with EU rules and standards; support Africa in countering the effects of climate change,
—
investment in people: support efforts in the fields of gender, health, food security and education, promote exchange programmes, networks of universities and centres of excellence, address the root causes of migration.
Furthermore, the EUSR will play a key role in implementing the Joint Africa-EU Strategy intended to further develop and consolidate the strategic partnership between Africa and the EU.

Mandate

In order to achieve the Common Foreign and Security Policy (CFSP)/Common Security and Defence Policy (CSDP) aspects of the objectives referred to in Article 2, the mandate of the EUSR shall be to:
(a)
strengthen the overall EU influence in, and coordination of, the Addis Ababa-based dialogue with the AU and its Commission, on the whole range of CFSP/ESDP issues covered by the EU-AU relationship, in particular the Peace and Security Partnership and support to the operationalisation of the African Peace and Security Architecture;
(b)
ensure an appropriate level of political representation, reflecting the importance of the EU as a political, financial and institutional partner of the AU, and the step change in that partnership necessitated by the growing political profile of the AU on the world stage;
(c)
represent, should the Council so decide, EU positions and policies, when the AU plays a major role in a crisis situation for which no EUSR has been appointed;
(d)
help achieve better coherence, consistency and coordination of EU policies and actions towards the AU, and contribute to enhance coordination of the broader partner group and its relation with the AU;
(e)
contribute to the implementation of the EU human rights policy relevant to the AU, including the EU Guidelines on human rights, in particular the EU Guidelines on Children and Armed Conflict as well as on violence against women and girls and combating all forms of discrimination against them, and the EU policy on Women, Peace and Security;
(f)
follow closely, and report on, all relevant developments at AU level;
(g)
maintain close contact with the AU Commission, other AU organs, missions of African Sub-regional organisations to the AU and the missions of the AU Member States to the AU;
(h)
facilitate the relations and cooperation between the AU and African Sub-regional organisations, especially in those areas where the EU is providing support;
(i)
offer advice and provide support to the AU upon request in the areas outlined in the Joint Africa-EU Strategy;
(j)
offer advice and provide support upon request to the building up of the AU’s crisis management capabilities;
(k)
on the basis of a clear division of tasks, coordinate with, and support, the actions of EUSRs with mandates in AU Member States/Regions; and
(l)
maintain close contacts and promote coordination with key international partners of the AU present in Addis Ababa, especially the United Nations, but also with non-State actors on the whole range of the CFSP/CSDP issues covered by the EU-AU partnership.

Implementation of the mandate

1. The EUSR shall be responsible for the implementation of the mandate acting under the authority of the HR.
2. The Political and Security Committee (“PSC”) shall maintain a privileged link with the EUSR and shall be the EUSR’s primary point of contact with the Council. The PSC shall provide the EUSR with strategic guidance and political direction within the framework of the mandate, without prejudice to the powers of the HR.
3. The EUSR shall work in close coordination with the European External Action Service (“EEAS”).

Financing

1. The financial reference amount intended to cover the expenditure related to the mandate of the EUSR in the period from 1 September 2011 to 30 June 2012 shall be EUR 715 000.
2. The expenditure shall be managed in accordance with the procedures and rules applicable to the general budget of the Union.
3. The management of the expenditure shall be subject to a contract between the EUSR and the Commission. The EUSR shall be accountable to the Commission for all expenditure.

Constitution and composition of the team

1. Within the limits of his mandate and the corresponding financial means made available, the EUSR shall be responsible for constituting his team. The team shall include the expertise on specific policy issues as required by the mandate. The EUSR shall keep the Council and the Commission promptly informed of the composition of his team.
2. Member States, institutions of the Union and the EEAS may propose the secondment of staff to work with the EUSR. The salary of such seconded personnel shall be covered by the EU Member State, the institution of the Union concerned or the EEAS, respectively. Experts seconded by Member States to the institutions of the Union or the EEAS may also be posted to the EUSR. International contracted staff shall have the nationality of a Member State.
3. All seconded personnel shall remain under the administrative authority of the sending Member State, institution of the Union or the EEAS and shall carry out their duties and act in the interest of the mandate of the EUSR.

Privileges and immunities of the EUSR and his staff

The privileges, immunities and further guarantees necessary for the completion and smooth functioning of the mission of the EUSR and the members of his staff shall be agreed with the host party/parties, as appropriate. Member States and the Commission shall grant all necessary support to such effect.

Security of EU classified information

The EUSR and the members of his team shall respect the security principles and minimum standards established by Council Decision 2011/292/EU of 31 March 2011 on the security rules for protecting EU classified information(2).

Access to information and logistical support

1. Member States, the Commission and the General Secretariat of the Council shall ensure that the EUSR is given access to any relevant information.
2. The Union’s delegations and/or Member States, as appropriate, shall provide logistical support in the region.

Security

In accordance with the Union’s policy on the security of personnel deployed outside the Union in an operational capacity under Title V of the Treaty, the EUSR shall take all reasonably practicable measures, in conformity with his mandate and on the basis of the security situation in his geographical area of responsibility, for the security of all personnel under his direct authority, notably by:
(a)
establishing a mission-specific security plan, providing for mission-specific physical, organisational and procedural security measures, governing the management of the secure movement of personnel to, and within, the mission area, and the management of security incidents, and providing for a contingency plan and a mission evacuation plan;
(b)
ensuring that all personnel deployed outside the Union are covered by high risk insurance as required by the conditions in the mission area;
(c)
ensuring that all members of his team to be deployed outside the Union, including locally contracted personnel, have received appropriate security training before or upon arriving in the mission area, based on the risk ratings assigned to the mission area;
(d)
ensuring that all agreed recommendations made following regular security assessments are implemented and providing the Council, the Commission and the HR with written reports on their implementation and on other security issues within the framework of the mid-term and mandate implementation reports.

Reporting

The EUSR shall regularly provide the HR and the PSC with oral and written reports. The EUSR shall also report as necessary to Council working parties. Regular written reports shall be circulated through the COREU network. Upon recommendation of the HR or the PSC, the EUSR may provide the Foreign Affairs Council with reports.

Coordination

1. The EUSR shall promote overall Union political coordination. He shall help ensure that all Union instruments in the field are engaged coherently to attain the Union’s policy objectives. The activities of the EUSR shall be coordinated with those of the Commission, as well as those of other EUSRs active in the region as appropriate. The EUSR shall provide regular briefings to Member States’ missions and the Union’s delegations.
2. In the field, close liaison shall be maintained with the Heads of the Union delegations and Member States’ Heads of Mission who shall make best efforts to assist the EUSR in the implementation of the mandate. The EUSR shall also liaise with other international and regional actors in the field.

Review

The implementation of this Decision and its consistency with other contributions from the Union to the region shall be kept under regular review. The EUSR shall present the Council, the Commission and the HR with a progress report at the end of January 2012 and a comprehensive mandate implementation report at the end of the mandate.

Entry into force

This Decision shall enter into force on the day of its adoption.
It shall apply from 1 September 2011.

Pending: 32011D0540

21.9.2011 EN Official Journal of the European Union L 244/1
(1) Directive 2003/87/EC establishes a scheme for greenhouse gas emission allowance trading within the Union (hereinafter ‘the ETS’).
(2) Pursuant to Article 14(1) of Directive 2003/87/EC as amended by Directive 2004/101/EC, Directive 2008/101/EC and Regulation (EC) No 219/2009, the Commission adopted Decision 2007/589/EC(5)establishing guidelines for the monitoring and reporting of greenhouse gas emissions.
(3) Pursuant to Article 24(3) of Directive 2003/87/EC as amended by Directive 2004/101/EC, Directive 2008/101/EC and Regulation (EC) No 219/2009, the Commission may, on its own initiative, adopt monitoring and reporting guidelines for emissions from activities, installations and greenhouse gases which are not listed in Annex I if the monitoring and reporting of those emissions can be carried out with sufficient accuracy.
(4) Pursuant to Article 3 of Directive 2009/29/EC of the European Parliament and of the Council of 23 April 2009 amending Directive 2003/87/EC so as to improve and extend the greenhouse gas emission allowance trading scheme of the Community(6), Articles 14 and 24 of Directive 2003/87/EC as amended by Directive 2004/101/EC, Directive 2008/101/EC and Regulation (EC) No 219/2009, continue to apply until 31 December 2012.
(5) Directive 2009/29/EC includes new gases and activities in the ETS as of 2013. The Commission should adopt guidelines for the monitoring and reporting of greenhouse gas emissions resulting from new activities and new gases with a view to the inclusion of such activities in the ETS from 2013 and their possible unilateral inclusion in the ETS before 2013.
(6) Decision 2007/589/EC should therefore be amended accordingly.
(7) The measures provided for in this Decision are in accordance with the opinion of the Committee referred to in Article 23 of Directive 2003/87/EC,
(1) Article 1 is replaced by the following:‘Article 1The guidelines for the monitoring and reporting of greenhouse gas emissions from the activities listed in Annex I to Directive 2003/87/EC, and of activities included pursuant to Article 24(1) of that Directive, are set out in Annexes I to XIV and XVI to XXIV to this Decision.The guidelines for the monitoring and reporting of tonne-kilometre data from aviation activities for the purpose of an application pursuant to Article 3e or 3f of Directive 2003/87/EC are set out in Annex XV. Those guidelines are based on the principles set out in Annex IV to that Directive.’;
(2) the Table of Annexes and the following Annexes are amended as follows:(a)The Table of Annexes is amended according to Annex I to this Decision;(b)Annex I is amended according to Annex II to this Decision;(c)Annex II is amended according to Annex III to this Decision;(d)Annex IV is amended according to Annex IV to this Decision;(e)Annex V is amended according to Annex V to this Decision;(f)Annex VI is amended according to Annex VI to this Decision;(g)Annex VII is amended according to Annex VII to this Decision;(h)Annex VIII is amended according to Annex VIII to this Decision;(i)Annex IX is amended according to Annex IX to this Decision;(j)Annex X is amended according to Annex X to this Decision;(k)Annex XI is amended according to Annex XI to this Decision;(l)Annex XII is amended according to Annex XII to this Decision;(m)Annex XVI is amended according to Annex XIII to this Decision; (a) The Table of Annexes is amended according to Annex I to this Decision; (b) Annex I is amended according to Annex II to this Decision; (c) Annex II is amended according to Annex III to this Decision; (d) Annex IV is amended according to Annex IV to this Decision; (e) Annex V is amended according to Annex V to this Decision; (f) Annex VI is amended according to Annex VI to this Decision; (g) Annex VII is amended according to Annex VII to this Decision; (h) Annex VIII is amended according to Annex VIII to this Decision; (i) Annex IX is amended according to Annex IX to this Decision; (j) Annex X is amended according to Annex X to this Decision; (k) Annex XI is amended according to Annex XI to this Decision; (l) Annex XII is amended according to Annex XII to this Decision; (m) Annex XVI is amended according to Annex XIII to this Decision;
(a) The Table of Annexes is amended according to Annex I to this Decision;
(b) Annex I is amended according to Annex II to this Decision;
(c) Annex II is amended according to Annex III to this Decision;
(d) Annex IV is amended according to Annex IV to this Decision;
(e) Annex V is amended according to Annex V to this Decision;
(f) Annex VI is amended according to Annex VI to this Decision;
(g) Annex VII is amended according to Annex VII to this Decision;
(h) Annex VIII is amended according to Annex VIII to this Decision;
(i) Annex IX is amended according to Annex IX to this Decision;
(j) Annex X is amended according to Annex X to this Decision;
(k) Annex XI is amended according to Annex XI to this Decision;
(l) Annex XII is amended according to Annex XII to this Decision;
(m) Annex XVI is amended according to Annex XIII to this Decision;
(a) The Table of Annexes is amended according to Annex I to this Decision;
(b) Annex I is amended according to Annex II to this Decision;
(c) Annex II is amended according to Annex III to this Decision;
(d) Annex IV is amended according to Annex IV to this Decision;
(e) Annex V is amended according to Annex V to this Decision;
(f) Annex VI is amended according to Annex VI to this Decision;
(g) Annex VII is amended according to Annex VII to this Decision;
(h) Annex VIII is amended according to Annex VIII to this Decision;
(i) Annex IX is amended according to Annex IX to this Decision;
(j) Annex X is amended according to Annex X to this Decision;
(k) Annex XI is amended according to Annex XI to this Decision;
(l) Annex XII is amended according to Annex XII to this Decision;
(m) Annex XVI is amended according to Annex XIII to this Decision;
(3) the following Annexes are added:(a)Annex XIX is added according to Annex XIV to this Decision;(b)Annex XX is added according to Annex XV to this Decision;(c)Annex XXI is added according to Annex XVI to this Decision;(d)Annex XXII is added according to Annex XVII to this Decision;(e)Annex XXIII is added according to Annex XVIII to this Decision;(f)Annex XXIV is added according to Annex XIX to this Decision. (a) Annex XIX is added according to Annex XIV to this Decision; (b) Annex XX is added according to Annex XV to this Decision; (c) Annex XXI is added according to Annex XVI to this Decision; (d) Annex XXII is added according to Annex XVII to this Decision; (e) Annex XXIII is added according to Annex XVIII to this Decision; (f) Annex XXIV is added according to Annex XIX to this Decision.
(a) Annex XIX is added according to Annex XIV to this Decision;
(b) Annex XX is added according to Annex XV to this Decision;
(c) Annex XXI is added according to Annex XVI to this Decision;
(d) Annex XXII is added according to Annex XVII to this Decision;
(e) Annex XXIII is added according to Annex XVIII to this Decision;
(f) Annex XXIV is added according to Annex XIX to this Decision.
(a) Annex XIX is added according to Annex XIV to this Decision;
(b) Annex XX is added according to Annex XV to this Decision;
(c) Annex XXI is added according to Annex XVI to this Decision;
(d) Annex XXII is added according to Annex XVII to this Decision;
(e) Annex XXIII is added according to Annex XVIII to this Decision;
(f) Annex XXIV is added according to Annex XIX to this Decision.
(1) the entries for Annex II and Annexes IV to XII are replaced by the following:‘Annex II:Guidelines for combustion emissions from activities as listed in Annex I to Directive 2003/87/EC carried out in installationsAnnex IV:Activity-specific guidelines for the production of coke as listed in Annex I to Directive 2003/87/ECAnnex V:Activity-specific guidelines for metal ore roasting and sintering as listed in Annex I to Directive 2003/87/ECAnnex VI:Activity-specific guidelines for the production of pig iron and steel including continuous casting as listed in Annex I to Directive 2003/87/ECAnnex VII:Activity-specific guidelines for the production of cement clinker as listed in Annex I to Directive 2003/87/ECAnnex VIII:Activity-specific guidelines for the production of lime or calcination of dolomite or magnesite as listed in Annex I to Directive 2003/87/ECAnnex IX:Activity-specific guidelines for the manufacture of glass or mineral wool insulation material as listed in Annex I to Directive 2003/87/ECAnnex X:Activity-specific guidelines for the manufacture of ceramic products as listed in Annex I to Directive 2003/87/ECAnnex XI:Activity-specific guidelines for pulp and paper production as listed in Annex I to Directive 2003/87/ECAnnex XII:Guidelines for determination of emissions or amount of transfer of greenhouse gases by continuous measurement systems’; ‘Annex II : Guidelines for combustion emissions from activities as listed in Annex I to Directive 2003/87/EC carried out in installations Annex IV : Activity-specific guidelines for the production of coke as listed in Annex I to Directive 2003/87/EC Annex V : Activity-specific guidelines for metal ore roasting and sintering as listed in Annex I to Directive 2003/87/EC Annex VI : Activity-specific guidelines for the production of pig iron and steel including continuous casting as listed in Annex I to Directive 2003/87/EC Annex VII : Activity-specific guidelines for the production of cement clinker as listed in Annex I to Directive 2003/87/EC Annex VIII : Activity-specific guidelines for the production of lime or calcination of dolomite or magnesite as listed in Annex I to Directive 2003/87/EC Annex IX : Activity-specific guidelines for the manufacture of glass or mineral wool insulation material as listed in Annex I to Directive 2003/87/EC Annex X : Activity-specific guidelines for the manufacture of ceramic products as listed in Annex I to Directive 2003/87/EC Annex XI : Activity-specific guidelines for pulp and paper production as listed in Annex I to Directive 2003/87/EC Annex XII : Guidelines for determination of emissions or amount of transfer of greenhouse gases by continuous measurement systems’;
‘Annex II : Guidelines for combustion emissions from activities as listed in Annex I to Directive 2003/87/EC carried out in installations
Annex IV : Activity-specific guidelines for the production of coke as listed in Annex I to Directive 2003/87/EC
Annex V : Activity-specific guidelines for metal ore roasting and sintering as listed in Annex I to Directive 2003/87/EC
Annex VI : Activity-specific guidelines for the production of pig iron and steel including continuous casting as listed in Annex I to Directive 2003/87/EC
Annex VII : Activity-specific guidelines for the production of cement clinker as listed in Annex I to Directive 2003/87/EC
Annex VIII : Activity-specific guidelines for the production of lime or calcination of dolomite or magnesite as listed in Annex I to Directive 2003/87/EC
Annex IX : Activity-specific guidelines for the manufacture of glass or mineral wool insulation material as listed in Annex I to Directive 2003/87/EC
Annex X : Activity-specific guidelines for the manufacture of ceramic products as listed in Annex I to Directive 2003/87/EC
Annex XI : Activity-specific guidelines for pulp and paper production as listed in Annex I to Directive 2003/87/EC
Annex XII : Guidelines for determination of emissions or amount of transfer of greenhouse gases by continuous measurement systems’;
‘Annex II : Guidelines for combustion emissions from activities as listed in Annex I to Directive 2003/87/EC carried out in installations
Annex IV : Activity-specific guidelines for the production of coke as listed in Annex I to Directive 2003/87/EC
Annex V : Activity-specific guidelines for metal ore roasting and sintering as listed in Annex I to Directive 2003/87/EC
Annex VI : Activity-specific guidelines for the production of pig iron and steel including continuous casting as listed in Annex I to Directive 2003/87/EC
Annex VII : Activity-specific guidelines for the production of cement clinker as listed in Annex I to Directive 2003/87/EC
Annex VIII : Activity-specific guidelines for the production of lime or calcination of dolomite or magnesite as listed in Annex I to Directive 2003/87/EC
Annex IX : Activity-specific guidelines for the manufacture of glass or mineral wool insulation material as listed in Annex I to Directive 2003/87/EC
Annex X : Activity-specific guidelines for the manufacture of ceramic products as listed in Annex I to Directive 2003/87/EC
Annex XI : Activity-specific guidelines for pulp and paper production as listed in Annex I to Directive 2003/87/EC
Annex XII : Guidelines for determination of emissions or amount of transfer of greenhouse gases by continuous measurement systems’;
(2) the following titles of new Annexes XIX, XX, XXI, XXII, XXIII and XXIV are added:‘Annex XIX:Activity-specific guidelines for the production of soda ash and sodium bicarbonate as listed in Annex I to Directive 2003/87/ECAnnex XX:Activity-specific guidelines for the production of ammonia as listed in Annex I to Directive 2003/87/ECAnnex XXI:Activity-specific guidelines for the production of hydrogen and synthesis gas as listed in Annex I to Directive 2003/87/ECAnnex XXII:Activity-specific guidelines for the production of bulk organic chemicals as listed in Annex I to Directive 2003/87/ECAnnex XXIII:Activity-specific guidelines for the production or processing of ferrous and non-ferrous metals as listed in Annex I to Directive 2003/87/ECAnnex XXIV:Activity-specific guidelines for the production or processing of primary aluminium as listed in Annex I to Directive 2003/87/EC’. ‘Annex XIX : Activity-specific guidelines for the production of soda ash and sodium bicarbonate as listed in Annex I to Directive 2003/87/EC Annex XX : Activity-specific guidelines for the production of ammonia as listed in Annex I to Directive 2003/87/EC Annex XXI : Activity-specific guidelines for the production of hydrogen and synthesis gas as listed in Annex I to Directive 2003/87/EC Annex XXII : Activity-specific guidelines for the production of bulk organic chemicals as listed in Annex I to Directive 2003/87/EC Annex XXIII : Activity-specific guidelines for the production or processing of ferrous and non-ferrous metals as listed in Annex I to Directive 2003/87/EC Annex XXIV : Activity-specific guidelines for the production or processing of primary aluminium as listed in Annex I to Directive 2003/87/EC’.
‘Annex XIX : Activity-specific guidelines for the production of soda ash and sodium bicarbonate as listed in Annex I to Directive 2003/87/EC
Annex XX : Activity-specific guidelines for the production of ammonia as listed in Annex I to Directive 2003/87/EC
Annex XXI : Activity-specific guidelines for the production of hydrogen and synthesis gas as listed in Annex I to Directive 2003/87/EC
Annex XXII : Activity-specific guidelines for the production of bulk organic chemicals as listed in Annex I to Directive 2003/87/EC
Annex XXIII : Activity-specific guidelines for the production or processing of ferrous and non-ferrous metals as listed in Annex I to Directive 2003/87/EC
Annex XXIV : Activity-specific guidelines for the production or processing of primary aluminium as listed in Annex I to Directive 2003/87/EC’.
‘Annex XIX : Activity-specific guidelines for the production of soda ash and sodium bicarbonate as listed in Annex I to Directive 2003/87/EC
Annex XX : Activity-specific guidelines for the production of ammonia as listed in Annex I to Directive 2003/87/EC
Annex XXI : Activity-specific guidelines for the production of hydrogen and synthesis gas as listed in Annex I to Directive 2003/87/EC
Annex XXII : Activity-specific guidelines for the production of bulk organic chemicals as listed in Annex I to Directive 2003/87/EC
Annex XXIII : Activity-specific guidelines for the production or processing of ferrous and non-ferrous metals as listed in Annex I to Directive 2003/87/EC
Annex XXIV : Activity-specific guidelines for the production or processing of primary aluminium as listed in Annex I to Directive 2003/87/EC’.
(1) in Section 1 entitled ‘Introduction’, the words ‘Annexes II to XI and Annexes XIII to XVIII’ are replaced by the words ‘Annexes II to XI and Annexes XIII to XXIV’;
(2) in the introductory part of Section 2 entitled ‘Definitions’ the words ‘Annexes II to XVIII’ are replaced by the words ‘Annexes II to XXIV’;
(3) Section 4.3 entitled ‘The Monitoring Plan’ is amended as follows:(a)in the fourth paragraph, point (e) is replaced as follows:‘(e)a list and description of the tiers for activity data, carbon content (where mass balance or other approaches directly requiring the carbon content for emission calculation are applied), emission factors, oxidation and conversion factors for each of the source streams to be monitored’;(b)the following subparagraphs are added after subparagraph (t):‘(u)where applicable, the dates when measurements for the determination of the installation specific emission factors for CF4and C2F6have been carried out, and a schedule for future repetitions of this determination;(v)where applicable, the protocol describing the procedure used to determine the installation specific emission factors for CF4and C2F6, showing also that the measurements have been and will be carried out for a sufficiently long time for measured values to converge, but at least for 72 hours;(w)where applicable, the methodology for determining the collection efficiency for fugitive emissions at installations for primary aluminium production;’; (a) in the fourth paragraph, point (e) is replaced as follows:‘(e)a list and description of the tiers for activity data, carbon content (where mass balance or other approaches directly requiring the carbon content for emission calculation are applied), emission factors, oxidation and conversion factors for each of the source streams to be monitored’; ‘(e) a list and description of the tiers for activity data, carbon content (where mass balance or other approaches directly requiring the carbon content for emission calculation are applied), emission factors, oxidation and conversion factors for each of the source streams to be monitored’; (b) the following subparagraphs are added after subparagraph (t):‘(u)where applicable, the dates when measurements for the determination of the installation specific emission factors for CF4and C2F6have been carried out, and a schedule for future repetitions of this determination;(v)where applicable, the protocol describing the procedure used to determine the installation specific emission factors for CF4and C2F6, showing also that the measurements have been and will be carried out for a sufficiently long time for measured values to converge, but at least for 72 hours;(w)where applicable, the methodology for determining the collection efficiency for fugitive emissions at installations for primary aluminium production;’; ‘(u) where applicable, the dates when measurements for the determination of the installation specific emission factors for CF4and C2F6have been carried out, and a schedule for future repetitions of this determination; (v) where applicable, the protocol describing the procedure used to determine the installation specific emission factors for CF4and C2F6, showing also that the measurements have been and will be carried out for a sufficiently long time for measured values to converge, but at least for 72 hours; (w) where applicable, the methodology for determining the collection efficiency for fugitive emissions at installations for primary aluminium production;’;
(a) in the fourth paragraph, point (e) is replaced as follows:‘(e)a list and description of the tiers for activity data, carbon content (where mass balance or other approaches directly requiring the carbon content for emission calculation are applied), emission factors, oxidation and conversion factors for each of the source streams to be monitored’; ‘(e) a list and description of the tiers for activity data, carbon content (where mass balance or other approaches directly requiring the carbon content for emission calculation are applied), emission factors, oxidation and conversion factors for each of the source streams to be monitored’;
‘(e) a list and description of the tiers for activity data, carbon content (where mass balance or other approaches directly requiring the carbon content for emission calculation are applied), emission factors, oxidation and conversion factors for each of the source streams to be monitored’;
(b) the following subparagraphs are added after subparagraph (t):‘(u)where applicable, the dates when measurements for the determination of the installation specific emission factors for CF4and C2F6have been carried out, and a schedule for future repetitions of this determination;(v)where applicable, the protocol describing the procedure used to determine the installation specific emission factors for CF4and C2F6, showing also that the measurements have been and will be carried out for a sufficiently long time for measured values to converge, but at least for 72 hours;(w)where applicable, the methodology for determining the collection efficiency for fugitive emissions at installations for primary aluminium production;’; ‘(u) where applicable, the dates when measurements for the determination of the installation specific emission factors for CF4and C2F6have been carried out, and a schedule for future repetitions of this determination; (v) where applicable, the protocol describing the procedure used to determine the installation specific emission factors for CF4and C2F6, showing also that the measurements have been and will be carried out for a sufficiently long time for measured values to converge, but at least for 72 hours; (w) where applicable, the methodology for determining the collection efficiency for fugitive emissions at installations for primary aluminium production;’;
‘(u) where applicable, the dates when measurements for the determination of the installation specific emission factors for CF4and C2F6have been carried out, and a schedule for future repetitions of this determination;
(v) where applicable, the protocol describing the procedure used to determine the installation specific emission factors for CF4and C2F6, showing also that the measurements have been and will be carried out for a sufficiently long time for measured values to converge, but at least for 72 hours;
(w) where applicable, the methodology for determining the collection efficiency for fugitive emissions at installations for primary aluminium production;’;
(a) in the fourth paragraph, point (e) is replaced as follows:‘(e)a list and description of the tiers for activity data, carbon content (where mass balance or other approaches directly requiring the carbon content for emission calculation are applied), emission factors, oxidation and conversion factors for each of the source streams to be monitored’; ‘(e) a list and description of the tiers for activity data, carbon content (where mass balance or other approaches directly requiring the carbon content for emission calculation are applied), emission factors, oxidation and conversion factors for each of the source streams to be monitored’;
‘(e) a list and description of the tiers for activity data, carbon content (where mass balance or other approaches directly requiring the carbon content for emission calculation are applied), emission factors, oxidation and conversion factors for each of the source streams to be monitored’;
‘(e) a list and description of the tiers for activity data, carbon content (where mass balance or other approaches directly requiring the carbon content for emission calculation are applied), emission factors, oxidation and conversion factors for each of the source streams to be monitored’;
(b) the following subparagraphs are added after subparagraph (t):‘(u)where applicable, the dates when measurements for the determination of the installation specific emission factors for CF4and C2F6have been carried out, and a schedule for future repetitions of this determination;(v)where applicable, the protocol describing the procedure used to determine the installation specific emission factors for CF4and C2F6, showing also that the measurements have been and will be carried out for a sufficiently long time for measured values to converge, but at least for 72 hours;(w)where applicable, the methodology for determining the collection efficiency for fugitive emissions at installations for primary aluminium production;’; ‘(u) where applicable, the dates when measurements for the determination of the installation specific emission factors for CF4and C2F6have been carried out, and a schedule for future repetitions of this determination; (v) where applicable, the protocol describing the procedure used to determine the installation specific emission factors for CF4and C2F6, showing also that the measurements have been and will be carried out for a sufficiently long time for measured values to converge, but at least for 72 hours; (w) where applicable, the methodology for determining the collection efficiency for fugitive emissions at installations for primary aluminium production;’;
‘(u) where applicable, the dates when measurements for the determination of the installation specific emission factors for CF4and C2F6have been carried out, and a schedule for future repetitions of this determination;
(v) where applicable, the protocol describing the procedure used to determine the installation specific emission factors for CF4and C2F6, showing also that the measurements have been and will be carried out for a sufficiently long time for measured values to converge, but at least for 72 hours;
(w) where applicable, the methodology for determining the collection efficiency for fugitive emissions at installations for primary aluminium production;’;
‘(u) where applicable, the dates when measurements for the determination of the installation specific emission factors for CF4and C2F6have been carried out, and a schedule for future repetitions of this determination;
(v) where applicable, the protocol describing the procedure used to determine the installation specific emission factors for CF4and C2F6, showing also that the measurements have been and will be carried out for a sufficiently long time for measured values to converge, but at least for 72 hours;
(w) where applicable, the methodology for determining the collection efficiency for fugitive emissions at installations for primary aluminium production;’;
(4) Section 5 is amended as follows:(a)in Section 5.1, under the heading ‘process emissions’, the second paragraph is replaced by the following:‘The calculation of process emissions is further specified in the activity-specific guidelines in the Annexes II to XI and XVI to XXIV. Not all calculation methods in Annexes II to XI and XVI to XXIV use a conversion factor.’;(b)in Section 5.2 entitled ‘Tiers of Approaches’, the words ‘Annexes II to XI and Annexes XIV to XVIII’ are replaced by the words ‘Annexes II to XI and XIV to XXIV’;(c)in Section 5.2, the following ninth paragraph is added:‘For commercial standard fuels minimum tier approaches as stated in Table 1 for Annex II on combustion activities can be applied also for other activities.’;(d)‘Table 1: Minimum Requirements’ is replaced by the following table:‘Table 1Minimum requirements(‘n.a.’ means ‘not applicable’)Column A for ‘category A installations’ (means installations with average reported annual emissions over the previous trading period (or a conservative estimate or projection if reported emissions are not available or no longer applicable) equal to or less than 50 kilotonnes of CO2-eqnot including biogenic CO2and before subtraction of transferred CO2),Column B for ‘category B installations’ (means installations with average reported annual emissions over the previous trading period (or a conservative estimate or projection if reported emissions are not available or no longer applicable) of greater than 50 kilotonnes and equal to or less than 500 kilotonnes of CO2-eqnot including biogenic CO2and before subtraction of transferred CO2),and Column C for ‘category C installations’ (means installations with average reported annual emissions over the previous trading period (or a conservative estimate or projection if reported emissions are not available or no longer applicable) of greater than 500 kilotonnes of CO2-eqnot including biogenic CO2and before subtraction of transferred CO2).Activity DataEmission FactorComposition DataOxidation FactorConversion FactorFuel FlowNet Calorific ValueAnnex/ActivityABCABCABCABCABCABCII:CombustionCommercial standard fuels2342a/2b2a/2b2a/2b2a/2b2a/2b2a/2bn.a.n.a.n.a.111n.a.n.a.n.a.Other gaseous & liquid fuels2342a/2b2a/2b32a/2b2a/2b3n.a.n.a.n.a.111n.a.n.a.n.a.Solid fuels1232a/2b332a/2b33n.a.n.a.n.a.111n.a.n.a.n.a.Mass Balance Approach for Carbon Black Production and Gas Processing Terminals123n.a.n.a.n.a.n.a.n.a.n.a.122n.a.n.a.n.a.n.a.n.a.n.a.Flares123n.a.n.a.n.a.12a/b3n.a.n.a.n.a.111n.a.n.a.n.a.ScrubbingCarbonate111n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.Gypsum111n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.Activity DataEmission FactorComposition DataConversion FactorMaterial FlowNet Calorific ValueABCABCABCABCABCIII:RefineriesCatalytic Cracker Regeneration111n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.Hydrogen Production122n.a.n.a.n.a.122n.a.n.a.n.a.n.a.n.a.n.a.IV:Coke OvensMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.Fuel as process input123223233n.a.n.a.n.a.n.a.n.a.n.a.V:Metal Ore Roasting & SinteringMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.Carbonate Input112n.a.n.a.n.a.111n.a.n.a.n.a.111VI:Iron & SteelMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.Fuel as process input123223233n.a.n.a.n.a.n.a.n.a.n.a.VII:CementKiln Input Based123n.a.n.a.n.a.111n.a.n.a.n.a.112Clinker Output112n.a.n.a.n.a.123n.a.n.a.n.a.112CKD112n.a.n.a.n.a.122n.a.n.a.n.a.n.a.n.a.n.a.Non-Carbonate Carbon112n.a.n.a.n.a.112n.a.n.a.n.a.112VIII:Lime, Dolomite and MagnesiteCarbonates123n.a.n.a.n.a.111n.a.n.a.n.a.112Alkali Earth Oxide112n.a.n.a.n.a.111n.a.n.a.n.a.112IX:Glass, Mineral WoolCarbonates112n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.X:CeramicCarbon Inputs112n.a.n.a.n.a.123n.a.n.a.n.a.1.12Alkali Oxide112n.a.n.a.n.a.123n.a.n.a.n.a.112Scrubbing111n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.XI:Pulp & PaperStandard Method111n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.XIX:Soda ash and sodium bicarbonateMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.XX:AmmoniaFuel as process input2342a/2b2a/2b32a/2b2a/2b3n.a.n.a.n.a.n.a.n.a.n.a.XXI:Hydrogen and synthesis gasFuel as process input2342a/2b2a/2b32a/2b2a/2b3n.a.n.a.n.a.n.a.n.a.n.a.Mass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.XXII:Bulk organic chemicalsMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.XXIII:Metals production or processingMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.Process emissions112n.a.n.a.n.a.111n.a.n.a.n.a.112XXIV:Aluminium productionMass balance for CO2emissions123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.PFC emissions (slope method)112n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.PFC emissions (overvoltage method)112n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.’(e)in Section 5.4 entitled ‘Activity Data of Stationary Installations’, in the second subparagraph, the words ‘Annexes II to XI’ are replaced by the words ‘Annexes II to XXIV’;(f)in Section 5.5, entitled ‘Emissions Factors’, the first paragraph is replaced by the following:‘Emission factors for CO2emissions are based on the carbon content of fuels or input materials and expressed as tCO2/TJ (combustion emissions), or tCO2/t or tCO2/Nm3(process emissions). For non-CO2greenhouse gases, appropriate emission factors are defined in the relevant activity-specific Annexes to these Guidelines.’;(g)Section 5.7 is amended as follows:—the first indent of the first paragraph is replaced by the following:‘as pure substance, or directly used and bound in products or as feedstock, unless other requirements as set out in Annexes XIX to XXII apply, or’,—in the second paragraph, the words ‘or XVIII’ are replaced by ‘to XXII’; (a) in Section 5.1, under the heading ‘process emissions’, the second paragraph is replaced by the following:‘The calculation of process emissions is further specified in the activity-specific guidelines in the Annexes II to XI and XVI to XXIV. Not all calculation methods in Annexes II to XI and XVI to XXIV use a conversion factor.’; (b) in Section 5.2 entitled ‘Tiers of Approaches’, the words ‘Annexes II to XI and Annexes XIV to XVIII’ are replaced by the words ‘Annexes II to XI and XIV to XXIV’; (c) in Section 5.2, the following ninth paragraph is added:‘For commercial standard fuels minimum tier approaches as stated in Table 1 for Annex II on combustion activities can be applied also for other activities.’; (d) ‘Table 1: Minimum Requirements’ is replaced by the following table:‘Table 1Minimum requirements(‘n.a.’ means ‘not applicable’)Column A for ‘category A installations’ (means installations with average reported annual emissions over the previous trading period (or a conservative estimate or projection if reported emissions are not available or no longer applicable) equal to or less than 50 kilotonnes of CO2-eqnot including biogenic CO2and before subtraction of transferred CO2),Column B for ‘category B installations’ (means installations with average reported annual emissions over the previous trading period (or a conservative estimate or projection if reported emissions are not available or no longer applicable) of greater than 50 kilotonnes and equal to or less than 500 kilotonnes of CO2-eqnot including biogenic CO2and before subtraction of transferred CO2),and Column C for ‘category C installations’ (means installations with average reported annual emissions over the previous trading period (or a conservative estimate or projection if reported emissions are not available or no longer applicable) of greater than 500 kilotonnes of CO2-eqnot including biogenic CO2and before subtraction of transferred CO2).Activity DataEmission FactorComposition DataOxidation FactorConversion FactorFuel FlowNet Calorific ValueAnnex/ActivityABCABCABCABCABCABCII:CombustionCommercial standard fuels2342a/2b2a/2b2a/2b2a/2b2a/2b2a/2bn.a.n.a.n.a.111n.a.n.a.n.a.Other gaseous & liquid fuels2342a/2b2a/2b32a/2b2a/2b3n.a.n.a.n.a.111n.a.n.a.n.a.Solid fuels1232a/2b332a/2b33n.a.n.a.n.a.111n.a.n.a.n.a.Mass Balance Approach for Carbon Black Production and Gas Processing Terminals123n.a.n.a.n.a.n.a.n.a.n.a.122n.a.n.a.n.a.n.a.n.a.n.a.Flares123n.a.n.a.n.a.12a/b3n.a.n.a.n.a.111n.a.n.a.n.a.ScrubbingCarbonate111n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.Gypsum111n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.Activity DataEmission FactorComposition DataConversion FactorMaterial FlowNet Calorific ValueABCABCABCABCABCIII:RefineriesCatalytic Cracker Regeneration111n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.Hydrogen Production122n.a.n.a.n.a.122n.a.n.a.n.a.n.a.n.a.n.a.IV:Coke OvensMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.Fuel as process input123223233n.a.n.a.n.a.n.a.n.a.n.a.V:Metal Ore Roasting & SinteringMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.Carbonate Input112n.a.n.a.n.a.111n.a.n.a.n.a.111VI:Iron & SteelMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.Fuel as process input123223233n.a.n.a.n.a.n.a.n.a.n.a.VII:CementKiln Input Based123n.a.n.a.n.a.111n.a.n.a.n.a.112Clinker Output112n.a.n.a.n.a.123n.a.n.a.n.a.112CKD112n.a.n.a.n.a.122n.a.n.a.n.a.n.a.n.a.n.a.Non-Carbonate Carbon112n.a.n.a.n.a.112n.a.n.a.n.a.112VIII:Lime, Dolomite and MagnesiteCarbonates123n.a.n.a.n.a.111n.a.n.a.n.a.112Alkali Earth Oxide112n.a.n.a.n.a.111n.a.n.a.n.a.112IX:Glass, Mineral WoolCarbonates112n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.X:CeramicCarbon Inputs112n.a.n.a.n.a.123n.a.n.a.n.a.1.12Alkali Oxide112n.a.n.a.n.a.123n.a.n.a.n.a.112Scrubbing111n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.XI:Pulp & PaperStandard Method111n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.XIX:Soda ash and sodium bicarbonateMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.XX:AmmoniaFuel as process input2342a/2b2a/2b32a/2b2a/2b3n.a.n.a.n.a.n.a.n.a.n.a.XXI:Hydrogen and synthesis gasFuel as process input2342a/2b2a/2b32a/2b2a/2b3n.a.n.a.n.a.n.a.n.a.n.a.Mass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.XXII:Bulk organic chemicalsMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.XXIII:Metals production or processingMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.Process emissions112n.a.n.a.n.a.111n.a.n.a.n.a.112XXIV:Aluminium productionMass balance for CO2emissions123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.PFC emissions (slope method)112n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.PFC emissions (overvoltage method)112n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.’ Activity Data Emission Factor Composition Data Oxidation Factor Conversion Factor Fuel Flow Net Calorific Value Annex/Activity A B C A B C A B C A B C A B C A B C II:Combustion Commercial standard fuels 2 3 4 2a/2b 2a/2b 2a/2b 2a/2b 2a/2b 2a/2b n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. Other gaseous & liquid fuels 2 3 4 2a/2b 2a/2b 3 2a/2b 2a/2b 3 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. Solid fuels 1 2 3 2a/2b 3 3 2a/2b 3 3 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. Mass Balance Approach for Carbon Black Production and Gas Processing Terminals 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 1 2 2 n.a. n.a. n.a. n.a. n.a. n.a. Flares 1 2 3 n.a. n.a. n.a. 1 2a/b 3 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. Scrubbing Carbonate 1 1 1 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. Gypsum 1 1 1 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. Activity Data Emission Factor Composition Data Conversion Factor Material Flow Net Calorific Value A B C A B C A B C A B C A B C III:Refineries Catalytic Cracker Regeneration 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. Hydrogen Production 1 2 2 n.a. n.a. n.a. 1 2 2 n.a. n.a. n.a. n.a. n.a. n.a. IV:Coke Ovens Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a. Fuel as process input 1 2 3 2 2 3 2 3 3 n.a. n.a. n.a. n.a. n.a. n.a. V:Metal Ore Roasting & Sintering Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a. Carbonate Input 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. 1 1 1 VI:Iron & Steel Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a. Fuel as process input 1 2 3 2 2 3 2 3 3 n.a. n.a. n.a. n.a. n.a. n.a. VII:Cement Kiln Input Based 1 2 3 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. 1 1 2 Clinker Output 1 1 2 n.a. n.a. n.a. 1 2 3 n.a. n.a. n.a. 1 1 2 CKD 1 1 2 n.a. n.a. n.a. 1 2 2 n.a. n.a. n.a. n.a. n.a. n.a. Non-Carbonate Carbon 1 1 2 n.a. n.a. n.a. 1 1 2 n.a. n.a. n.a. 1 1 2 VIII:Lime, Dolomite and Magnesite Carbonates 1 2 3 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. 1 1 2 Alkali Earth Oxide 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. 1 1 2 IX:Glass, Mineral Wool Carbonates 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a. X:Ceramic Carbon Inputs 1 1 2 n.a. n.a. n.a. 1 2 3 n.a. n.a. n.a. 1. 1 2 Alkali Oxide 1 1 2 n.a. n.a. n.a. 1 2 3 n.a. n.a. n.a. 1 1 2 Scrubbing 1 1 1 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a. XI:Pulp & Paper Standard Method 1 1 1 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a. XIX:Soda ash and sodium bicarbonate Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a. XX:Ammonia Fuel as process input 2 3 4 2a/2b 2a/2b 3 2a/2b 2a/2b 3 n.a. n.a. n.a. n.a. n.a. n.a. XXI:Hydrogen and synthesis gas Fuel as process input 2 3 4 2a/2b 2a/2b 3 2a/2b 2a/2b 3 n.a. n.a. n.a. n.a. n.a. n.a. Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a. XXII:Bulk organic chemicals Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a. XXIII:Metals production or processing Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a. Process emissions 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. 1 1 2 XXIV:Aluminium production Mass balance for CO2emissions 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a. PFC emissions (slope method) 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a. PFC emissions (overvoltage method) 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a.’ (e) in Section 5.4 entitled ‘Activity Data of Stationary Installations’, in the second subparagraph, the words ‘Annexes II to XI’ are replaced by the words ‘Annexes II to XXIV’; (f) in Section 5.5, entitled ‘Emissions Factors’, the first paragraph is replaced by the following:‘Emission factors for CO2emissions are based on the carbon content of fuels or input materials and expressed as tCO2/TJ (combustion emissions), or tCO2/t or tCO2/Nm3(process emissions). For non-CO2greenhouse gases, appropriate emission factors are defined in the relevant activity-specific Annexes to these Guidelines.’; (g) Section 5.7 is amended as follows:—the first indent of the first paragraph is replaced by the following:‘as pure substance, or directly used and bound in products or as feedstock, unless other requirements as set out in Annexes XIX to XXII apply, or’,—in the second paragraph, the words ‘or XVIII’ are replaced by ‘to XXII’; — the first indent of the first paragraph is replaced by the following:‘as pure substance, or directly used and bound in products or as feedstock, unless other requirements as set out in Annexes XIX to XXII apply, or’, — in the second paragraph, the words ‘or XVIII’ are replaced by ‘to XXII’;
(a) in Section 5.1, under the heading ‘process emissions’, the second paragraph is replaced by the following:‘The calculation of process emissions is further specified in the activity-specific guidelines in the Annexes II to XI and XVI to XXIV. Not all calculation methods in Annexes II to XI and XVI to XXIV use a conversion factor.’;
(b) in Section 5.2 entitled ‘Tiers of Approaches’, the words ‘Annexes II to XI and Annexes XIV to XVIII’ are replaced by the words ‘Annexes II to XI and XIV to XXIV’;
(c) in Section 5.2, the following ninth paragraph is added:‘For commercial standard fuels minimum tier approaches as stated in Table 1 for Annex II on combustion activities can be applied also for other activities.’;
(d) ‘Table 1: Minimum Requirements’ is replaced by the following table:‘Table 1Minimum requirements(‘n.a.’ means ‘not applicable’)Column A for ‘category A installations’ (means installations with average reported annual emissions over the previous trading period (or a conservative estimate or projection if reported emissions are not available or no longer applicable) equal to or less than 50 kilotonnes of CO2-eqnot including biogenic CO2and before subtraction of transferred CO2),Column B for ‘category B installations’ (means installations with average reported annual emissions over the previous trading period (or a conservative estimate or projection if reported emissions are not available or no longer applicable) of greater than 50 kilotonnes and equal to or less than 500 kilotonnes of CO2-eqnot including biogenic CO2and before subtraction of transferred CO2),and Column C for ‘category C installations’ (means installations with average reported annual emissions over the previous trading period (or a conservative estimate or projection if reported emissions are not available or no longer applicable) of greater than 500 kilotonnes of CO2-eqnot including biogenic CO2and before subtraction of transferred CO2).Activity DataEmission FactorComposition DataOxidation FactorConversion FactorFuel FlowNet Calorific ValueAnnex/ActivityABCABCABCABCABCABCII:CombustionCommercial standard fuels2342a/2b2a/2b2a/2b2a/2b2a/2b2a/2bn.a.n.a.n.a.111n.a.n.a.n.a.Other gaseous & liquid fuels2342a/2b2a/2b32a/2b2a/2b3n.a.n.a.n.a.111n.a.n.a.n.a.Solid fuels1232a/2b332a/2b33n.a.n.a.n.a.111n.a.n.a.n.a.Mass Balance Approach for Carbon Black Production and Gas Processing Terminals123n.a.n.a.n.a.n.a.n.a.n.a.122n.a.n.a.n.a.n.a.n.a.n.a.Flares123n.a.n.a.n.a.12a/b3n.a.n.a.n.a.111n.a.n.a.n.a.ScrubbingCarbonate111n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.Gypsum111n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.Activity DataEmission FactorComposition DataConversion FactorMaterial FlowNet Calorific ValueABCABCABCABCABCIII:RefineriesCatalytic Cracker Regeneration111n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.Hydrogen Production122n.a.n.a.n.a.122n.a.n.a.n.a.n.a.n.a.n.a.IV:Coke OvensMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.Fuel as process input123223233n.a.n.a.n.a.n.a.n.a.n.a.V:Metal Ore Roasting & SinteringMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.Carbonate Input112n.a.n.a.n.a.111n.a.n.a.n.a.111VI:Iron & SteelMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.Fuel as process input123223233n.a.n.a.n.a.n.a.n.a.n.a.VII:CementKiln Input Based123n.a.n.a.n.a.111n.a.n.a.n.a.112Clinker Output112n.a.n.a.n.a.123n.a.n.a.n.a.112CKD112n.a.n.a.n.a.122n.a.n.a.n.a.n.a.n.a.n.a.Non-Carbonate Carbon112n.a.n.a.n.a.112n.a.n.a.n.a.112VIII:Lime, Dolomite and MagnesiteCarbonates123n.a.n.a.n.a.111n.a.n.a.n.a.112Alkali Earth Oxide112n.a.n.a.n.a.111n.a.n.a.n.a.112IX:Glass, Mineral WoolCarbonates112n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.X:CeramicCarbon Inputs112n.a.n.a.n.a.123n.a.n.a.n.a.1.12Alkali Oxide112n.a.n.a.n.a.123n.a.n.a.n.a.112Scrubbing111n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.XI:Pulp & PaperStandard Method111n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.XIX:Soda ash and sodium bicarbonateMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.XX:AmmoniaFuel as process input2342a/2b2a/2b32a/2b2a/2b3n.a.n.a.n.a.n.a.n.a.n.a.XXI:Hydrogen and synthesis gasFuel as process input2342a/2b2a/2b32a/2b2a/2b3n.a.n.a.n.a.n.a.n.a.n.a.Mass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.XXII:Bulk organic chemicalsMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.XXIII:Metals production or processingMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.Process emissions112n.a.n.a.n.a.111n.a.n.a.n.a.112XXIV:Aluminium productionMass balance for CO2emissions123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.PFC emissions (slope method)112n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.PFC emissions (overvoltage method)112n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.’ Activity Data Emission Factor Composition Data Oxidation Factor Conversion Factor Fuel Flow Net Calorific Value Annex/Activity A B C A B C A B C A B C A B C A B C II:Combustion Commercial standard fuels 2 3 4 2a/2b 2a/2b 2a/2b 2a/2b 2a/2b 2a/2b n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. Other gaseous & liquid fuels 2 3 4 2a/2b 2a/2b 3 2a/2b 2a/2b 3 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. Solid fuels 1 2 3 2a/2b 3 3 2a/2b 3 3 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. Mass Balance Approach for Carbon Black Production and Gas Processing Terminals 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 1 2 2 n.a. n.a. n.a. n.a. n.a. n.a. Flares 1 2 3 n.a. n.a. n.a. 1 2a/b 3 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. Scrubbing Carbonate 1 1 1 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. Gypsum 1 1 1 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. Activity Data Emission Factor Composition Data Conversion Factor Material Flow Net Calorific Value A B C A B C A B C A B C A B C III:Refineries Catalytic Cracker Regeneration 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. Hydrogen Production 1 2 2 n.a. n.a. n.a. 1 2 2 n.a. n.a. n.a. n.a. n.a. n.a. IV:Coke Ovens Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a. Fuel as process input 1 2 3 2 2 3 2 3 3 n.a. n.a. n.a. n.a. n.a. n.a. V:Metal Ore Roasting & Sintering Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a. Carbonate Input 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. 1 1 1 VI:Iron & Steel Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a. Fuel as process input 1 2 3 2 2 3 2 3 3 n.a. n.a. n.a. n.a. n.a. n.a. VII:Cement Kiln Input Based 1 2 3 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. 1 1 2 Clinker Output 1 1 2 n.a. n.a. n.a. 1 2 3 n.a. n.a. n.a. 1 1 2 CKD 1 1 2 n.a. n.a. n.a. 1 2 2 n.a. n.a. n.a. n.a. n.a. n.a. Non-Carbonate Carbon 1 1 2 n.a. n.a. n.a. 1 1 2 n.a. n.a. n.a. 1 1 2 VIII:Lime, Dolomite and Magnesite Carbonates 1 2 3 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. 1 1 2 Alkali Earth Oxide 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. 1 1 2 IX:Glass, Mineral Wool Carbonates 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a. X:Ceramic Carbon Inputs 1 1 2 n.a. n.a. n.a. 1 2 3 n.a. n.a. n.a. 1. 1 2 Alkali Oxide 1 1 2 n.a. n.a. n.a. 1 2 3 n.a. n.a. n.a. 1 1 2 Scrubbing 1 1 1 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a. XI:Pulp & Paper Standard Method 1 1 1 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a. XIX:Soda ash and sodium bicarbonate Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a. XX:Ammonia Fuel as process input 2 3 4 2a/2b 2a/2b 3 2a/2b 2a/2b 3 n.a. n.a. n.a. n.a. n.a. n.a. XXI:Hydrogen and synthesis gas Fuel as process input 2 3 4 2a/2b 2a/2b 3 2a/2b 2a/2b 3 n.a. n.a. n.a. n.a. n.a. n.a. Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a. XXII:Bulk organic chemicals Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a. XXIII:Metals production or processing Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a. Process emissions 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. 1 1 2 XXIV:Aluminium production Mass balance for CO2emissions 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a. PFC emissions (slope method) 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a. PFC emissions (overvoltage method) 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a.’
Activity Data Emission Factor Composition Data Oxidation Factor Conversion Factor
Fuel Flow Net Calorific Value
Annex/Activity A B C A B C A B C A B C A B C A B C
II:Combustion
Commercial standard fuels 2 3 4 2a/2b 2a/2b 2a/2b 2a/2b 2a/2b 2a/2b n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a.
Other gaseous & liquid fuels 2 3 4 2a/2b 2a/2b 3 2a/2b 2a/2b 3 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a.
Solid fuels 1 2 3 2a/2b 3 3 2a/2b 3 3 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a.
Mass Balance Approach for Carbon Black Production and Gas Processing Terminals 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 1 2 2 n.a. n.a. n.a. n.a. n.a. n.a.
Flares 1 2 3 n.a. n.a. n.a. 1 2a/b 3 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a.
Scrubbing Carbonate 1 1 1 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a.
Gypsum 1 1 1 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a.
Activity Data Emission Factor Composition Data Conversion Factor
Material Flow Net Calorific Value
A B C A B C A B C A B C A B C
III:Refineries
Catalytic Cracker Regeneration 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a.
Hydrogen Production 1 2 2 n.a. n.a. n.a. 1 2 2 n.a. n.a. n.a. n.a. n.a. n.a.
IV:Coke Ovens
Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a.
Fuel as process input 1 2 3 2 2 3 2 3 3 n.a. n.a. n.a. n.a. n.a. n.a.
V:Metal Ore Roasting & Sintering
Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a.
Carbonate Input 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. 1 1 1
VI:Iron & Steel
Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a.
Fuel as process input 1 2 3 2 2 3 2 3 3 n.a. n.a. n.a. n.a. n.a. n.a.
VII:Cement
Kiln Input Based 1 2 3 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. 1 1 2
Clinker Output 1 1 2 n.a. n.a. n.a. 1 2 3 n.a. n.a. n.a. 1 1 2
CKD 1 1 2 n.a. n.a. n.a. 1 2 2 n.a. n.a. n.a. n.a. n.a. n.a.
Non-Carbonate Carbon 1 1 2 n.a. n.a. n.a. 1 1 2 n.a. n.a. n.a. 1 1 2
VIII:Lime, Dolomite and Magnesite
Carbonates 1 2 3 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. 1 1 2
Alkali Earth Oxide 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. 1 1 2
IX:Glass, Mineral Wool
Carbonates 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a.
X:Ceramic
Carbon Inputs 1 1 2 n.a. n.a. n.a. 1 2 3 n.a. n.a. n.a. 1. 1 2
Alkali Oxide 1 1 2 n.a. n.a. n.a. 1 2 3 n.a. n.a. n.a. 1 1 2
Scrubbing 1 1 1 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a.
XI:Pulp & Paper
Standard Method 1 1 1 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a.
XIX:Soda ash and sodium bicarbonate
Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a.
XX:Ammonia
Fuel as process input 2 3 4 2a/2b 2a/2b 3 2a/2b 2a/2b 3 n.a. n.a. n.a. n.a. n.a. n.a.
XXI:Hydrogen and synthesis gas
Fuel as process input 2 3 4 2a/2b 2a/2b 3 2a/2b 2a/2b 3 n.a. n.a. n.a. n.a. n.a. n.a.
Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a.
XXII:Bulk organic chemicals
Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a.
XXIII:Metals production or processing
Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a.
Process emissions 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. 1 1 2
XXIV:Aluminium production
Mass balance for CO2emissions 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a.
PFC emissions (slope method) 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a.
PFC emissions (overvoltage method) 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a.’
(e) in Section 5.4 entitled ‘Activity Data of Stationary Installations’, in the second subparagraph, the words ‘Annexes II to XI’ are replaced by the words ‘Annexes II to XXIV’;
(f) in Section 5.5, entitled ‘Emissions Factors’, the first paragraph is replaced by the following:‘Emission factors for CO2emissions are based on the carbon content of fuels or input materials and expressed as tCO2/TJ (combustion emissions), or tCO2/t or tCO2/Nm3(process emissions). For non-CO2greenhouse gases, appropriate emission factors are defined in the relevant activity-specific Annexes to these Guidelines.’;
(g) Section 5.7 is amended as follows:—the first indent of the first paragraph is replaced by the following:‘as pure substance, or directly used and bound in products or as feedstock, unless other requirements as set out in Annexes XIX to XXII apply, or’,—in the second paragraph, the words ‘or XVIII’ are replaced by ‘to XXII’; — the first indent of the first paragraph is replaced by the following:‘as pure substance, or directly used and bound in products or as feedstock, unless other requirements as set out in Annexes XIX to XXII apply, or’, — in the second paragraph, the words ‘or XVIII’ are replaced by ‘to XXII’;
— the first indent of the first paragraph is replaced by the following:‘as pure substance, or directly used and bound in products or as feedstock, unless other requirements as set out in Annexes XIX to XXII apply, or’,
— in the second paragraph, the words ‘or XVIII’ are replaced by ‘to XXII’;
(a) in Section 5.1, under the heading ‘process emissions’, the second paragraph is replaced by the following:‘The calculation of process emissions is further specified in the activity-specific guidelines in the Annexes II to XI and XVI to XXIV. Not all calculation methods in Annexes II to XI and XVI to XXIV use a conversion factor.’;
(b) in Section 5.2 entitled ‘Tiers of Approaches’, the words ‘Annexes II to XI and Annexes XIV to XVIII’ are replaced by the words ‘Annexes II to XI and XIV to XXIV’;
(c) in Section 5.2, the following ninth paragraph is added:‘For commercial standard fuels minimum tier approaches as stated in Table 1 for Annex II on combustion activities can be applied also for other activities.’;
(d) ‘Table 1: Minimum Requirements’ is replaced by the following table:‘Table 1Minimum requirements(‘n.a.’ means ‘not applicable’)Column A for ‘category A installations’ (means installations with average reported annual emissions over the previous trading period (or a conservative estimate or projection if reported emissions are not available or no longer applicable) equal to or less than 50 kilotonnes of CO2-eqnot including biogenic CO2and before subtraction of transferred CO2),Column B for ‘category B installations’ (means installations with average reported annual emissions over the previous trading period (or a conservative estimate or projection if reported emissions are not available or no longer applicable) of greater than 50 kilotonnes and equal to or less than 500 kilotonnes of CO2-eqnot including biogenic CO2and before subtraction of transferred CO2),and Column C for ‘category C installations’ (means installations with average reported annual emissions over the previous trading period (or a conservative estimate or projection if reported emissions are not available or no longer applicable) of greater than 500 kilotonnes of CO2-eqnot including biogenic CO2and before subtraction of transferred CO2).Activity DataEmission FactorComposition DataOxidation FactorConversion FactorFuel FlowNet Calorific ValueAnnex/ActivityABCABCABCABCABCABCII:CombustionCommercial standard fuels2342a/2b2a/2b2a/2b2a/2b2a/2b2a/2bn.a.n.a.n.a.111n.a.n.a.n.a.Other gaseous & liquid fuels2342a/2b2a/2b32a/2b2a/2b3n.a.n.a.n.a.111n.a.n.a.n.a.Solid fuels1232a/2b332a/2b33n.a.n.a.n.a.111n.a.n.a.n.a.Mass Balance Approach for Carbon Black Production and Gas Processing Terminals123n.a.n.a.n.a.n.a.n.a.n.a.122n.a.n.a.n.a.n.a.n.a.n.a.Flares123n.a.n.a.n.a.12a/b3n.a.n.a.n.a.111n.a.n.a.n.a.ScrubbingCarbonate111n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.Gypsum111n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.Activity DataEmission FactorComposition DataConversion FactorMaterial FlowNet Calorific ValueABCABCABCABCABCIII:RefineriesCatalytic Cracker Regeneration111n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.Hydrogen Production122n.a.n.a.n.a.122n.a.n.a.n.a.n.a.n.a.n.a.IV:Coke OvensMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.Fuel as process input123223233n.a.n.a.n.a.n.a.n.a.n.a.V:Metal Ore Roasting & SinteringMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.Carbonate Input112n.a.n.a.n.a.111n.a.n.a.n.a.111VI:Iron & SteelMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.Fuel as process input123223233n.a.n.a.n.a.n.a.n.a.n.a.VII:CementKiln Input Based123n.a.n.a.n.a.111n.a.n.a.n.a.112Clinker Output112n.a.n.a.n.a.123n.a.n.a.n.a.112CKD112n.a.n.a.n.a.122n.a.n.a.n.a.n.a.n.a.n.a.Non-Carbonate Carbon112n.a.n.a.n.a.112n.a.n.a.n.a.112VIII:Lime, Dolomite and MagnesiteCarbonates123n.a.n.a.n.a.111n.a.n.a.n.a.112Alkali Earth Oxide112n.a.n.a.n.a.111n.a.n.a.n.a.112IX:Glass, Mineral WoolCarbonates112n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.X:CeramicCarbon Inputs112n.a.n.a.n.a.123n.a.n.a.n.a.1.12Alkali Oxide112n.a.n.a.n.a.123n.a.n.a.n.a.112Scrubbing111n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.XI:Pulp & PaperStandard Method111n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.XIX:Soda ash and sodium bicarbonateMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.XX:AmmoniaFuel as process input2342a/2b2a/2b32a/2b2a/2b3n.a.n.a.n.a.n.a.n.a.n.a.XXI:Hydrogen and synthesis gasFuel as process input2342a/2b2a/2b32a/2b2a/2b3n.a.n.a.n.a.n.a.n.a.n.a.Mass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.XXII:Bulk organic chemicalsMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.XXIII:Metals production or processingMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.Process emissions112n.a.n.a.n.a.111n.a.n.a.n.a.112XXIV:Aluminium productionMass balance for CO2emissions123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.PFC emissions (slope method)112n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.PFC emissions (overvoltage method)112n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.’ Activity Data Emission Factor Composition Data Oxidation Factor Conversion Factor Fuel Flow Net Calorific Value Annex/Activity A B C A B C A B C A B C A B C A B C II:Combustion Commercial standard fuels 2 3 4 2a/2b 2a/2b 2a/2b 2a/2b 2a/2b 2a/2b n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. Other gaseous & liquid fuels 2 3 4 2a/2b 2a/2b 3 2a/2b 2a/2b 3 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. Solid fuels 1 2 3 2a/2b 3 3 2a/2b 3 3 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. Mass Balance Approach for Carbon Black Production and Gas Processing Terminals 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 1 2 2 n.a. n.a. n.a. n.a. n.a. n.a. Flares 1 2 3 n.a. n.a. n.a. 1 2a/b 3 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. Scrubbing Carbonate 1 1 1 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. Gypsum 1 1 1 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. Activity Data Emission Factor Composition Data Conversion Factor Material Flow Net Calorific Value A B C A B C A B C A B C A B C III:Refineries Catalytic Cracker Regeneration 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. Hydrogen Production 1 2 2 n.a. n.a. n.a. 1 2 2 n.a. n.a. n.a. n.a. n.a. n.a. IV:Coke Ovens Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a. Fuel as process input 1 2 3 2 2 3 2 3 3 n.a. n.a. n.a. n.a. n.a. n.a. V:Metal Ore Roasting & Sintering Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a. Carbonate Input 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. 1 1 1 VI:Iron & Steel Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a. Fuel as process input 1 2 3 2 2 3 2 3 3 n.a. n.a. n.a. n.a. n.a. n.a. VII:Cement Kiln Input Based 1 2 3 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. 1 1 2 Clinker Output 1 1 2 n.a. n.a. n.a. 1 2 3 n.a. n.a. n.a. 1 1 2 CKD 1 1 2 n.a. n.a. n.a. 1 2 2 n.a. n.a. n.a. n.a. n.a. n.a. Non-Carbonate Carbon 1 1 2 n.a. n.a. n.a. 1 1 2 n.a. n.a. n.a. 1 1 2 VIII:Lime, Dolomite and Magnesite Carbonates 1 2 3 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. 1 1 2 Alkali Earth Oxide 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. 1 1 2 IX:Glass, Mineral Wool Carbonates 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a. X:Ceramic Carbon Inputs 1 1 2 n.a. n.a. n.a. 1 2 3 n.a. n.a. n.a. 1. 1 2 Alkali Oxide 1 1 2 n.a. n.a. n.a. 1 2 3 n.a. n.a. n.a. 1 1 2 Scrubbing 1 1 1 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a. XI:Pulp & Paper Standard Method 1 1 1 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a. XIX:Soda ash and sodium bicarbonate Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a. XX:Ammonia Fuel as process input 2 3 4 2a/2b 2a/2b 3 2a/2b 2a/2b 3 n.a. n.a. n.a. n.a. n.a. n.a. XXI:Hydrogen and synthesis gas Fuel as process input 2 3 4 2a/2b 2a/2b 3 2a/2b 2a/2b 3 n.a. n.a. n.a. n.a. n.a. n.a. Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a. XXII:Bulk organic chemicals Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a. XXIII:Metals production or processing Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a. Process emissions 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. 1 1 2 XXIV:Aluminium production Mass balance for CO2emissions 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a. PFC emissions (slope method) 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a. PFC emissions (overvoltage method) 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a.’
Activity Data Emission Factor Composition Data Oxidation Factor Conversion Factor
Fuel Flow Net Calorific Value
Annex/Activity A B C A B C A B C A B C A B C A B C
II:Combustion
Commercial standard fuels 2 3 4 2a/2b 2a/2b 2a/2b 2a/2b 2a/2b 2a/2b n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a.
Other gaseous & liquid fuels 2 3 4 2a/2b 2a/2b 3 2a/2b 2a/2b 3 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a.
Solid fuels 1 2 3 2a/2b 3 3 2a/2b 3 3 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a.
Mass Balance Approach for Carbon Black Production and Gas Processing Terminals 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 1 2 2 n.a. n.a. n.a. n.a. n.a. n.a.
Flares 1 2 3 n.a. n.a. n.a. 1 2a/b 3 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a.
Scrubbing Carbonate 1 1 1 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a.
Gypsum 1 1 1 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a.
Activity Data Emission Factor Composition Data Conversion Factor
Material Flow Net Calorific Value
A B C A B C A B C A B C A B C
III:Refineries
Catalytic Cracker Regeneration 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a.
Hydrogen Production 1 2 2 n.a. n.a. n.a. 1 2 2 n.a. n.a. n.a. n.a. n.a. n.a.
IV:Coke Ovens
Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a.
Fuel as process input 1 2 3 2 2 3 2 3 3 n.a. n.a. n.a. n.a. n.a. n.a.
V:Metal Ore Roasting & Sintering
Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a.
Carbonate Input 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. 1 1 1
VI:Iron & Steel
Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a.
Fuel as process input 1 2 3 2 2 3 2 3 3 n.a. n.a. n.a. n.a. n.a. n.a.
VII:Cement
Kiln Input Based 1 2 3 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. 1 1 2
Clinker Output 1 1 2 n.a. n.a. n.a. 1 2 3 n.a. n.a. n.a. 1 1 2
CKD 1 1 2 n.a. n.a. n.a. 1 2 2 n.a. n.a. n.a. n.a. n.a. n.a.
Non-Carbonate Carbon 1 1 2 n.a. n.a. n.a. 1 1 2 n.a. n.a. n.a. 1 1 2
VIII:Lime, Dolomite and Magnesite
Carbonates 1 2 3 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. 1 1 2
Alkali Earth Oxide 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. 1 1 2
IX:Glass, Mineral Wool
Carbonates 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a.
X:Ceramic
Carbon Inputs 1 1 2 n.a. n.a. n.a. 1 2 3 n.a. n.a. n.a. 1. 1 2
Alkali Oxide 1 1 2 n.a. n.a. n.a. 1 2 3 n.a. n.a. n.a. 1 1 2
Scrubbing 1 1 1 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a.
XI:Pulp & Paper
Standard Method 1 1 1 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a.
XIX:Soda ash and sodium bicarbonate
Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a.
XX:Ammonia
Fuel as process input 2 3 4 2a/2b 2a/2b 3 2a/2b 2a/2b 3 n.a. n.a. n.a. n.a. n.a. n.a.
XXI:Hydrogen and synthesis gas
Fuel as process input 2 3 4 2a/2b 2a/2b 3 2a/2b 2a/2b 3 n.a. n.a. n.a. n.a. n.a. n.a.
Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a.
XXII:Bulk organic chemicals
Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a.
XXIII:Metals production or processing
Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a.
Process emissions 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. 1 1 2
XXIV:Aluminium production
Mass balance for CO2emissions 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a.
PFC emissions (slope method) 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a.
PFC emissions (overvoltage method) 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a.’
Activity Data Emission Factor Composition Data Oxidation Factor Conversion Factor
Fuel Flow Net Calorific Value
Annex/Activity A B C A B C A B C A B C A B C A B C
II:Combustion
Commercial standard fuels 2 3 4 2a/2b 2a/2b 2a/2b 2a/2b 2a/2b 2a/2b n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a.
Other gaseous & liquid fuels 2 3 4 2a/2b 2a/2b 3 2a/2b 2a/2b 3 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a.
Solid fuels 1 2 3 2a/2b 3 3 2a/2b 3 3 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a.
Mass Balance Approach for Carbon Black Production and Gas Processing Terminals 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 1 2 2 n.a. n.a. n.a. n.a. n.a. n.a.
Flares 1 2 3 n.a. n.a. n.a. 1 2a/b 3 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a.
Scrubbing Carbonate 1 1 1 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a.
Gypsum 1 1 1 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a.
Activity Data Emission Factor Composition Data Conversion Factor
Material Flow Net Calorific Value
A B C A B C A B C A B C A B C
III:Refineries
Catalytic Cracker Regeneration 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a.
Hydrogen Production 1 2 2 n.a. n.a. n.a. 1 2 2 n.a. n.a. n.a. n.a. n.a. n.a.
IV:Coke Ovens
Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a.
Fuel as process input 1 2 3 2 2 3 2 3 3 n.a. n.a. n.a. n.a. n.a. n.a.
V:Metal Ore Roasting & Sintering
Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a.
Carbonate Input 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. 1 1 1
VI:Iron & Steel
Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a.
Fuel as process input 1 2 3 2 2 3 2 3 3 n.a. n.a. n.a. n.a. n.a. n.a.
VII:Cement
Kiln Input Based 1 2 3 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. 1 1 2
Clinker Output 1 1 2 n.a. n.a. n.a. 1 2 3 n.a. n.a. n.a. 1 1 2
CKD 1 1 2 n.a. n.a. n.a. 1 2 2 n.a. n.a. n.a. n.a. n.a. n.a.
Non-Carbonate Carbon 1 1 2 n.a. n.a. n.a. 1 1 2 n.a. n.a. n.a. 1 1 2
VIII:Lime, Dolomite and Magnesite
Carbonates 1 2 3 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. 1 1 2
Alkali Earth Oxide 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. 1 1 2
IX:Glass, Mineral Wool
Carbonates 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a.
X:Ceramic
Carbon Inputs 1 1 2 n.a. n.a. n.a. 1 2 3 n.a. n.a. n.a. 1. 1 2
Alkali Oxide 1 1 2 n.a. n.a. n.a. 1 2 3 n.a. n.a. n.a. 1 1 2
Scrubbing 1 1 1 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a.
XI:Pulp & Paper
Standard Method 1 1 1 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a.
XIX:Soda ash and sodium bicarbonate
Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a.
XX:Ammonia
Fuel as process input 2 3 4 2a/2b 2a/2b 3 2a/2b 2a/2b 3 n.a. n.a. n.a. n.a. n.a. n.a.
XXI:Hydrogen and synthesis gas
Fuel as process input 2 3 4 2a/2b 2a/2b 3 2a/2b 2a/2b 3 n.a. n.a. n.a. n.a. n.a. n.a.
Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a.
XXII:Bulk organic chemicals
Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a.
XXIII:Metals production or processing
Mass balance 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a.
Process emissions 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. 1 1 2
XXIV:Aluminium production
Mass balance for CO2emissions 1 2 3 n.a. n.a. n.a. n.a. n.a. n.a. 2 3 3 n.a. n.a. n.a.
PFC emissions (slope method) 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a.
PFC emissions (overvoltage method) 1 1 2 n.a. n.a. n.a. 1 1 1 n.a. n.a. n.a. n.a. n.a. n.a.’
(e) in Section 5.4 entitled ‘Activity Data of Stationary Installations’, in the second subparagraph, the words ‘Annexes II to XI’ are replaced by the words ‘Annexes II to XXIV’;
(f) in Section 5.5, entitled ‘Emissions Factors’, the first paragraph is replaced by the following:‘Emission factors for CO2emissions are based on the carbon content of fuels or input materials and expressed as tCO2/TJ (combustion emissions), or tCO2/t or tCO2/Nm3(process emissions). For non-CO2greenhouse gases, appropriate emission factors are defined in the relevant activity-specific Annexes to these Guidelines.’;
(g) Section 5.7 is amended as follows:—the first indent of the first paragraph is replaced by the following:‘as pure substance, or directly used and bound in products or as feedstock, unless other requirements as set out in Annexes XIX to XXII apply, or’,—in the second paragraph, the words ‘or XVIII’ are replaced by ‘to XXII’; — the first indent of the first paragraph is replaced by the following:‘as pure substance, or directly used and bound in products or as feedstock, unless other requirements as set out in Annexes XIX to XXII apply, or’, — in the second paragraph, the words ‘or XVIII’ are replaced by ‘to XXII’;
— the first indent of the first paragraph is replaced by the following:‘as pure substance, or directly used and bound in products or as feedstock, unless other requirements as set out in Annexes XIX to XXII apply, or’,
— in the second paragraph, the words ‘or XVIII’ are replaced by ‘to XXII’;
— the first indent of the first paragraph is replaced by the following:‘as pure substance, or directly used and bound in products or as feedstock, unless other requirements as set out in Annexes XIX to XXII apply, or’,
— in the second paragraph, the words ‘or XVIII’ are replaced by ‘to XXII’;
(5) in Section 6.3(c), third paragraph, the words ‘, XVII and XVIII’ are replaced by ‘to XXIV’;
(6) in Section 7.1, fifth paragraph, the word ‘XVIII’ is replaced by XXIV’;
(7) Section 8 is amended as follows:(a)in subparagraph (6) of the fifth paragraph, the words ‘, XVII and XVIII’ are replaced by ‘to XXIV’;(b)the following subparagraph (11) is added to the fifth paragraph:‘(11)where applicable, the production level of primary aluminium, the frequency and average duration of anode effects during the reporting period, or the anode effect overvoltage data during the reporting period, as well as the results of the most recent determination of the installation specific emission factors for CF4and C2F6as outlined in Annex XXIV, and of the most recent determination of the collection efficiency of the ducts.’;(c)In Section 8, seventh paragraph, the words ‘under (2)’ are replaced by ‘under (2) and (11)’; (a) in subparagraph (6) of the fifth paragraph, the words ‘, XVII and XVIII’ are replaced by ‘to XXIV’; (b) the following subparagraph (11) is added to the fifth paragraph:‘(11)where applicable, the production level of primary aluminium, the frequency and average duration of anode effects during the reporting period, or the anode effect overvoltage data during the reporting period, as well as the results of the most recent determination of the installation specific emission factors for CF4and C2F6as outlined in Annex XXIV, and of the most recent determination of the collection efficiency of the ducts.’; ‘(11) where applicable, the production level of primary aluminium, the frequency and average duration of anode effects during the reporting period, or the anode effect overvoltage data during the reporting period, as well as the results of the most recent determination of the installation specific emission factors for CF4and C2F6as outlined in Annex XXIV, and of the most recent determination of the collection efficiency of the ducts.’; (c) In Section 8, seventh paragraph, the words ‘under (2)’ are replaced by ‘under (2) and (11)’;
(a) in subparagraph (6) of the fifth paragraph, the words ‘, XVII and XVIII’ are replaced by ‘to XXIV’;
(b) the following subparagraph (11) is added to the fifth paragraph:‘(11)where applicable, the production level of primary aluminium, the frequency and average duration of anode effects during the reporting period, or the anode effect overvoltage data during the reporting period, as well as the results of the most recent determination of the installation specific emission factors for CF4and C2F6as outlined in Annex XXIV, and of the most recent determination of the collection efficiency of the ducts.’; ‘(11) where applicable, the production level of primary aluminium, the frequency and average duration of anode effects during the reporting period, or the anode effect overvoltage data during the reporting period, as well as the results of the most recent determination of the installation specific emission factors for CF4and C2F6as outlined in Annex XXIV, and of the most recent determination of the collection efficiency of the ducts.’;
‘(11) where applicable, the production level of primary aluminium, the frequency and average duration of anode effects during the reporting period, or the anode effect overvoltage data during the reporting period, as well as the results of the most recent determination of the installation specific emission factors for CF4and C2F6as outlined in Annex XXIV, and of the most recent determination of the collection efficiency of the ducts.’;
(c) In Section 8, seventh paragraph, the words ‘under (2)’ are replaced by ‘under (2) and (11)’;
(a) in subparagraph (6) of the fifth paragraph, the words ‘, XVII and XVIII’ are replaced by ‘to XXIV’;
(b) the following subparagraph (11) is added to the fifth paragraph:‘(11)where applicable, the production level of primary aluminium, the frequency and average duration of anode effects during the reporting period, or the anode effect overvoltage data during the reporting period, as well as the results of the most recent determination of the installation specific emission factors for CF4and C2F6as outlined in Annex XXIV, and of the most recent determination of the collection efficiency of the ducts.’; ‘(11) where applicable, the production level of primary aluminium, the frequency and average duration of anode effects during the reporting period, or the anode effect overvoltage data during the reporting period, as well as the results of the most recent determination of the installation specific emission factors for CF4and C2F6as outlined in Annex XXIV, and of the most recent determination of the collection efficiency of the ducts.’;
‘(11) where applicable, the production level of primary aluminium, the frequency and average duration of anode effects during the reporting period, or the anode effect overvoltage data during the reporting period, as well as the results of the most recent determination of the installation specific emission factors for CF4and C2F6as outlined in Annex XXIV, and of the most recent determination of the collection efficiency of the ducts.’;
‘(11) where applicable, the production level of primary aluminium, the frequency and average duration of anode effects during the reporting period, or the anode effect overvoltage data during the reporting period, as well as the results of the most recent determination of the installation specific emission factors for CF4and C2F6as outlined in Annex XXIV, and of the most recent determination of the collection efficiency of the ducts.’;
(c) In Section 8, seventh paragraph, the words ‘under (2)’ are replaced by ‘under (2) and (11)’;
(8) in Section 9, the following ninth paragraph is added:‘The following additional information shall be retained for primary aluminium production:—documentation of results from measurement campaigns for the determination of the installation specific emission factors for CF4and C2F6,—documentation of results of the determination of the collection efficiency for fugitive emissions,—all relevant data on primary aluminium production, anode effect frequency and duration or overvoltage data.’; — documentation of results from measurement campaigns for the determination of the installation specific emission factors for CF4and C2F6, — documentation of results of the determination of the collection efficiency for fugitive emissions, — all relevant data on primary aluminium production, anode effect frequency and duration or overvoltage data.’;
— documentation of results from measurement campaigns for the determination of the installation specific emission factors for CF4and C2F6,
— documentation of results of the determination of the collection efficiency for fugitive emissions,
— all relevant data on primary aluminium production, anode effect frequency and duration or overvoltage data.’;
— documentation of results from measurement campaigns for the determination of the installation specific emission factors for CF4and C2F6,
— documentation of results of the determination of the collection efficiency for fugitive emissions,
— all relevant data on primary aluminium production, anode effect frequency and duration or overvoltage data.’;
(9) Section 14.1 is amended as follows:In footnote 2 the text is replaced by the following: ‘Only to be filled in if installation is required to report under EPRTR.’;
(10) a new Section 14.8 is added:‘14.8.   PFC EMISSIONS REPORTING FOR PRODUCTION OF PRIMARY ALUMINIUMActivityCell typeSlope method (A) or overvoltage method (B)?ParameterUnitValueTier appliedPrimary aluminium productiontMethod ANumber of anode effectsAverage duration of anode effectsminAnode effect minutes/cell-daymin/cell-daySEFCF4 …Slope emission factor(kg CF4/t Al)/(min/cell-day)Method BAEO … Anode effect overvoltage per cellmVCE … average current efficiency%AEO/CEmVOVC … Overvoltage coefficientkg CF4/ (t Al mV)FC2F6 …Weight fraction of C2F6t C2F6/t CF4CF4emissionstC2F6emissionstGWPCF4appliedt CO2(e)/tGWPC2F6appliedt CO2(e)/tTotal emissionst CO2(e)’ Activity Cell type Slope method (A) or overvoltage method (B)? Parameter Unit Value Tier applied Primary aluminium production t Method A Number of anode effects Average duration of anode effects min Anode effect minutes/cell-day min/cell-day SEFCF4 …Slope emission factor (kg CF4/t Al)/(min/cell-day) Method B AEO … Anode effect overvoltage per cell mV CE … average current efficiency % AEO/CE mV OVC … Overvoltage coefficient kg CF4/ (t Al mV) FC2F6 …Weight fraction of C2F6 t C2F6/t CF4 CF4emissions t C2F6emissions t GWPCF4applied t CO2(e)/t GWPC2F6applied t CO2(e)/t Total emissions t CO2(e)’
Activity
Cell type
Slope method (A) or overvoltage method (B)?
Parameter Unit Value Tier applied
Primary aluminium production t
Method A Number of anode effects
Average duration of anode effects min
Anode effect minutes/cell-day min/cell-day
SEFCF4 …Slope emission factor (kg CF4/t Al)/(min/cell-day)
Method B AEO … Anode effect overvoltage per cell mV
CE … average current efficiency %
AEO/CE mV
OVC … Overvoltage coefficient kg CF4/ (t Al mV)
FC2F6 …Weight fraction of C2F6 t C2F6/t CF4
CF4emissions t
C2F6emissions t
GWPCF4applied t CO2(e)/t
GWPC2F6applied t CO2(e)/t
Total emissions t CO2(e)’
Activity
Cell type
Slope method (A) or overvoltage method (B)?
Parameter Unit Value Tier applied
Primary aluminium production t
Method A Number of anode effects
Average duration of anode effects min
Anode effect minutes/cell-day min/cell-day
SEFCF4 …Slope emission factor (kg CF4/t Al)/(min/cell-day)
Method B AEO … Anode effect overvoltage per cell mV
CE … average current efficiency %
AEO/CE mV
OVC … Overvoltage coefficient kg CF4/ (t Al mV)
FC2F6 …Weight fraction of C2F6 t C2F6/t CF4
CF4emissions t
C2F6emissions t
GWPCF4applied t CO2(e)/t
GWPC2F6applied t CO2(e)/t
Total emissions t CO2(e)’
(1) the title of Annex II is replaced by the following:‘Guidelines for combustion emissions from activities as listed in Annex I to Directive 2003/87/EC carried out in installations’;
(2) in Section 1, the first paragraph is replaced by the following:‘The activity-specific guidelines contained in this Annex shall be used to monitor emissions from combustion activities as listed in Annex I to Directive 2003/87/EC carried out in installations and defined pursuant to Article 3(t) and to monitor combustion emissions from other activities as listed in that Annex I to Directive 2003/87/EC where referred to in Annexes III to XI and XVI to XXIV to these Guidelines. Furthermore this Annex shall be used to monitor emissions from combustion processes being part of any activity listed in Annex I to Directive 2003/87/EC for which no other activity-specific Annex to these Guidelines applies.’;
(3) Section 2 is amended as follows:(a)in the introductory phrase, the wording ‘installations and processes’ is replaced by ‘activities’;(b)in the first paragraph of Section 2.1.1.1, the word ‘installations’ is replaced by ‘activities’;(c)in Section 2.1.1.2(b), Carbon Content, Tier 1, the wording ‘the Annexes IV-VI’ is replaced by ‘other activity-specific Annexes.’. (a) in the introductory phrase, the wording ‘installations and processes’ is replaced by ‘activities’; (b) in the first paragraph of Section 2.1.1.1, the word ‘installations’ is replaced by ‘activities’; (c) in Section 2.1.1.2(b), Carbon Content, Tier 1, the wording ‘the Annexes IV-VI’ is replaced by ‘other activity-specific Annexes.’.
(a) in the introductory phrase, the wording ‘installations and processes’ is replaced by ‘activities’;
(b) in the first paragraph of Section 2.1.1.1, the word ‘installations’ is replaced by ‘activities’;
(c) in Section 2.1.1.2(b), Carbon Content, Tier 1, the wording ‘the Annexes IV-VI’ is replaced by ‘other activity-specific Annexes.’.
(a) in the introductory phrase, the wording ‘installations and processes’ is replaced by ‘activities’;
(b) in the first paragraph of Section 2.1.1.1, the word ‘installations’ is replaced by ‘activities’;
(c) in Section 2.1.1.2(b), Carbon Content, Tier 1, the wording ‘the Annexes IV-VI’ is replaced by ‘other activity-specific Annexes.’.
(1) The title of Annex IV is replaced by the following:‘Activity-specific guidelines for the production of coke as listed in Annex I to Directive 2003/87/EC’;
(2) The first paragraph of Section 1 is replaced by the following:‘Coke ovens can be part of steel works with a direct technical connection to sintering activities and activities for the production of pig iron and steel including continuous casting, causing an intensive energy and material exchange (for example, blast furnace gas, coke oven gas or coke) to take place in regular operation. If an installation’s permit according to Articles 4, 5 and 6 of Directive 2003/87/EC encompasses the entire steel works and not solely the coke oven, the CO2-emissions may also be monitored for the integrated steel works as a whole, using the mass balance approach specified in Section 2.1.1 of this Annex.’;
(3) In Section 2.1.1(b) Carbon Content, Tier 1, the introductory phrase is replaced by the following:‘The carbon content of input or output streams is derived from reference emission factors for fuels or materials named in Section 11 of Annex I or the Annexes IV-X. The carbon content is derived as follows:’.
(1) the title of Annex V is replaced by the following:‘Activity-Specific Guidelines for metal ore roasting and sintering as listed in Annex I to Directive 2003/87/EC’;
(2) the first paragraph of Section 1 is replaced by the following:‘Metal ore roasting, sintering or pelletisation activities can form an integral part of steel works with a direct technical connection to coke ovens and activities for the production of pig iron and steel including continuous casting. Thus an intensive energy and material exchange (e.g. blast furnace gas, coke oven gas, coke or limestone) takes place in regular operation. If an installation’s permit according to Articles 4, 5 and 6 of Directive 2003/87/EC encompasses the entire steel works and not solely the roasting or sintering activity, the CO2-emissions may also be monitored for the integrated steel works as a whole. In such cases the mass balance approach (Section 2.1.1 of this Annex) may be used.’;
(3) in Section 2.1.1(b) Carbon Content, Tier 1, the introductory phrase is replaced by the following:‘The carbon content of input or output streams is derived from reference emission factors for fuels or materials named in Section 11 of Annex I or the Annexes IV-X. The carbon content is derived as follows:’.
(1) the title of Annex VI is replaced by the following:‘Activity-specific guidelines for the production of pig iron and steel including continuous casting as listed in Annex I to Directive 2003/87/EC’;
(2) Section 1 is modified as follows:(a)the first paragraph is replaced by the following wording: ‘The guidelines in this Annex can be applied for emissions from production of pig iron and steel activities, including continuous casting activities. They refer in particular to primary (blast furnace (BF) and basic oxygen furnace (BOF)) and secondary (electric arc furnace (EAF)) steel production.’;(b)the second paragraph is replaced by the following wording: ‘Activities for the production of pig iron and steel including continuous casting are generally integral parts of steel works with a technical connection to coke oven and sinter activities. Thus an intensive energy and material exchange (e.g. blast furnace gas, coke oven gas, coke or limestone) takes place in regular operation. If an installation’s permit according to Articles 4, 5 and 6 of Directive 2003/87/EC encompasses the entire steel works and not solely the blast furnace, the CO2-emissions may also be monitored for the integrated steel works as a whole. In such cases the mass balance approach as presented in Section 2.1.1 of this Annex may be used.’; (a) the first paragraph is replaced by the following wording: ‘The guidelines in this Annex can be applied for emissions from production of pig iron and steel activities, including continuous casting activities. They refer in particular to primary (blast furnace (BF) and basic oxygen furnace (BOF)) and secondary (electric arc furnace (EAF)) steel production.’; (b) the second paragraph is replaced by the following wording: ‘Activities for the production of pig iron and steel including continuous casting are generally integral parts of steel works with a technical connection to coke oven and sinter activities. Thus an intensive energy and material exchange (e.g. blast furnace gas, coke oven gas, coke or limestone) takes place in regular operation. If an installation’s permit according to Articles 4, 5 and 6 of Directive 2003/87/EC encompasses the entire steel works and not solely the blast furnace, the CO2-emissions may also be monitored for the integrated steel works as a whole. In such cases the mass balance approach as presented in Section 2.1.1 of this Annex may be used.’;
(a) the first paragraph is replaced by the following wording: ‘The guidelines in this Annex can be applied for emissions from production of pig iron and steel activities, including continuous casting activities. They refer in particular to primary (blast furnace (BF) and basic oxygen furnace (BOF)) and secondary (electric arc furnace (EAF)) steel production.’;
(b) the second paragraph is replaced by the following wording: ‘Activities for the production of pig iron and steel including continuous casting are generally integral parts of steel works with a technical connection to coke oven and sinter activities. Thus an intensive energy and material exchange (e.g. blast furnace gas, coke oven gas, coke or limestone) takes place in regular operation. If an installation’s permit according to Articles 4, 5 and 6 of Directive 2003/87/EC encompasses the entire steel works and not solely the blast furnace, the CO2-emissions may also be monitored for the integrated steel works as a whole. In such cases the mass balance approach as presented in Section 2.1.1 of this Annex may be used.’;
(a) the first paragraph is replaced by the following wording: ‘The guidelines in this Annex can be applied for emissions from production of pig iron and steel activities, including continuous casting activities. They refer in particular to primary (blast furnace (BF) and basic oxygen furnace (BOF)) and secondary (electric arc furnace (EAF)) steel production.’;
(b) the second paragraph is replaced by the following wording: ‘Activities for the production of pig iron and steel including continuous casting are generally integral parts of steel works with a technical connection to coke oven and sinter activities. Thus an intensive energy and material exchange (e.g. blast furnace gas, coke oven gas, coke or limestone) takes place in regular operation. If an installation’s permit according to Articles 4, 5 and 6 of Directive 2003/87/EC encompasses the entire steel works and not solely the blast furnace, the CO2-emissions may also be monitored for the integrated steel works as a whole. In such cases the mass balance approach as presented in Section 2.1.1 of this Annex may be used.’;
(3) in Section 2.1.1(b) Carbon Content, Tier 1, the introductory phrase is replaced by the following:‘The carbon content of input or output streams is derived from reference emission factors for fuels or materials named in Section 11 of Annex I or the Annexes IV-X. The carbon content is derived as follows:’.
(1) the title of Annex VII is replaced by the following:‘Activity-specific guidelines for the production of cement clinker as listed in Annex I to Directive 2003/87/EC’;
(2) the first sentence of Section 2 is replaced by the following:‘In cement producing activities, CO2emissions result from the following emission sources and source streams:’.
(1) The title of Annex VIII is replaced by the following:‘Activity-specific guidelines for the production of lime or calcination of dolomite or magnesite as listed in Annex I to Directive 2003/87/EC’;
(2) Section 2 is amended as follows:(a)in the first paragraph, the introductory phrase is replaced as follows: ‘In the production of lime or calcination of dolomite or magnesite, CO2emissions result from the following emission sources and source streams:’;(b)in the first paragraph, first indent, the wording is replaced as follows: ‘calcination of limestone, dolomite or magnesite in the raw materials’;(c)under subsection 2.1.1, Combustion Emissions, the wording is replaced as follows: ‘Combustion processes involving different types of fuels (e.g. coal, petcoke, fuel oil, natural gas and the broad range of waste fuels) that take place at installations for the production of lime or calcination of dolomite or magnesite shall be monitored and reported in accordance with Annex II.’;(d)under subsection 2.1.2, Process Emissions, first paragraph, the wording is replaced as follows: ‘Relevant emissions occur during calcination and from the oxidation of organic carbon in the raw materials. During calcination in the kiln, CO2from carbonates is released from the raw materials. Calcination CO2is directly linked with the lime, dolime or magnesia production. On an installation level, calcination CO2can be calculated in two ways: based on the amount of calcium and magnesium carbonate from the raw material (mainly limestone, dolomite and magnesite) converted in the process (calculation method A), or based on the amount of calcium and magnesium oxides in the products (calculation method B). The two approaches are considered to be equivalent and can be mutually used by the operator to validate the results of the respective other method’;(e)under subsection 2.1.2, ‘Calculation Method A: Carbonates’, the introductory phrase is replaced as follows: ‘Calculation shall be based on the amount of calcium carbonate and magnesium carbonate – and where relevant, of other carbonates – in the raw materials consumed. The following formula shall be used:’;(f)under subsection 2.1.2(b), the following sentence is inserted at the end of the first paragraph: ‘Where relevant, carbonate content values shall be adjusted for the respective moisture and gangue content of the applied carbonate material, and take into account other magnesium bearing minerals than carbonates.’;(g)‘Table 1: Stoichiometric ratios’ is replaced by the following:‘CarbonateRatio[t CO2/t Ca-, Mg- or other Carbonate]RemarksCaCO30,440MgCO30,522general: XY(CO3)ZEmission factor = [MCO2]/{Y * [Mx] + Z * [MCO32-]}X= alkali earth or alkali metalMx= molecular weight of X in [g/mol]MCO2= molecular weight of CO2= 44 [g/mol]MCO3-= molecular weight of CO32-= 60 [g/mol]Y= stoichiometric number of X= 1 (for alkali earth metals)= 2 (for alkali metals)Z=stoichiometric number of CO32-= 1’(h)under subsection 2.1.2, Calculation method B: Alkali Earth Oxides is replaced by the following: ‘CO2emissions arise from the calcination of carbonates and shall be calculated based on the amounts of CaO and MgO contents in the lime, dolime or magnesia produced. Already calcined Ca and Mg entering the kiln, for instance through fly ash or fuels and raw materials with a relevant CaO or MgO content, as well as other magnesium bearing minerals than carbonates shall be considered appropriately by means of the conversion factor. Kiln dust leaving the kiln system shall be considered appropriately.’;(i)‘Table 2: Stoichiometric ratios’ is replaced by the following:‘OxideStoichiometric ratiosRemarksCaO0,785 [tonne CO2per tonne of oxide]MgO1,092 [tonne CO2per tonne of oxide]general: XY(O)ZEmission factor = [MCO2]/{Y * [Mx] + Z * [MO]}X= alkali earth or alkali metalMx= molecular weight of X in [g/mol]MCO2= molecular weight of CO2= 44 [g/mol]MO= molecular weight of O = 16 [g/mol]Y= stoichiometric number of X= 1 (for alkali earth metals)= 2 (for alkali metals)Z=stoichiometric number of O = 1’ (a) in the first paragraph, the introductory phrase is replaced as follows: ‘In the production of lime or calcination of dolomite or magnesite, CO2emissions result from the following emission sources and source streams:’; (b) in the first paragraph, first indent, the wording is replaced as follows: ‘calcination of limestone, dolomite or magnesite in the raw materials’; (c) under subsection 2.1.1, Combustion Emissions, the wording is replaced as follows: ‘Combustion processes involving different types of fuels (e.g. coal, petcoke, fuel oil, natural gas and the broad range of waste fuels) that take place at installations for the production of lime or calcination of dolomite or magnesite shall be monitored and reported in accordance with Annex II.’; (d) under subsection 2.1.2, Process Emissions, first paragraph, the wording is replaced as follows: ‘Relevant emissions occur during calcination and from the oxidation of organic carbon in the raw materials. During calcination in the kiln, CO2from carbonates is released from the raw materials. Calcination CO2is directly linked with the lime, dolime or magnesia production. On an installation level, calcination CO2can be calculated in two ways: based on the amount of calcium and magnesium carbonate from the raw material (mainly limestone, dolomite and magnesite) converted in the process (calculation method A), or based on the amount of calcium and magnesium oxides in the products (calculation method B). The two approaches are considered to be equivalent and can be mutually used by the operator to validate the results of the respective other method’; (e) under subsection 2.1.2, ‘Calculation Method A: Carbonates’, the introductory phrase is replaced as follows: ‘Calculation shall be based on the amount of calcium carbonate and magnesium carbonate – and where relevant, of other carbonates – in the raw materials consumed. The following formula shall be used:’; (f) under subsection 2.1.2(b), the following sentence is inserted at the end of the first paragraph: ‘Where relevant, carbonate content values shall be adjusted for the respective moisture and gangue content of the applied carbonate material, and take into account other magnesium bearing minerals than carbonates.’; (g) ‘Table 1: Stoichiometric ratios’ is replaced by the following:‘CarbonateRatio[t CO2/t Ca-, Mg- or other Carbonate]RemarksCaCO30,440MgCO30,522general: XY(CO3)ZEmission factor = [MCO2]/{Y * [Mx] + Z * [MCO32-]}X= alkali earth or alkali metalMx= molecular weight of X in [g/mol]MCO2= molecular weight of CO2= 44 [g/mol]MCO3-= molecular weight of CO32-= 60 [g/mol]Y= stoichiometric number of X= 1 (for alkali earth metals)= 2 (for alkali metals)Z=stoichiometric number of CO32-= 1’ ‘Carbonate Ratio[t CO2/t Ca-, Mg- or other Carbonate] Remarks CaCO3 0,440 MgCO3 0,522 general: XY(CO3)Z Emission factor = [MCO2]/{Y * [Mx] + Z * [MCO32-]} X= alkali earth or alkali metalMx= molecular weight of X in [g/mol]MCO2= molecular weight of CO2= 44 [g/mol]MCO3-= molecular weight of CO32-= 60 [g/mol]Y= stoichiometric number of X= 1 (for alkali earth metals)= 2 (for alkali metals)Z=stoichiometric number of CO32-= 1’ (h) under subsection 2.1.2, Calculation method B: Alkali Earth Oxides is replaced by the following: ‘CO2emissions arise from the calcination of carbonates and shall be calculated based on the amounts of CaO and MgO contents in the lime, dolime or magnesia produced. Already calcined Ca and Mg entering the kiln, for instance through fly ash or fuels and raw materials with a relevant CaO or MgO content, as well as other magnesium bearing minerals than carbonates shall be considered appropriately by means of the conversion factor. Kiln dust leaving the kiln system shall be considered appropriately.’; (i) ‘Table 2: Stoichiometric ratios’ is replaced by the following:‘OxideStoichiometric ratiosRemarksCaO0,785 [tonne CO2per tonne of oxide]MgO1,092 [tonne CO2per tonne of oxide]general: XY(O)ZEmission factor = [MCO2]/{Y * [Mx] + Z * [MO]}X= alkali earth or alkali metalMx= molecular weight of X in [g/mol]MCO2= molecular weight of CO2= 44 [g/mol]MO= molecular weight of O = 16 [g/mol]Y= stoichiometric number of X= 1 (for alkali earth metals)= 2 (for alkali metals)Z=stoichiometric number of O = 1’ ‘Oxide Stoichiometric ratios Remarks CaO 0,785 [tonne CO2per tonne of oxide] MgO 1,092 [tonne CO2per tonne of oxide] general: XY(O)Z Emission factor = [MCO2]/{Y * [Mx] + Z * [MO]} X= alkali earth or alkali metalMx= molecular weight of X in [g/mol]MCO2= molecular weight of CO2= 44 [g/mol]MO= molecular weight of O = 16 [g/mol]Y= stoichiometric number of X= 1 (for alkali earth metals)= 2 (for alkali metals)Z=stoichiometric number of O = 1’
(a) in the first paragraph, the introductory phrase is replaced as follows: ‘In the production of lime or calcination of dolomite or magnesite, CO2emissions result from the following emission sources and source streams:’;
(b) in the first paragraph, first indent, the wording is replaced as follows: ‘calcination of limestone, dolomite or magnesite in the raw materials’;
(c) under subsection 2.1.1, Combustion Emissions, the wording is replaced as follows: ‘Combustion processes involving different types of fuels (e.g. coal, petcoke, fuel oil, natural gas and the broad range of waste fuels) that take place at installations for the production of lime or calcination of dolomite or magnesite shall be monitored and reported in accordance with Annex II.’;
(d) under subsection 2.1.2, Process Emissions, first paragraph, the wording is replaced as follows: ‘Relevant emissions occur during calcination and from the oxidation of organic carbon in the raw materials. During calcination in the kiln, CO2from carbonates is released from the raw materials. Calcination CO2is directly linked with the lime, dolime or magnesia production. On an installation level, calcination CO2can be calculated in two ways: based on the amount of calcium and magnesium carbonate from the raw material (mainly limestone, dolomite and magnesite) converted in the process (calculation method A), or based on the amount of calcium and magnesium oxides in the products (calculation method B). The two approaches are considered to be equivalent and can be mutually used by the operator to validate the results of the respective other method’;
(e) under subsection 2.1.2, ‘Calculation Method A: Carbonates’, the introductory phrase is replaced as follows: ‘Calculation shall be based on the amount of calcium carbonate and magnesium carbonate – and where relevant, of other carbonates – in the raw materials consumed. The following formula shall be used:’;
(f) under subsection 2.1.2(b), the following sentence is inserted at the end of the first paragraph: ‘Where relevant, carbonate content values shall be adjusted for the respective moisture and gangue content of the applied carbonate material, and take into account other magnesium bearing minerals than carbonates.’;
(g) ‘Table 1: Stoichiometric ratios’ is replaced by the following:‘CarbonateRatio[t CO2/t Ca-, Mg- or other Carbonate]RemarksCaCO30,440MgCO30,522general: XY(CO3)ZEmission factor = [MCO2]/{Y * [Mx] + Z * [MCO32-]}X= alkali earth or alkali metalMx= molecular weight of X in [g/mol]MCO2= molecular weight of CO2= 44 [g/mol]MCO3-= molecular weight of CO32-= 60 [g/mol]Y= stoichiometric number of X= 1 (for alkali earth metals)= 2 (for alkali metals)Z=stoichiometric number of CO32-= 1’ ‘Carbonate Ratio[t CO2/t Ca-, Mg- or other Carbonate] Remarks CaCO3 0,440 MgCO3 0,522 general: XY(CO3)Z Emission factor = [MCO2]/{Y * [Mx] + Z * [MCO32-]} X= alkali earth or alkali metalMx= molecular weight of X in [g/mol]MCO2= molecular weight of CO2= 44 [g/mol]MCO3-= molecular weight of CO32-= 60 [g/mol]Y= stoichiometric number of X= 1 (for alkali earth metals)= 2 (for alkali metals)Z=stoichiometric number of CO32-= 1’
‘Carbonate Ratio[t CO2/t Ca-, Mg- or other Carbonate] Remarks
CaCO3 0,440
MgCO3 0,522
general: XY(CO3)Z Emission factor = [MCO2]/{Y * [Mx] + Z * [MCO32-]} X= alkali earth or alkali metalMx= molecular weight of X in [g/mol]MCO2= molecular weight of CO2= 44 [g/mol]MCO3-= molecular weight of CO32-= 60 [g/mol]Y= stoichiometric number of X= 1 (for alkali earth metals)= 2 (for alkali metals)Z=stoichiometric number of CO32-= 1’
(h) under subsection 2.1.2, Calculation method B: Alkali Earth Oxides is replaced by the following: ‘CO2emissions arise from the calcination of carbonates and shall be calculated based on the amounts of CaO and MgO contents in the lime, dolime or magnesia produced. Already calcined Ca and Mg entering the kiln, for instance through fly ash or fuels and raw materials with a relevant CaO or MgO content, as well as other magnesium bearing minerals than carbonates shall be considered appropriately by means of the conversion factor. Kiln dust leaving the kiln system shall be considered appropriately.’;
(i) ‘Table 2: Stoichiometric ratios’ is replaced by the following:‘OxideStoichiometric ratiosRemarksCaO0,785 [tonne CO2per tonne of oxide]MgO1,092 [tonne CO2per tonne of oxide]general: XY(O)ZEmission factor = [MCO2]/{Y * [Mx] + Z * [MO]}X= alkali earth or alkali metalMx= molecular weight of X in [g/mol]MCO2= molecular weight of CO2= 44 [g/mol]MO= molecular weight of O = 16 [g/mol]Y= stoichiometric number of X= 1 (for alkali earth metals)= 2 (for alkali metals)Z=stoichiometric number of O = 1’ ‘Oxide Stoichiometric ratios Remarks CaO 0,785 [tonne CO2per tonne of oxide] MgO 1,092 [tonne CO2per tonne of oxide] general: XY(O)Z Emission factor = [MCO2]/{Y * [Mx] + Z * [MO]} X= alkali earth or alkali metalMx= molecular weight of X in [g/mol]MCO2= molecular weight of CO2= 44 [g/mol]MO= molecular weight of O = 16 [g/mol]Y= stoichiometric number of X= 1 (for alkali earth metals)= 2 (for alkali metals)Z=stoichiometric number of O = 1’
‘Oxide Stoichiometric ratios Remarks
CaO 0,785 [tonne CO2per tonne of oxide]
MgO 1,092 [tonne CO2per tonne of oxide]
general: XY(O)Z Emission factor = [MCO2]/{Y * [Mx] + Z * [MO]} X= alkali earth or alkali metalMx= molecular weight of X in [g/mol]MCO2= molecular weight of CO2= 44 [g/mol]MO= molecular weight of O = 16 [g/mol]Y= stoichiometric number of X= 1 (for alkali earth metals)= 2 (for alkali metals)Z=stoichiometric number of O = 1’
(a) in the first paragraph, the introductory phrase is replaced as follows: ‘In the production of lime or calcination of dolomite or magnesite, CO2emissions result from the following emission sources and source streams:’;
(b) in the first paragraph, first indent, the wording is replaced as follows: ‘calcination of limestone, dolomite or magnesite in the raw materials’;
(c) under subsection 2.1.1, Combustion Emissions, the wording is replaced as follows: ‘Combustion processes involving different types of fuels (e.g. coal, petcoke, fuel oil, natural gas and the broad range of waste fuels) that take place at installations for the production of lime or calcination of dolomite or magnesite shall be monitored and reported in accordance with Annex II.’;
(d) under subsection 2.1.2, Process Emissions, first paragraph, the wording is replaced as follows: ‘Relevant emissions occur during calcination and from the oxidation of organic carbon in the raw materials. During calcination in the kiln, CO2from carbonates is released from the raw materials. Calcination CO2is directly linked with the lime, dolime or magnesia production. On an installation level, calcination CO2can be calculated in two ways: based on the amount of calcium and magnesium carbonate from the raw material (mainly limestone, dolomite and magnesite) converted in the process (calculation method A), or based on the amount of calcium and magnesium oxides in the products (calculation method B). The two approaches are considered to be equivalent and can be mutually used by the operator to validate the results of the respective other method’;
(e) under subsection 2.1.2, ‘Calculation Method A: Carbonates’, the introductory phrase is replaced as follows: ‘Calculation shall be based on the amount of calcium carbonate and magnesium carbonate – and where relevant, of other carbonates – in the raw materials consumed. The following formula shall be used:’;
(f) under subsection 2.1.2(b), the following sentence is inserted at the end of the first paragraph: ‘Where relevant, carbonate content values shall be adjusted for the respective moisture and gangue content of the applied carbonate material, and take into account other magnesium bearing minerals than carbonates.’;
(g) ‘Table 1: Stoichiometric ratios’ is replaced by the following:‘CarbonateRatio[t CO2/t Ca-, Mg- or other Carbonate]RemarksCaCO30,440MgCO30,522general: XY(CO3)ZEmission factor = [MCO2]/{Y * [Mx] + Z * [MCO32-]}X= alkali earth or alkali metalMx= molecular weight of X in [g/mol]MCO2= molecular weight of CO2= 44 [g/mol]MCO3-= molecular weight of CO32-= 60 [g/mol]Y= stoichiometric number of X= 1 (for alkali earth metals)= 2 (for alkali metals)Z=stoichiometric number of CO32-= 1’ ‘Carbonate Ratio[t CO2/t Ca-, Mg- or other Carbonate] Remarks CaCO3 0,440 MgCO3 0,522 general: XY(CO3)Z Emission factor = [MCO2]/{Y * [Mx] + Z * [MCO32-]} X= alkali earth or alkali metalMx= molecular weight of X in [g/mol]MCO2= molecular weight of CO2= 44 [g/mol]MCO3-= molecular weight of CO32-= 60 [g/mol]Y= stoichiometric number of X= 1 (for alkali earth metals)= 2 (for alkali metals)Z=stoichiometric number of CO32-= 1’
‘Carbonate Ratio[t CO2/t Ca-, Mg- or other Carbonate] Remarks
CaCO3 0,440
MgCO3 0,522
general: XY(CO3)Z Emission factor = [MCO2]/{Y * [Mx] + Z * [MCO32-]} X= alkali earth or alkali metalMx= molecular weight of X in [g/mol]MCO2= molecular weight of CO2= 44 [g/mol]MCO3-= molecular weight of CO32-= 60 [g/mol]Y= stoichiometric number of X= 1 (for alkali earth metals)= 2 (for alkali metals)Z=stoichiometric number of CO32-= 1’
‘Carbonate Ratio[t CO2/t Ca-, Mg- or other Carbonate] Remarks
CaCO3 0,440
MgCO3 0,522
general: XY(CO3)Z Emission factor = [MCO2]/{Y * [Mx] + Z * [MCO32-]} X= alkali earth or alkali metalMx= molecular weight of X in [g/mol]MCO2= molecular weight of CO2= 44 [g/mol]MCO3-= molecular weight of CO32-= 60 [g/mol]Y= stoichiometric number of X= 1 (for alkali earth metals)= 2 (for alkali metals)Z=stoichiometric number of CO32-= 1’
(h) under subsection 2.1.2, Calculation method B: Alkali Earth Oxides is replaced by the following: ‘CO2emissions arise from the calcination of carbonates and shall be calculated based on the amounts of CaO and MgO contents in the lime, dolime or magnesia produced. Already calcined Ca and Mg entering the kiln, for instance through fly ash or fuels and raw materials with a relevant CaO or MgO content, as well as other magnesium bearing minerals than carbonates shall be considered appropriately by means of the conversion factor. Kiln dust leaving the kiln system shall be considered appropriately.’;
(i) ‘Table 2: Stoichiometric ratios’ is replaced by the following:‘OxideStoichiometric ratiosRemarksCaO0,785 [tonne CO2per tonne of oxide]MgO1,092 [tonne CO2per tonne of oxide]general: XY(O)ZEmission factor = [MCO2]/{Y * [Mx] + Z * [MO]}X= alkali earth or alkali metalMx= molecular weight of X in [g/mol]MCO2= molecular weight of CO2= 44 [g/mol]MO= molecular weight of O = 16 [g/mol]Y= stoichiometric number of X= 1 (for alkali earth metals)= 2 (for alkali metals)Z=stoichiometric number of O = 1’ ‘Oxide Stoichiometric ratios Remarks CaO 0,785 [tonne CO2per tonne of oxide] MgO 1,092 [tonne CO2per tonne of oxide] general: XY(O)Z Emission factor = [MCO2]/{Y * [Mx] + Z * [MO]} X= alkali earth or alkali metalMx= molecular weight of X in [g/mol]MCO2= molecular weight of CO2= 44 [g/mol]MO= molecular weight of O = 16 [g/mol]Y= stoichiometric number of X= 1 (for alkali earth metals)= 2 (for alkali metals)Z=stoichiometric number of O = 1’
‘Oxide Stoichiometric ratios Remarks
CaO 0,785 [tonne CO2per tonne of oxide]
MgO 1,092 [tonne CO2per tonne of oxide]
general: XY(O)Z Emission factor = [MCO2]/{Y * [Mx] + Z * [MO]} X= alkali earth or alkali metalMx= molecular weight of X in [g/mol]MCO2= molecular weight of CO2= 44 [g/mol]MO= molecular weight of O = 16 [g/mol]Y= stoichiometric number of X= 1 (for alkali earth metals)= 2 (for alkali metals)Z=stoichiometric number of O = 1’
‘Oxide Stoichiometric ratios Remarks
CaO 0,785 [tonne CO2per tonne of oxide]
MgO 1,092 [tonne CO2per tonne of oxide]
general: XY(O)Z Emission factor = [MCO2]/{Y * [Mx] + Z * [MO]} X= alkali earth or alkali metalMx= molecular weight of X in [g/mol]MCO2= molecular weight of CO2= 44 [g/mol]MO= molecular weight of O = 16 [g/mol]Y= stoichiometric number of X= 1 (for alkali earth metals)= 2 (for alkali metals)Z=stoichiometric number of O = 1’
(1) the title of Annex IX is replaced by the following:‘Activity-specific guidelines for the manufacture of glass or mineral wool insulation material as listed in Annex I to Directive 2003/87/EC’;
(2) Section 2 is amended as following:(a)the introductory phrase is replaced by the following:‘In the production of glass or mineral wool, CO2emissions result from the following emission sources and source streams:’;(b)subsection 2.1.1, is replaced by the following:‘2.1.1.COMBUSTION EMISSIONSCombustion processes that take place in installations for the manufacture of glass or mineral wool shall be monitored and reported in accordance with Annex II. This includes emissions from carbon containing additives (coke and coal dust, organic coatings of glass fibres and mineral wool) and flue gas cleaning (post-combustion).’;(c)the second paragraph of subsection 2.1.2, is replaced by the following:‘CO2from carbonates in the raw materials released during melting in the furnace is directly linked with the glass or mineral wool production and shall be calculated based on the converted quantity of carbonates from raw material – mainly soda, lime/limestone, dolomite and other alkali and alkali earth carbonates supplemented by carbonate free recycled glass (cullet).’. (a) the introductory phrase is replaced by the following:‘In the production of glass or mineral wool, CO2emissions result from the following emission sources and source streams:’; (b) subsection 2.1.1, is replaced by the following:‘2.1.1.COMBUSTION EMISSIONSCombustion processes that take place in installations for the manufacture of glass or mineral wool shall be monitored and reported in accordance with Annex II. This includes emissions from carbon containing additives (coke and coal dust, organic coatings of glass fibres and mineral wool) and flue gas cleaning (post-combustion).’; (c) the second paragraph of subsection 2.1.2, is replaced by the following:‘CO2from carbonates in the raw materials released during melting in the furnace is directly linked with the glass or mineral wool production and shall be calculated based on the converted quantity of carbonates from raw material – mainly soda, lime/limestone, dolomite and other alkali and alkali earth carbonates supplemented by carbonate free recycled glass (cullet).’.
(a) the introductory phrase is replaced by the following:‘In the production of glass or mineral wool, CO2emissions result from the following emission sources and source streams:’;
(b) subsection 2.1.1, is replaced by the following:‘2.1.1.COMBUSTION EMISSIONSCombustion processes that take place in installations for the manufacture of glass or mineral wool shall be monitored and reported in accordance with Annex II. This includes emissions from carbon containing additives (coke and coal dust, organic coatings of glass fibres and mineral wool) and flue gas cleaning (post-combustion).’;
(c) the second paragraph of subsection 2.1.2, is replaced by the following:‘CO2from carbonates in the raw materials released during melting in the furnace is directly linked with the glass or mineral wool production and shall be calculated based on the converted quantity of carbonates from raw material – mainly soda, lime/limestone, dolomite and other alkali and alkali earth carbonates supplemented by carbonate free recycled glass (cullet).’.
(a) the introductory phrase is replaced by the following:‘In the production of glass or mineral wool, CO2emissions result from the following emission sources and source streams:’;
(b) subsection 2.1.1, is replaced by the following:‘2.1.1.COMBUSTION EMISSIONSCombustion processes that take place in installations for the manufacture of glass or mineral wool shall be monitored and reported in accordance with Annex II. This includes emissions from carbon containing additives (coke and coal dust, organic coatings of glass fibres and mineral wool) and flue gas cleaning (post-combustion).’;
(c) the second paragraph of subsection 2.1.2, is replaced by the following:‘CO2from carbonates in the raw materials released during melting in the furnace is directly linked with the glass or mineral wool production and shall be calculated based on the converted quantity of carbonates from raw material – mainly soda, lime/limestone, dolomite and other alkali and alkali earth carbonates supplemented by carbonate free recycled glass (cullet).’.
(1) the title of Annex X is replaced by the following:‘Activity-specific guidelines for the manufacture of ceramic products as listed in Annex I to Directive 2003/87/EC’;
(2) in the first line of Section 2 the wording ‘installations for’ is deleted.
— fuels used for combustion processes, e.g. with the purpose of producing hot water or steam,
— raw materials (e.g. vent gas from calcination of limestone, to the extent it is not used for carbonation),
— waste gases from washing or filtration steps after carbonation, to the extent they are not used for carbonation.
— combustion of fuels supplying the heat for reforming or partial oxidation,
— fuels used as process input in the ammonia production process (reforming or partial oxidation),
— fuels used for other combustion processes, e.g. with the purpose of producing hot water or steam.
— fuels used in the hydrogen or synthesis gas production process (reforming or partial oxidation),
— fuels used for other combustion processes, e.g. with the purpose of producing hot water or steam.
— activity data is expressed as the net energy content of the fuel used as process input [TJ] or, when a mass or volume related emission factor is used, as the amount of fuel used as process input [t or Nm3],
— emission factor is expressed as tonnes CO2/TJ or as tonnes CO2/t or as tonnes CO2/Nm3of fuel used as process input.
— density measurement of specific oils or gases common e.g. to the refinery or steel industry, and
— net calorific value for specific coal types,
— cracking (catalytic and non-catalytic),
— reforming,
— partial or full oxidation,
— similar processes which lead to CO2emissions from carbon contained in hydrocarbon-based feedstock,
— combustion of waste gases and flaring,
— other combustion of fuel for supply of heat to the abovementioned processes.
Substance Carbon content (t C/t feedstock or t C/t product)
Acetonitril 0,5852 t C/t
Acrylonitrile 0,6664 t C/t
Butadiene 0,888 t C/t
Carbon Black 0,97 t C/t
Ethylene 0,856 t C/t
Ethylene dichloride 0,245 t C/t
Ethylene glycol 0,387 t C/t
Ethylene oxide 0,545 t C/t
Hydrogen cyanide 0,4444 t C/t
Methanol 0,375 t C/t
Methane 0,749 t C/t
Propane 0,817 t C/t
Propylene 0,8563 t C/t
Vinyl chloride monomer 0,384 t C/t
— conventional fuels (e.g. natural gas, coal and coke, or fuel oil),
— other fuels (plastics, e.g. from recycling of batteries, or granulated (organic) material from post shredder plants),
— reducing agents (e.g. coke or graphite electrodes),
— raw materials (e.g. calcination of limestone, dolomite, and carbon containing metal ores and concentrates),
— secondary feed materials (e.g. organic materials contained in scrap).
Carbonate Ratio [t CO2/t Ca-, Mg- or other Carbonate] Remarks
CaCO3 0,440
MgCO3 0,522
general: XY(CO3)Z Emission factor = [MCO2]/{Y * [Mx] + Z * [MCO32-]} X= metalMx= molecular weight of X in [g/mol]MCO2= molecular weight of CO2in [g/mol]MCO3-= molecular weight of CO32-in [g/mol]Y= stoichiometric number of XZ=stoichiometric number of CO32-
— fuels for the production of heat or steam,
— anode production (CO2),
— reduction of Al2O3during electrolysis (CO2) which is related to electrode consumption,
— use of soda ash or other carbonates for waste gas scrubbing (CO2),
— anode effects (PFCs) including fugitive emissions of PFCs.
GWPCF4= 6 500 t CO2(e)/t CF4
GWPC2F6= 9 200 t CO2(e)/t C2F6
CF4emissions [t CO2(e)] = AEM × (SEFCF4/1 000) × PrAl× GWPCF4
C2F6-emissions [t CO2(e)] = CF4emissions * FC2F6* GWPC2F6
Technology Emission Factor for CF4(SEFCF4)[(kg CF4/t Al)/(AE-Minutes/cell-day)] Emission Factor for C2F6(FC2F6)[t C2F6/t CF4]
Centre Worked Prebake (CWPB) 0,143 0,121
Vertical Stud Søderberg (VSS) 0,092 0,053
CF4emissions [t CO2(e)] = OVC × (AEO/CE) × PrAl× GWPCF4× 0,001
C2F6emissions [t CO2-eq] = CF4emissions × FC2F6× GWPC2F6
Technology Emission Factor for CF4[(kg CF4/t Al)/mV] Emission Factor for C2F6[t C2F6/t CF4]
Centre Worked Prebake (CWPB) 1,16 0,121
Vertical Stud Søderberg (VSS) N.A. 0,053
THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
Having regard to Directive 2003/87/EC of the European Parliament and of the Council of 13 October 2003 establishing a scheme for greenhouse gas emission allowance trading within the Community and amending Council Directive 96/61/EC(1)as amended by Directive 2004/101/EC(2), Directive 2008/101/EC(3)and Regulation (EC) No 219/2009(4), and in particular Articles 14(1) and 24(3) thereof,
(1) Directive 2003/87/EC establishes a scheme for greenhouse gas emission allowance trading within the Union (hereinafter ‘the ETS’).
(2) Pursuant to Article 14(1) of Directive 2003/87/EC as amended by Directive 2004/101/EC, Directive 2008/101/EC and Regulation (EC) No 219/2009, the Commission adopted Decision 2007/589/EC(5)establishing guidelines for the monitoring and reporting of greenhouse gas emissions.
(3) Pursuant to Article 24(3) of Directive 2003/87/EC as amended by Directive 2004/101/EC, Directive 2008/101/EC and Regulation (EC) No 219/2009, the Commission may, on its own initiative, adopt monitoring and reporting guidelines for emissions from activities, installations and greenhouse gases which are not listed in Annex I if the monitoring and reporting of those emissions can be carried out with sufficient accuracy.
(4) Pursuant to Article 3 of Directive 2009/29/EC of the European Parliament and of the Council of 23 April 2009 amending Directive 2003/87/EC so as to improve and extend the greenhouse gas emission allowance trading scheme of the Community(6), Articles 14 and 24 of Directive 2003/87/EC as amended by Directive 2004/101/EC, Directive 2008/101/EC and Regulation (EC) No 219/2009, continue to apply until 31 December 2012.
(5) Directive 2009/29/EC includes new gases and activities in the ETS as of 2013. The Commission should adopt guidelines for the monitoring and reporting of greenhouse gas emissions resulting from new activities and new gases with a view to the inclusion of such activities in the ETS from 2013 and their possible unilateral inclusion in the ETS before 2013.
(6) Decision 2007/589/EC should therefore be amended accordingly.
(7) The measures provided for in this Decision are in accordance with the opinion of the Committee referred to in Article 23 of Directive 2003/87/EC,
HAS ADOPTED THIS DECISION:

Article 1
Decision 2007/589/EC is amended as follows:
(1)
Article 1 is replaced by the following:
The guidelines for the monitoring and reporting of greenhouse gas emissions from the activities listed in Annex I to Directive 2003/87/EC, and of activities included pursuant to Article 24(1) of that Directive, are set out in Annexes I to XIV and XVI to XXIV to this Decision.
The guidelines for the monitoring and reporting of tonne-kilometre data from aviation activities for the purpose of an application pursuant to Article 3e or 3f of Directive 2003/87/EC are set out in Annex XV. Those guidelines are based on the principles set out in Annex IV to that Directive.’;
(2)
the Table of Annexes and the following Annexes are amended as follows:
(a)
The Table of Annexes is amended according to Annex I to this Decision;
(b)
Annex I is amended according to Annex II to this Decision;
(c)
Annex II is amended according to Annex III to this Decision;
(d)
Annex IV is amended according to Annex IV to this Decision;
(e)
Annex V is amended according to Annex V to this Decision;
(f)
Annex VI is amended according to Annex VI to this Decision;
(g)
Annex VII is amended according to Annex VII to this Decision;
(h)
Annex VIII is amended according to Annex VIII to this Decision;
(i)
Annex IX is amended according to Annex IX to this Decision;
(j)
Annex X is amended according to Annex X to this Decision;
(k)
Annex XI is amended according to Annex XI to this Decision;
(l)
Annex XII is amended according to Annex XII to this Decision;
(m)
Annex XVI is amended according to Annex XIII to this Decision;
(3)
the following Annexes are added:
(a)
Annex XIX is added according to Annex XIV to this Decision;
(b)
Annex XX is added according to Annex XV to this Decision;
(c)
Annex XXI is added according to Annex XVI to this Decision;
(d)
Annex XXII is added according to Annex XVII to this Decision;
(e)
Annex XXIII is added according to Annex XVIII to this Decision;
(f)
Annex XXIV is added according to Annex XIX to this Decision.

Article 2
This Decision is addressed to the Member States.

THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
Having regard to Directive 2003/87/EC of the European Parliament and of the Council of 13 October 2003 establishing a scheme for greenhouse gas emission allowance trading within the Community and amending Council Directive 96/61/EC(1)as amended by Directive 2004/101/EC(2), Directive 2008/101/EC(3)and Regulation (EC) No 219/2009(4), and in particular Articles 14(1) and 24(3) thereof,
(1) Directive 2003/87/EC establishes a scheme for greenhouse gas emission allowance trading within the Union (hereinafter ‘the ETS’).
(2) Pursuant to Article 14(1) of Directive 2003/87/EC as amended by Directive 2004/101/EC, Directive 2008/101/EC and Regulation (EC) No 219/2009, the Commission adopted Decision 2007/589/EC(5)establishing guidelines for the monitoring and reporting of greenhouse gas emissions.
(3) Pursuant to Article 24(3) of Directive 2003/87/EC as amended by Directive 2004/101/EC, Directive 2008/101/EC and Regulation (EC) No 219/2009, the Commission may, on its own initiative, adopt monitoring and reporting guidelines for emissions from activities, installations and greenhouse gases which are not listed in Annex I if the monitoring and reporting of those emissions can be carried out with sufficient accuracy.
(4) Pursuant to Article 3 of Directive 2009/29/EC of the European Parliament and of the Council of 23 April 2009 amending Directive 2003/87/EC so as to improve and extend the greenhouse gas emission allowance trading scheme of the Community(6), Articles 14 and 24 of Directive 2003/87/EC as amended by Directive 2004/101/EC, Directive 2008/101/EC and Regulation (EC) No 219/2009, continue to apply until 31 December 2012.
(5) Directive 2009/29/EC includes new gases and activities in the ETS as of 2013. The Commission should adopt guidelines for the monitoring and reporting of greenhouse gas emissions resulting from new activities and new gases with a view to the inclusion of such activities in the ETS from 2013 and their possible unilateral inclusion in the ETS before 2013.
(6) Decision 2007/589/EC should therefore be amended accordingly.
(7) The measures provided for in this Decision are in accordance with the opinion of the Committee referred to in Article 23 of Directive 2003/87/EC,
HAS ADOPTED THIS DECISION:
Decision 2007/589/EC is amended as follows:
(1)
Article 1 is replaced by the following:
The guidelines for the monitoring and reporting of greenhouse gas emissions from the activities listed in Annex I to Directive 2003/87/EC, and of activities included pursuant to Article 24(1) of that Directive, are set out in Annexes I to XIV and XVI to XXIV to this Decision.
The guidelines for the monitoring and reporting of tonne-kilometre data from aviation activities for the purpose of an application pursuant to Article 3e or 3f of Directive 2003/87/EC are set out in Annex XV. Those guidelines are based on the principles set out in Annex IV to that Directive.’;
(2)
the Table of Annexes and the following Annexes are amended as follows:
(a)
The Table of Annexes is amended according to Annex I to this Decision;
(b)
Annex I is amended according to Annex II to this Decision;
(c)
Annex II is amended according to Annex III to this Decision;
(d)
Annex IV is amended according to Annex IV to this Decision;
(e)
Annex V is amended according to Annex V to this Decision;
(f)
Annex VI is amended according to Annex VI to this Decision;
(g)
Annex VII is amended according to Annex VII to this Decision;
(h)
Annex VIII is amended according to Annex VIII to this Decision;
(i)
Annex IX is amended according to Annex IX to this Decision;
(j)
Annex X is amended according to Annex X to this Decision;
(k)
Annex XI is amended according to Annex XI to this Decision;
(l)
Annex XII is amended according to Annex XII to this Decision;
(m)
Annex XVI is amended according to Annex XIII to this Decision;
(3)
the following Annexes are added:
(a)
Annex XIX is added according to Annex XIV to this Decision;
(b)
Annex XX is added according to Annex XV to this Decision;
(c)
Annex XXI is added according to Annex XVI to this Decision;
(d)
Annex XXII is added according to Annex XVII to this Decision;
(e)
Annex XXIII is added according to Annex XVIII to this Decision;
(f)
Annex XXIV is added according to Annex XIX to this Decision.
This Decision is addressed to the Member States.
ANNEX IThe Table of Annexes is amended as follows:

(1) | the entries for Annex II and Annexes IV to XII are replaced by the following:‘Annex II:Guidelines for combustion emissions from activities as listed in Annex I to Directive 2003/87/EC carried out in installationsAnnex IV:Activity-specific guidelines for the production of coke as listed in Annex I to Directive 2003/87/ECAnnex V:Activity-specific guidelines for metal ore roasting and sintering as listed in Annex I to Directive 2003/87/ECAnnex VI:Activity-specific guidelines for the production of pig iron and steel including continuous casting as listed in Annex I to Directive 2003/87/ECAnnex VII:Activity-specific guidelines for the production of cement clinker as listed in Annex I to Directive 2003/87/ECAnnex VIII:Activity-specific guidelines for the production of lime or calcination of dolomite or magnesite as listed in Annex I to Directive 2003/87/ECAnnex IX:Activity-specific guidelines for the manufacture of glass or mineral wool insulation material as listed in Annex I to Directive 2003/87/ECAnnex X:Activity-specific guidelines for the manufacture of ceramic products as listed in Annex I to Directive 2003/87/ECAnnex XI:Activity-specific guidelines for pulp and paper production as listed in Annex I to Directive 2003/87/ECAnnex XII:Guidelines for determination of emissions or amount of transfer of greenhouse gases by continuous measurement systems’; | ‘Annex II | : | Guidelines for combustion emissions from activities as listed in Annex I to Directive 2003/87/EC carried out in installations | Annex IV | : | Activity-specific guidelines for the production of coke as listed in Annex I to Directive 2003/87/EC | Annex V | : | Activity-specific guidelines for metal ore roasting and sintering as listed in Annex I to Directive 2003/87/EC | Annex VI | : | Activity-specific guidelines for the production of pig iron and steel including continuous casting as listed in Annex I to Directive 2003/87/EC | Annex VII | : | Activity-specific guidelines for the production of cement clinker as listed in Annex I to Directive 2003/87/EC | Annex VIII | : | Activity-specific guidelines for the production of lime or calcination of dolomite or magnesite as listed in Annex I to Directive 2003/87/EC | Annex IX | : | Activity-specific guidelines for the manufacture of glass or mineral wool insulation material as listed in Annex I to Directive 2003/87/EC | Annex X | : | Activity-specific guidelines for the manufacture of ceramic products as listed in Annex I to Directive 2003/87/EC | Annex XI | : | Activity-specific guidelines for pulp and paper production as listed in Annex I to Directive 2003/87/EC | Annex XII | : | Guidelines for determination of emissions or amount of transfer of greenhouse gases by continuous measurement systems’;
‘Annex II | : | Guidelines for combustion emissions from activities as listed in Annex I to Directive 2003/87/EC carried out in installations
Annex IV | : | Activity-specific guidelines for the production of coke as listed in Annex I to Directive 2003/87/EC
Annex V | : | Activity-specific guidelines for metal ore roasting and sintering as listed in Annex I to Directive 2003/87/EC
Annex VI | : | Activity-specific guidelines for the production of pig iron and steel including continuous casting as listed in Annex I to Directive 2003/87/EC
Annex VII | : | Activity-specific guidelines for the production of cement clinker as listed in Annex I to Directive 2003/87/EC
Annex VIII | : | Activity-specific guidelines for the production of lime or calcination of dolomite or magnesite as listed in Annex I to Directive 2003/87/EC
Annex IX | : | Activity-specific guidelines for the manufacture of glass or mineral wool insulation material as listed in Annex I to Directive 2003/87/EC
Annex X | : | Activity-specific guidelines for the manufacture of ceramic products as listed in Annex I to Directive 2003/87/EC
Annex XI | : | Activity-specific guidelines for pulp and paper production as listed in Annex I to Directive 2003/87/EC
Annex XII | : | Guidelines for determination of emissions or amount of transfer of greenhouse gases by continuous measurement systems’;
(2) | the following titles of new Annexes XIX, XX, XXI, XXII, XXIII and XXIV are added:‘Annex XIX:Activity-specific guidelines for the production of soda ash and sodium bicarbonate as listed in Annex I to Directive 2003/87/ECAnnex XX:Activity-specific guidelines for the production of ammonia as listed in Annex I to Directive 2003/87/ECAnnex XXI:Activity-specific guidelines for the production of hydrogen and synthesis gas as listed in Annex I to Directive 2003/87/ECAnnex XXII:Activity-specific guidelines for the production of bulk organic chemicals as listed in Annex I to Directive 2003/87/ECAnnex XXIII:Activity-specific guidelines for the production or processing of ferrous and non-ferrous metals as listed in Annex I to Directive 2003/87/ECAnnex XXIV:Activity-specific guidelines for the production or processing of primary aluminium as listed in Annex I to Directive 2003/87/EC’. | ‘Annex XIX | : | Activity-specific guidelines for the production of soda ash and sodium bicarbonate as listed in Annex I to Directive 2003/87/EC | Annex XX | : | Activity-specific guidelines for the production of ammonia as listed in Annex I to Directive 2003/87/EC | Annex XXI | : | Activity-specific guidelines for the production of hydrogen and synthesis gas as listed in Annex I to Directive 2003/87/EC | Annex XXII | : | Activity-specific guidelines for the production of bulk organic chemicals as listed in Annex I to Directive 2003/87/EC | Annex XXIII | : | Activity-specific guidelines for the production or processing of ferrous and non-ferrous metals as listed in Annex I to Directive 2003/87/EC | Annex XXIV | : | Activity-specific guidelines for the production or processing of primary aluminium as listed in Annex I to Directive 2003/87/EC’.
‘Annex XIX | : | Activity-specific guidelines for the production of soda ash and sodium bicarbonate as listed in Annex I to Directive 2003/87/EC
Annex XX | : | Activity-specific guidelines for the production of ammonia as listed in Annex I to Directive 2003/87/EC
Annex XXI | : | Activity-specific guidelines for the production of hydrogen and synthesis gas as listed in Annex I to Directive 2003/87/EC
Annex XXII | : | Activity-specific guidelines for the production of bulk organic chemicals as listed in Annex I to Directive 2003/87/EC
Annex XXIII | : | Activity-specific guidelines for the production or processing of ferrous and non-ferrous metals as listed in Annex I to Directive 2003/87/EC
Annex XXIV | : | Activity-specific guidelines for the production or processing of primary aluminium as listed in Annex I to Directive 2003/87/EC’.

ANNEX IIAnnex I is amended as follows:

(1) | in Section 1 entitled ‘Introduction’, the words ‘Annexes II to XI and Annexes XIII to XVIII’ are replaced by the words ‘Annexes II to XI and Annexes XIII to XXIV’;
(2) | in the introductory part of Section 2 entitled ‘Definitions’ the words ‘Annexes II to XVIII’ are replaced by the words ‘Annexes II to XXIV’;
(3) | Section 4.3 entitled ‘The Monitoring Plan’ is amended as follows:(a)in the fourth paragraph, point (e) is replaced as follows:‘(e)a list and description of the tiers for activity data, carbon content (where mass balance or other approaches directly requiring the carbon content for emission calculation are applied), emission factors, oxidation and conversion factors for each of the source streams to be monitored’;(b)the following subparagraphs are added after subparagraph (t):‘(u)where applicable, the dates when measurements for the determination of the installation specific emission factors for CF4and C2F6have been carried out, and a schedule for future repetitions of this determination;(v)where applicable, the protocol describing the procedure used to determine the installation specific emission factors for CF4and C2F6, showing also that the measurements have been and will be carried out for a sufficiently long time for measured values to converge, but at least for 72 hours;(w)where applicable, the methodology for determining the collection efficiency for fugitive emissions at installations for primary aluminium production;’; | (a) | in the fourth paragraph, point (e) is replaced as follows:‘(e)a list and description of the tiers for activity data, carbon content (where mass balance or other approaches directly requiring the carbon content for emission calculation are applied), emission factors, oxidation and conversion factors for each of the source streams to be monitored’; | ‘(e) | a list and description of the tiers for activity data, carbon content (where mass balance or other approaches directly requiring the carbon content for emission calculation are applied), emission factors, oxidation and conversion factors for each of the source streams to be monitored’; | (b) | the following subparagraphs are added after subparagraph (t):‘(u)where applicable, the dates when measurements for the determination of the installation specific emission factors for CF4and C2F6have been carried out, and a schedule for future repetitions of this determination;(v)where applicable, the protocol describing the procedure used to determine the installation specific emission factors for CF4and C2F6, showing also that the measurements have been and will be carried out for a sufficiently long time for measured values to converge, but at least for 72 hours;(w)where applicable, the methodology for determining the collection efficiency for fugitive emissions at installations for primary aluminium production;’; | ‘(u) | where applicable, the dates when measurements for the determination of the installation specific emission factors for CF4and C2F6have been carried out, and a schedule for future repetitions of this determination; | (v) | where applicable, the protocol describing the procedure used to determine the installation specific emission factors for CF4and C2F6, showing also that the measurements have been and will be carried out for a sufficiently long time for measured values to converge, but at least for 72 hours; | (w) | where applicable, the methodology for determining the collection efficiency for fugitive emissions at installations for primary aluminium production;’;
(a) | in the fourth paragraph, point (e) is replaced as follows:‘(e)a list and description of the tiers for activity data, carbon content (where mass balance or other approaches directly requiring the carbon content for emission calculation are applied), emission factors, oxidation and conversion factors for each of the source streams to be monitored’; | ‘(e) | a list and description of the tiers for activity data, carbon content (where mass balance or other approaches directly requiring the carbon content for emission calculation are applied), emission factors, oxidation and conversion factors for each of the source streams to be monitored’;
‘(e) | a list and description of the tiers for activity data, carbon content (where mass balance or other approaches directly requiring the carbon content for emission calculation are applied), emission factors, oxidation and conversion factors for each of the source streams to be monitored’;
(b) | the following subparagraphs are added after subparagraph (t):‘(u)where applicable, the dates when measurements for the determination of the installation specific emission factors for CF4and C2F6have been carried out, and a schedule for future repetitions of this determination;(v)where applicable, the protocol describing the procedure used to determine the installation specific emission factors for CF4and C2F6, showing also that the measurements have been and will be carried out for a sufficiently long time for measured values to converge, but at least for 72 hours;(w)where applicable, the methodology for determining the collection efficiency for fugitive emissions at installations for primary aluminium production;’; | ‘(u) | where applicable, the dates when measurements for the determination of the installation specific emission factors for CF4and C2F6have been carried out, and a schedule for future repetitions of this determination; | (v) | where applicable, the protocol describing the procedure used to determine the installation specific emission factors for CF4and C2F6, showing also that the measurements have been and will be carried out for a sufficiently long time for measured values to converge, but at least for 72 hours; | (w) | where applicable, the methodology for determining the collection efficiency for fugitive emissions at installations for primary aluminium production;’;
‘(u) | where applicable, the dates when measurements for the determination of the installation specific emission factors for CF4and C2F6have been carried out, and a schedule for future repetitions of this determination;
(v) | where applicable, the protocol describing the procedure used to determine the installation specific emission factors for CF4and C2F6, showing also that the measurements have been and will be carried out for a sufficiently long time for measured values to converge, but at least for 72 hours;
(w) | where applicable, the methodology for determining the collection efficiency for fugitive emissions at installations for primary aluminium production;’;
(4) | Section 5 is amended as follows:(a)in Section 5.1, under the heading ‘process emissions’, the second paragraph is replaced by the following:‘The calculation of process emissions is further specified in the activity-specific guidelines in the Annexes II to XI and XVI to XXIV. Not all calculation methods in Annexes II to XI and XVI to XXIV use a conversion factor.’;(b)in Section 5.2 entitled ‘Tiers of Approaches’, the words ‘Annexes II to XI and Annexes XIV to XVIII’ are replaced by the words ‘Annexes II to XI and XIV to XXIV’;(c)in Section 5.2, the following ninth paragraph is added:‘For commercial standard fuels minimum tier approaches as stated in Table 1 for Annex II on combustion activities can be applied also for other activities.’;(d)‘Table 1: Minimum Requirements’ is replaced by the following table:‘Table 1Minimum requirements(‘n.a.’ means ‘not applicable’)Column A for ‘category A installations’ (means installations with average reported annual emissions over the previous trading period (or a conservative estimate or projection if reported emissions are not available or no longer applicable) equal to or less than 50 kilotonnes of CO2-eqnot including biogenic CO2and before subtraction of transferred CO2),Column B for ‘category B installations’ (means installations with average reported annual emissions over the previous trading period (or a conservative estimate or projection if reported emissions are not available or no longer applicable) of greater than 50 kilotonnes and equal to or less than 500 kilotonnes of CO2-eqnot including biogenic CO2and before subtraction of transferred CO2),and Column C for ‘category C installations’ (means installations with average reported annual emissions over the previous trading period (or a conservative estimate or projection if reported emissions are not available or no longer applicable) of greater than 500 kilotonnes of CO2-eqnot including biogenic CO2and before subtraction of transferred CO2).Activity DataEmission FactorComposition DataOxidation FactorConversion FactorFuel FlowNet Calorific ValueAnnex/ActivityABCABCABCABCABCABCII:CombustionCommercial standard fuels2342a/2b2a/2b2a/2b2a/2b2a/2b2a/2bn.a.n.a.n.a.111n.a.n.a.n.a.Other gaseous & liquid fuels2342a/2b2a/2b32a/2b2a/2b3n.a.n.a.n.a.111n.a.n.a.n.a.Solid fuels1232a/2b332a/2b33n.a.n.a.n.a.111n.a.n.a.n.a.Mass Balance Approach for Carbon Black Production and Gas Processing Terminals123n.a.n.a.n.a.n.a.n.a.n.a.122n.a.n.a.n.a.n.a.n.a.n.a.Flares123n.a.n.a.n.a.12a/b3n.a.n.a.n.a.111n.a.n.a.n.a.ScrubbingCarbonate111n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.Gypsum111n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.Activity DataEmission FactorComposition DataConversion FactorMaterial FlowNet Calorific ValueABCABCABCABCABCIII:RefineriesCatalytic Cracker Regeneration111n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.Hydrogen Production122n.a.n.a.n.a.122n.a.n.a.n.a.n.a.n.a.n.a.IV:Coke OvensMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.Fuel as process input123223233n.a.n.a.n.a.n.a.n.a.n.a.V:Metal Ore Roasting & SinteringMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.Carbonate Input112n.a.n.a.n.a.111n.a.n.a.n.a.111VI:Iron & SteelMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.Fuel as process input123223233n.a.n.a.n.a.n.a.n.a.n.a.VII:CementKiln Input Based123n.a.n.a.n.a.111n.a.n.a.n.a.112Clinker Output112n.a.n.a.n.a.123n.a.n.a.n.a.112CKD112n.a.n.a.n.a.122n.a.n.a.n.a.n.a.n.a.n.a.Non-Carbonate Carbon112n.a.n.a.n.a.112n.a.n.a.n.a.112VIII:Lime, Dolomite and MagnesiteCarbonates123n.a.n.a.n.a.111n.a.n.a.n.a.112Alkali Earth Oxide112n.a.n.a.n.a.111n.a.n.a.n.a.112IX:Glass, Mineral WoolCarbonates112n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.X:CeramicCarbon Inputs112n.a.n.a.n.a.123n.a.n.a.n.a.1.12Alkali Oxide112n.a.n.a.n.a.123n.a.n.a.n.a.112Scrubbing111n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.XI:Pulp & PaperStandard Method111n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.XIX:Soda ash and sodium bicarbonateMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.XX:AmmoniaFuel as process input2342a/2b2a/2b32a/2b2a/2b3n.a.n.a.n.a.n.a.n.a.n.a.XXI:Hydrogen and synthesis gasFuel as process input2342a/2b2a/2b32a/2b2a/2b3n.a.n.a.n.a.n.a.n.a.n.a.Mass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.XXII:Bulk organic chemicalsMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.XXIII:Metals production or processingMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.Process emissions112n.a.n.a.n.a.111n.a.n.a.n.a.112XXIV:Aluminium productionMass balance for CO2emissions123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.PFC emissions (slope method)112n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.PFC emissions (overvoltage method)112n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.’(e)in Section 5.4 entitled ‘Activity Data of Stationary Installations’, in the second subparagraph, the words ‘Annexes II to XI’ are replaced by the words ‘Annexes II to XXIV’;(f)in Section 5.5, entitled ‘Emissions Factors’, the first paragraph is replaced by the following:‘Emission factors for CO2emissions are based on the carbon content of fuels or input materials and expressed as tCO2/TJ (combustion emissions), or tCO2/t or tCO2/Nm3(process emissions). For non-CO2greenhouse gases, appropriate emission factors are defined in the relevant activity-specific Annexes to these Guidelines.’;(g)Section 5.7 is amended as follows:—the first indent of the first paragraph is replaced by the following:‘as pure substance, or directly used and bound in products or as feedstock, unless other requirements as set out in Annexes XIX to XXII apply, or’,—in the second paragraph, the words ‘or XVIII’ are replaced by ‘to XXII’; | (a) | in Section 5.1, under the heading ‘process emissions’, the second paragraph is replaced by the following:‘The calculation of process emissions is further specified in the activity-specific guidelines in the Annexes II to XI and XVI to XXIV. Not all calculation methods in Annexes II to XI and XVI to XXIV use a conversion factor.’; | (b) | in Section 5.2 entitled ‘Tiers of Approaches’, the words ‘Annexes II to XI and Annexes XIV to XVIII’ are replaced by the words ‘Annexes II to XI and XIV to XXIV’; | (c) | in Section 5.2, the following ninth paragraph is added:‘For commercial standard fuels minimum tier approaches as stated in Table 1 for Annex II on combustion activities can be applied also for other activities.’; | (d) | ‘Table 1: Minimum Requirements’ is replaced by the following table:‘Table 1Minimum requirements(‘n.a.’ means ‘not applicable’)Column A for ‘category A installations’ (means installations with average reported annual emissions over the previous trading period (or a conservative estimate or projection if reported emissions are not available or no longer applicable) equal to or less than 50 kilotonnes of CO2-eqnot including biogenic CO2and before subtraction of transferred CO2),Column B for ‘category B installations’ (means installations with average reported annual emissions over the previous trading period (or a conservative estimate or projection if reported emissions are not available or no longer applicable) of greater than 50 kilotonnes and equal to or less than 500 kilotonnes of CO2-eqnot including biogenic CO2and before subtraction of transferred CO2),and Column C for ‘category C installations’ (means installations with average reported annual emissions over the previous trading period (or a conservative estimate or projection if reported emissions are not available or no longer applicable) of greater than 500 kilotonnes of CO2-eqnot including biogenic CO2and before subtraction of transferred CO2).Activity DataEmission FactorComposition DataOxidation FactorConversion FactorFuel FlowNet Calorific ValueAnnex/ActivityABCABCABCABCABCABCII:CombustionCommercial standard fuels2342a/2b2a/2b2a/2b2a/2b2a/2b2a/2bn.a.n.a.n.a.111n.a.n.a.n.a.Other gaseous & liquid fuels2342a/2b2a/2b32a/2b2a/2b3n.a.n.a.n.a.111n.a.n.a.n.a.Solid fuels1232a/2b332a/2b33n.a.n.a.n.a.111n.a.n.a.n.a.Mass Balance Approach for Carbon Black Production and Gas Processing Terminals123n.a.n.a.n.a.n.a.n.a.n.a.122n.a.n.a.n.a.n.a.n.a.n.a.Flares123n.a.n.a.n.a.12a/b3n.a.n.a.n.a.111n.a.n.a.n.a.ScrubbingCarbonate111n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.Gypsum111n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.Activity DataEmission FactorComposition DataConversion FactorMaterial FlowNet Calorific ValueABCABCABCABCABCIII:RefineriesCatalytic Cracker Regeneration111n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.Hydrogen Production122n.a.n.a.n.a.122n.a.n.a.n.a.n.a.n.a.n.a.IV:Coke OvensMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.Fuel as process input123223233n.a.n.a.n.a.n.a.n.a.n.a.V:Metal Ore Roasting & SinteringMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.Carbonate Input112n.a.n.a.n.a.111n.a.n.a.n.a.111VI:Iron & SteelMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.Fuel as process input123223233n.a.n.a.n.a.n.a.n.a.n.a.VII:CementKiln Input Based123n.a.n.a.n.a.111n.a.n.a.n.a.112Clinker Output112n.a.n.a.n.a.123n.a.n.a.n.a.112CKD112n.a.n.a.n.a.122n.a.n.a.n.a.n.a.n.a.n.a.Non-Carbonate Carbon112n.a.n.a.n.a.112n.a.n.a.n.a.112VIII:Lime, Dolomite and MagnesiteCarbonates123n.a.n.a.n.a.111n.a.n.a.n.a.112Alkali Earth Oxide112n.a.n.a.n.a.111n.a.n.a.n.a.112IX:Glass, Mineral WoolCarbonates112n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.X:CeramicCarbon Inputs112n.a.n.a.n.a.123n.a.n.a.n.a.1.12Alkali Oxide112n.a.n.a.n.a.123n.a.n.a.n.a.112Scrubbing111n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.XI:Pulp & PaperStandard Method111n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.XIX:Soda ash and sodium bicarbonateMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.XX:AmmoniaFuel as process input2342a/2b2a/2b32a/2b2a/2b3n.a.n.a.n.a.n.a.n.a.n.a.XXI:Hydrogen and synthesis gasFuel as process input2342a/2b2a/2b32a/2b2a/2b3n.a.n.a.n.a.n.a.n.a.n.a.Mass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.XXII:Bulk organic chemicalsMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.XXIII:Metals production or processingMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.Process emissions112n.a.n.a.n.a.111n.a.n.a.n.a.112XXIV:Aluminium productionMass balance for CO2emissions123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.PFC emissions (slope method)112n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.PFC emissions (overvoltage method)112n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.’ | | Activity Data | Emission Factor | Composition Data | Oxidation Factor | Conversion Factor | Fuel Flow | Net Calorific Value | Annex/Activity | A | B | C | A | B | C | A | B | C | A | B | C | A | B | C | A | B | C | II:Combustion | Commercial standard fuels | 2 | 3 | 4 | 2a/2b | 2a/2b | 2a/2b | 2a/2b | 2a/2b | 2a/2b | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | Other gaseous & liquid fuels | 2 | 3 | 4 | 2a/2b | 2a/2b | 3 | 2a/2b | 2a/2b | 3 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | Solid fuels | 1 | 2 | 3 | 2a/2b | 3 | 3 | 2a/2b | 3 | 3 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | Mass Balance Approach for Carbon Black Production and Gas Processing Terminals | 1 | 2 | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | 1 | 2 | 2 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | Flares | 1 | 2 | 3 | n.a. | n.a. | n.a. | 1 | 2a/b | 3 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | Scrubbing | Carbonate | 1 | 1 | 1 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | | Gypsum | 1 | 1 | 1 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | | Activity Data | Emission Factor | Composition Data | Conversion Factor | Material Flow | Net Calorific Value | | A | B | C | A | B | C | A | B | C | A | B | C | A | B | C | III:Refineries | Catalytic Cracker Regeneration | 1 | 1 | 1 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | Hydrogen Production | 1 | 2 | 2 | n.a. | n.a. | n.a. | 1 | 2 | 2 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | IV:Coke Ovens | Mass balance | 1 | 2 | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | 2 | 3 | 3 | n.a. | n.a. | n.a. | Fuel as process input | 1 | 2 | 3 | 2 | 2 | 3 | 2 | 3 | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | V:Metal Ore Roasting & Sintering | Mass balance | 1 | 2 | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | 2 | 3 | 3 | n.a. | n.a. | n.a. | Carbonate Input | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | 1 | 1 | 1 | VI:Iron & Steel | Mass balance | 1 | 2 | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | 2 | 3 | 3 | n.a. | n.a. | n.a. | Fuel as process input | 1 | 2 | 3 | 2 | 2 | 3 | 2 | 3 | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | VII:Cement | Kiln Input Based | 1 | 2 | 3 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | 1 | 1 | 2 | Clinker Output | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 2 | 3 | n.a. | n.a. | n.a. | 1 | 1 | 2 | CKD | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 2 | 2 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | Non-Carbonate Carbon | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 1 | 2 | VIII:Lime, Dolomite and Magnesite | Carbonates | 1 | 2 | 3 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | 1 | 1 | 2 | Alkali Earth Oxide | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | 1 | 1 | 2 | IX:Glass, Mineral Wool | Carbonates | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | X:Ceramic | Carbon Inputs | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 2 | 3 | n.a. | n.a. | n.a. | 1. | 1 | 2 | Alkali Oxide | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 2 | 3 | n.a. | n.a. | n.a. | 1 | 1 | 2 | Scrubbing | 1 | 1 | 1 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | XI:Pulp & Paper | Standard Method | 1 | 1 | 1 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | XIX:Soda ash and sodium bicarbonate | Mass balance | 1 | 2 | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | 2 | 3 | 3 | n.a. | n.a. | n.a. | XX:Ammonia | Fuel as process input | 2 | 3 | 4 | 2a/2b | 2a/2b | 3 | 2a/2b | 2a/2b | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | XXI:Hydrogen and synthesis gas | Fuel as process input | 2 | 3 | 4 | 2a/2b | 2a/2b | 3 | 2a/2b | 2a/2b | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | Mass balance | 1 | 2 | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | 2 | 3 | 3 | n.a. | n.a. | n.a. | XXII:Bulk organic chemicals | Mass balance | 1 | 2 | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | 2 | 3 | 3 | n.a. | n.a. | n.a. | XXIII:Metals production or processing | Mass balance | 1 | 2 | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | 2 | 3 | 3 | n.a. | n.a. | n.a. | Process emissions | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | 1 | 1 | 2 | XXIV:Aluminium production | Mass balance for CO2emissions | 1 | 2 | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | 2 | 3 | 3 | n.a. | n.a. | n.a. | PFC emissions (slope method) | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | PFC emissions (overvoltage method) | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a.’ | (e) | in Section 5.4 entitled ‘Activity Data of Stationary Installations’, in the second subparagraph, the words ‘Annexes II to XI’ are replaced by the words ‘Annexes II to XXIV’; | (f) | in Section 5.5, entitled ‘Emissions Factors’, the first paragraph is replaced by the following:‘Emission factors for CO2emissions are based on the carbon content of fuels or input materials and expressed as tCO2/TJ (combustion emissions), or tCO2/t or tCO2/Nm3(process emissions). For non-CO2greenhouse gases, appropriate emission factors are defined in the relevant activity-specific Annexes to these Guidelines.’; | (g) | Section 5.7 is amended as follows:—the first indent of the first paragraph is replaced by the following:‘as pure substance, or directly used and bound in products or as feedstock, unless other requirements as set out in Annexes XIX to XXII apply, or’,—in the second paragraph, the words ‘or XVIII’ are replaced by ‘to XXII’; | — | the first indent of the first paragraph is replaced by the following:‘as pure substance, or directly used and bound in products or as feedstock, unless other requirements as set out in Annexes XIX to XXII apply, or’, | — | in the second paragraph, the words ‘or XVIII’ are replaced by ‘to XXII’;
(a) | in Section 5.1, under the heading ‘process emissions’, the second paragraph is replaced by the following:‘The calculation of process emissions is further specified in the activity-specific guidelines in the Annexes II to XI and XVI to XXIV. Not all calculation methods in Annexes II to XI and XVI to XXIV use a conversion factor.’;
(b) | in Section 5.2 entitled ‘Tiers of Approaches’, the words ‘Annexes II to XI and Annexes XIV to XVIII’ are replaced by the words ‘Annexes II to XI and XIV to XXIV’;
(c) | in Section 5.2, the following ninth paragraph is added:‘For commercial standard fuels minimum tier approaches as stated in Table 1 for Annex II on combustion activities can be applied also for other activities.’;
(d) | ‘Table 1: Minimum Requirements’ is replaced by the following table:‘Table 1Minimum requirements(‘n.a.’ means ‘not applicable’)Column A for ‘category A installations’ (means installations with average reported annual emissions over the previous trading period (or a conservative estimate or projection if reported emissions are not available or no longer applicable) equal to or less than 50 kilotonnes of CO2-eqnot including biogenic CO2and before subtraction of transferred CO2),Column B for ‘category B installations’ (means installations with average reported annual emissions over the previous trading period (or a conservative estimate or projection if reported emissions are not available or no longer applicable) of greater than 50 kilotonnes and equal to or less than 500 kilotonnes of CO2-eqnot including biogenic CO2and before subtraction of transferred CO2),and Column C for ‘category C installations’ (means installations with average reported annual emissions over the previous trading period (or a conservative estimate or projection if reported emissions are not available or no longer applicable) of greater than 500 kilotonnes of CO2-eqnot including biogenic CO2and before subtraction of transferred CO2).Activity DataEmission FactorComposition DataOxidation FactorConversion FactorFuel FlowNet Calorific ValueAnnex/ActivityABCABCABCABCABCABCII:CombustionCommercial standard fuels2342a/2b2a/2b2a/2b2a/2b2a/2b2a/2bn.a.n.a.n.a.111n.a.n.a.n.a.Other gaseous & liquid fuels2342a/2b2a/2b32a/2b2a/2b3n.a.n.a.n.a.111n.a.n.a.n.a.Solid fuels1232a/2b332a/2b33n.a.n.a.n.a.111n.a.n.a.n.a.Mass Balance Approach for Carbon Black Production and Gas Processing Terminals123n.a.n.a.n.a.n.a.n.a.n.a.122n.a.n.a.n.a.n.a.n.a.n.a.Flares123n.a.n.a.n.a.12a/b3n.a.n.a.n.a.111n.a.n.a.n.a.ScrubbingCarbonate111n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.Gypsum111n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.Activity DataEmission FactorComposition DataConversion FactorMaterial FlowNet Calorific ValueABCABCABCABCABCIII:RefineriesCatalytic Cracker Regeneration111n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.n.a.Hydrogen Production122n.a.n.a.n.a.122n.a.n.a.n.a.n.a.n.a.n.a.IV:Coke OvensMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.Fuel as process input123223233n.a.n.a.n.a.n.a.n.a.n.a.V:Metal Ore Roasting & SinteringMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.Carbonate Input112n.a.n.a.n.a.111n.a.n.a.n.a.111VI:Iron & SteelMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.Fuel as process input123223233n.a.n.a.n.a.n.a.n.a.n.a.VII:CementKiln Input Based123n.a.n.a.n.a.111n.a.n.a.n.a.112Clinker Output112n.a.n.a.n.a.123n.a.n.a.n.a.112CKD112n.a.n.a.n.a.122n.a.n.a.n.a.n.a.n.a.n.a.Non-Carbonate Carbon112n.a.n.a.n.a.112n.a.n.a.n.a.112VIII:Lime, Dolomite and MagnesiteCarbonates123n.a.n.a.n.a.111n.a.n.a.n.a.112Alkali Earth Oxide112n.a.n.a.n.a.111n.a.n.a.n.a.112IX:Glass, Mineral WoolCarbonates112n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.X:CeramicCarbon Inputs112n.a.n.a.n.a.123n.a.n.a.n.a.1.12Alkali Oxide112n.a.n.a.n.a.123n.a.n.a.n.a.112Scrubbing111n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.XI:Pulp & PaperStandard Method111n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.XIX:Soda ash and sodium bicarbonateMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.XX:AmmoniaFuel as process input2342a/2b2a/2b32a/2b2a/2b3n.a.n.a.n.a.n.a.n.a.n.a.XXI:Hydrogen and synthesis gasFuel as process input2342a/2b2a/2b32a/2b2a/2b3n.a.n.a.n.a.n.a.n.a.n.a.Mass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.XXII:Bulk organic chemicalsMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.XXIII:Metals production or processingMass balance123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.Process emissions112n.a.n.a.n.a.111n.a.n.a.n.a.112XXIV:Aluminium productionMass balance for CO2emissions123n.a.n.a.n.a.n.a.n.a.n.a.233n.a.n.a.n.a.PFC emissions (slope method)112n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.PFC emissions (overvoltage method)112n.a.n.a.n.a.111n.a.n.a.n.a.n.a.n.a.n.a.’ | | Activity Data | Emission Factor | Composition Data | Oxidation Factor | Conversion Factor | Fuel Flow | Net Calorific Value | Annex/Activity | A | B | C | A | B | C | A | B | C | A | B | C | A | B | C | A | B | C | II:Combustion | Commercial standard fuels | 2 | 3 | 4 | 2a/2b | 2a/2b | 2a/2b | 2a/2b | 2a/2b | 2a/2b | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | Other gaseous & liquid fuels | 2 | 3 | 4 | 2a/2b | 2a/2b | 3 | 2a/2b | 2a/2b | 3 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | Solid fuels | 1 | 2 | 3 | 2a/2b | 3 | 3 | 2a/2b | 3 | 3 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | Mass Balance Approach for Carbon Black Production and Gas Processing Terminals | 1 | 2 | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | 1 | 2 | 2 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | Flares | 1 | 2 | 3 | n.a. | n.a. | n.a. | 1 | 2a/b | 3 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | Scrubbing | Carbonate | 1 | 1 | 1 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | | Gypsum | 1 | 1 | 1 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | | Activity Data | Emission Factor | Composition Data | Conversion Factor | Material Flow | Net Calorific Value | | A | B | C | A | B | C | A | B | C | A | B | C | A | B | C | III:Refineries | Catalytic Cracker Regeneration | 1 | 1 | 1 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | Hydrogen Production | 1 | 2 | 2 | n.a. | n.a. | n.a. | 1 | 2 | 2 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | IV:Coke Ovens | Mass balance | 1 | 2 | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | 2 | 3 | 3 | n.a. | n.a. | n.a. | Fuel as process input | 1 | 2 | 3 | 2 | 2 | 3 | 2 | 3 | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | V:Metal Ore Roasting & Sintering | Mass balance | 1 | 2 | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | 2 | 3 | 3 | n.a. | n.a. | n.a. | Carbonate Input | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | 1 | 1 | 1 | VI:Iron & Steel | Mass balance | 1 | 2 | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | 2 | 3 | 3 | n.a. | n.a. | n.a. | Fuel as process input | 1 | 2 | 3 | 2 | 2 | 3 | 2 | 3 | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | VII:Cement | Kiln Input Based | 1 | 2 | 3 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | 1 | 1 | 2 | Clinker Output | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 2 | 3 | n.a. | n.a. | n.a. | 1 | 1 | 2 | CKD | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 2 | 2 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | Non-Carbonate Carbon | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 1 | 2 | VIII:Lime, Dolomite and Magnesite | Carbonates | 1 | 2 | 3 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | 1 | 1 | 2 | Alkali Earth Oxide | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | 1 | 1 | 2 | IX:Glass, Mineral Wool | Carbonates | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | X:Ceramic | Carbon Inputs | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 2 | 3 | n.a. | n.a. | n.a. | 1. | 1 | 2 | Alkali Oxide | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 2 | 3 | n.a. | n.a. | n.a. | 1 | 1 | 2 | Scrubbing | 1 | 1 | 1 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | XI:Pulp & Paper | Standard Method | 1 | 1 | 1 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | XIX:Soda ash and sodium bicarbonate | Mass balance | 1 | 2 | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | 2 | 3 | 3 | n.a. | n.a. | n.a. | XX:Ammonia | Fuel as process input | 2 | 3 | 4 | 2a/2b | 2a/2b | 3 | 2a/2b | 2a/2b | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | XXI:Hydrogen and synthesis gas | Fuel as process input | 2 | 3 | 4 | 2a/2b | 2a/2b | 3 | 2a/2b | 2a/2b | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | Mass balance | 1 | 2 | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | 2 | 3 | 3 | n.a. | n.a. | n.a. | XXII:Bulk organic chemicals | Mass balance | 1 | 2 | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | 2 | 3 | 3 | n.a. | n.a. | n.a. | XXIII:Metals production or processing | Mass balance | 1 | 2 | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | 2 | 3 | 3 | n.a. | n.a. | n.a. | Process emissions | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | 1 | 1 | 2 | XXIV:Aluminium production | Mass balance for CO2emissions | 1 | 2 | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | 2 | 3 | 3 | n.a. | n.a. | n.a. | PFC emissions (slope method) | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | PFC emissions (overvoltage method) | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a.’
| Activity Data | Emission Factor | Composition Data | Oxidation Factor | Conversion Factor
Fuel Flow | Net Calorific Value
Annex/Activity | A | B | C | A | B | C | A | B | C | A | B | C | A | B | C | A | B | C
II:Combustion
Commercial standard fuels | 2 | 3 | 4 | 2a/2b | 2a/2b | 2a/2b | 2a/2b | 2a/2b | 2a/2b | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a.
Other gaseous & liquid fuels | 2 | 3 | 4 | 2a/2b | 2a/2b | 3 | 2a/2b | 2a/2b | 3 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a.
Solid fuels | 1 | 2 | 3 | 2a/2b | 3 | 3 | 2a/2b | 3 | 3 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a.
Mass Balance Approach for Carbon Black Production and Gas Processing Terminals | 1 | 2 | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | 1 | 2 | 2 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a.
Flares | 1 | 2 | 3 | n.a. | n.a. | n.a. | 1 | 2a/b | 3 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a.
Scrubbing | Carbonate | 1 | 1 | 1 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a.
| Gypsum | 1 | 1 | 1 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a.
| Activity Data | Emission Factor | Composition Data | Conversion Factor
Material Flow | Net Calorific Value
| A | B | C | A | B | C | A | B | C | A | B | C | A | B | C
III:Refineries
Catalytic Cracker Regeneration | 1 | 1 | 1 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | n.a.
Hydrogen Production | 1 | 2 | 2 | n.a. | n.a. | n.a. | 1 | 2 | 2 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a.
IV:Coke Ovens
Mass balance | 1 | 2 | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | 2 | 3 | 3 | n.a. | n.a. | n.a.
Fuel as process input | 1 | 2 | 3 | 2 | 2 | 3 | 2 | 3 | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a.
V:Metal Ore Roasting & Sintering
Mass balance | 1 | 2 | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | 2 | 3 | 3 | n.a. | n.a. | n.a.
Carbonate Input | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | 1 | 1 | 1
VI:Iron & Steel
Mass balance | 1 | 2 | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | 2 | 3 | 3 | n.a. | n.a. | n.a.
Fuel as process input | 1 | 2 | 3 | 2 | 2 | 3 | 2 | 3 | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a.
VII:Cement
Kiln Input Based | 1 | 2 | 3 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | 1 | 1 | 2
Clinker Output | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 2 | 3 | n.a. | n.a. | n.a. | 1 | 1 | 2
CKD | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 2 | 2 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a.
Non-Carbonate Carbon | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 1 | 2
VIII:Lime, Dolomite and Magnesite
Carbonates | 1 | 2 | 3 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | 1 | 1 | 2
Alkali Earth Oxide | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | 1 | 1 | 2
IX:Glass, Mineral Wool
Carbonates | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a.
X:Ceramic
Carbon Inputs | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 2 | 3 | n.a. | n.a. | n.a. | 1. | 1 | 2
Alkali Oxide | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 2 | 3 | n.a. | n.a. | n.a. | 1 | 1 | 2
Scrubbing | 1 | 1 | 1 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a.
XI:Pulp & Paper
Standard Method | 1 | 1 | 1 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a.
XIX:Soda ash and sodium bicarbonate
Mass balance | 1 | 2 | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | 2 | 3 | 3 | n.a. | n.a. | n.a.
XX:Ammonia
Fuel as process input | 2 | 3 | 4 | 2a/2b | 2a/2b | 3 | 2a/2b | 2a/2b | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a.
XXI:Hydrogen and synthesis gas
Fuel as process input | 2 | 3 | 4 | 2a/2b | 2a/2b | 3 | 2a/2b | 2a/2b | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a.
Mass balance | 1 | 2 | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | 2 | 3 | 3 | n.a. | n.a. | n.a.
XXII:Bulk organic chemicals
Mass balance | 1 | 2 | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | 2 | 3 | 3 | n.a. | n.a. | n.a.
XXIII:Metals production or processing
Mass balance | 1 | 2 | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | 2 | 3 | 3 | n.a. | n.a. | n.a.
Process emissions | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | 1 | 1 | 2
XXIV:Aluminium production
Mass balance for CO2emissions | 1 | 2 | 3 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a. | 2 | 3 | 3 | n.a. | n.a. | n.a.
PFC emissions (slope method) | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a.
PFC emissions (overvoltage method) | 1 | 1 | 2 | n.a. | n.a. | n.a. | 1 | 1 | 1 | n.a. | n.a. | n.a. | n.a. | n.a. | n.a.’
(e) | in Section 5.4 entitled ‘Activity Data of Stationary Installations’, in the second subparagraph, the words ‘Annexes II to XI’ are replaced by the words ‘Annexes II to XXIV’;
(f) | in Section 5.5, entitled ‘Emissions Factors’, the first paragraph is replaced by the following:‘Emission factors for CO2emissions are based on the carbon content of fuels or input materials and expressed as tCO2/TJ (combustion emissions), or tCO2/t or tCO2/Nm3(process emissions). For non-CO2greenhouse gases, appropriate emission factors are defined in the relevant activity-specific Annexes to these Guidelines.’;
(g) | Section 5.7 is amended as follows:—the first indent of the first paragraph is replaced by the following:‘as pure substance, or directly used and bound in products or as feedstock, unless other requirements as set out in Annexes XIX to XXII apply, or’,—in the second paragraph, the words ‘or XVIII’ are replaced by ‘to XXII’; | — | the first indent of the first paragraph is replaced by the following:‘as pure substance, or directly used and bound in products or as feedstock, unless other requirements as set out in Annexes XIX to XXII apply, or’, | — | in the second paragraph, the words ‘or XVIII’ are replaced by ‘to XXII’;
— | the first indent of the first paragraph is replaced by the following:‘as pure substance, or directly used and bound in products or as feedstock, unless other requirements as set out in Annexes XIX to XXII apply, or’,
— | in the second paragraph, the words ‘or XVIII’ are replaced by ‘to XXII’;
(5) | in Section 6.3(c), third paragraph, the words ‘, XVII and XVIII’ are replaced by ‘to XXIV’;
(6) | in Section 7.1, fifth paragraph, the word ‘XVIII’ is replaced by XXIV’;
(7) | Section 8 is amended as follows:(a)in subparagraph (6) of the fifth paragraph, the words ‘, XVII and XVIII’ are replaced by ‘to XXIV’;(b)the following subparagraph (11) is added to the fifth paragraph:‘(11)where applicable, the production level of primary aluminium, the frequency and average duration of anode effects during the reporting period, or the anode effect overvoltage data during the reporting period, as well as the results of the most recent determination of the installation specific emission factors for CF4and C2F6as outlined in Annex XXIV, and of the most recent determination of the collection efficiency of the ducts.’;(c)In Section 8, seventh paragraph, the words ‘under (2)’ are replaced by ‘under (2) and (11)’; | (a) | in subparagraph (6) of the fifth paragraph, the words ‘, XVII and XVIII’ are replaced by ‘to XXIV’; | (b) | the following subparagraph (11) is added to the fifth paragraph:‘(11)where applicable, the production level of primary aluminium, the frequency and average duration of anode effects during the reporting period, or the anode effect overvoltage data during the reporting period, as well as the results of the most recent determination of the installation specific emission factors for CF4and C2F6as outlined in Annex XXIV, and of the most recent determination of the collection efficiency of the ducts.’; | ‘(11) | where applicable, the production level of primary aluminium, the frequency and average duration of anode effects during the reporting period, or the anode effect overvoltage data during the reporting period, as well as the results of the most recent determination of the installation specific emission factors for CF4and C2F6as outlined in Annex XXIV, and of the most recent determination of the collection efficiency of the ducts.’; | (c) | In Section 8, seventh paragraph, the words ‘under (2)’ are replaced by ‘under (2) and (11)’;
(a) | in subparagraph (6) of the fifth paragraph, the words ‘, XVII and XVIII’ are replaced by ‘to XXIV’;
(b) | the following subparagraph (11) is added to the fifth paragraph:‘(11)where applicable, the production level of primary aluminium, the frequency and average duration of anode effects during the reporting period, or the anode effect overvoltage data during the reporting period, as well as the results of the most recent determination of the installation specific emission factors for CF4and C2F6as outlined in Annex XXIV, and of the most recent determination of the collection efficiency of the ducts.’; | ‘(11) | where applicable, the production level of primary aluminium, the frequency and average duration of anode effects during the reporting period, or the anode effect overvoltage data during the reporting period, as well as the results of the most recent determination of the installation specific emission factors for CF4and C2F6as outlined in Annex XXIV, and of the most recent determination of the collection efficiency of the ducts.’;
‘(11) | where applicable, the production level of primary aluminium, the frequency and average duration of anode effects during the reporting period, or the anode effect overvoltage data during the reporting period, as well as the results of the most recent determination of the installation specific emission factors for CF4and C2F6as outlined in Annex XXIV, and of the most recent determination of the collection efficiency of the ducts.’;
(c) | In Section 8, seventh paragraph, the words ‘under (2)’ are replaced by ‘under (2) and (11)’;
(8) | in Section 9, the following ninth paragraph is added:‘The following additional information shall be retained for primary aluminium production:—documentation of results from measurement campaigns for the determination of the installation specific emission factors for CF4and C2F6,—documentation of results of the determination of the collection efficiency for fugitive emissions,—all relevant data on primary aluminium production, anode effect frequency and duration or overvoltage data.’; | — | documentation of results from measurement campaigns for the determination of the installation specific emission factors for CF4and C2F6, | — | documentation of results of the determination of the collection efficiency for fugitive emissions, | — | all relevant data on primary aluminium production, anode effect frequency and duration or overvoltage data.’;
— | documentation of results from measurement campaigns for the determination of the installation specific emission factors for CF4and C2F6,
— | documentation of results of the determination of the collection efficiency for fugitive emissions,
— | all relevant data on primary aluminium production, anode effect frequency and duration or overvoltage data.’;
(9) | Section 14.1 is amended as follows:In footnote 2 the text is replaced by the following: ‘Only to be filled in if installation is required to report under EPRTR.’;
(10) | a new Section 14.8 is added:‘14.8. PFC EMISSIONS REPORTING FOR PRODUCTION OF PRIMARY ALUMINIUMActivityCell typeSlope method (A) or overvoltage method (B)?ParameterUnitValueTier appliedPrimary aluminium productiontMethod ANumber of anode effectsAverage duration of anode effectsminAnode effect minutes/cell-daymin/cell-daySEFCF4 …Slope emission factor(kg CF4/t Al)/(min/cell-day)Method BAEO … Anode effect overvoltage per cellmVCE … average current efficiency%AEO/CEmVOVC … Overvoltage coefficientkg CF4/ (t Al mV)FC2F6 …Weight fraction of C2F6t C2F6/t CF4CF4emissionstC2F6emissionstGWPCF4appliedt CO2(e)/tGWPC2F6appliedt CO2(e)/tTotal emissionst CO2(e)’ | | Activity | | Cell type | | Slope method (A) or overvoltage method (B)? | | Parameter | Unit | Value | Tier applied | Primary aluminium production | t | | | Method A | Number of anode effects | | | | Average duration of anode effects | min | | | Anode effect minutes/cell-day | min/cell-day | | | SEFCF4 …Slope emission factor | (kg CF4/t Al)/(min/cell-day) | | | Method B | AEO … Anode effect overvoltage per cell | mV | | | CE … average current efficiency | % | | | AEO/CE | mV | | | OVC … Overvoltage coefficient | kg CF4/ (t Al mV) | | | | FC2F6 …Weight fraction of C2F6 | t C2F6/t CF4 | | | CF4emissions | t | | | C2F6emissions | t | | | GWPCF4applied | t CO2(e)/t | | | GWPC2F6applied | t CO2(e)/t | | | | Total emissions | t CO2(e)’ | |
| Activity |
Cell type |
Slope method (A) or overvoltage method (B)? |
Parameter | Unit | Value | Tier applied
Primary aluminium production | t | |
Method A | Number of anode effects | | |
Average duration of anode effects | min | |
Anode effect minutes/cell-day | min/cell-day | |
SEFCF4 …Slope emission factor | (kg CF4/t Al)/(min/cell-day) | |
Method B | AEO … Anode effect overvoltage per cell | mV | |
CE … average current efficiency | % | |
AEO/CE | mV | |
OVC … Overvoltage coefficient | kg CF4/ (t Al mV) | |
| FC2F6 …Weight fraction of C2F6 | t C2F6/t CF4 | |
CF4emissions | t | |
C2F6emissions | t | |
GWPCF4applied | t CO2(e)/t | |
GWPC2F6applied | t CO2(e)/t | |
| Total emissions | t CO2(e)’ | |

ANNEX IIIAnnex II is amended as follows:

(1) | the title of Annex II is replaced by the following:‘Guidelines for combustion emissions from activities as listed in Annex I to Directive 2003/87/EC carried out in installations’;
(2) | in Section 1, the first paragraph is replaced by the following:‘The activity-specific guidelines contained in this Annex shall be used to monitor emissions from combustion activities as listed in Annex I to Directive 2003/87/EC carried out in installations and defined pursuant to Article 3(t) and to monitor combustion emissions from other activities as listed in that Annex I to Directive 2003/87/EC where referred to in Annexes III to XI and XVI to XXIV to these Guidelines. Furthermore this Annex shall be used to monitor emissions from combustion processes being part of any activity listed in Annex I to Directive 2003/87/EC for which no other activity-specific Annex to these Guidelines applies.’;
(3) | Section 2 is amended as follows:(a)in the introductory phrase, the wording ‘installations and processes’ is replaced by ‘activities’;(b)in the first paragraph of Section 2.1.1.1, the word ‘installations’ is replaced by ‘activities’;(c)in Section 2.1.1.2(b), Carbon Content, Tier 1, the wording ‘the Annexes IV-VI’ is replaced by ‘other activity-specific Annexes.’. | (a) | in the introductory phrase, the wording ‘installations and processes’ is replaced by ‘activities’; | (b) | in the first paragraph of Section 2.1.1.1, the word ‘installations’ is replaced by ‘activities’; | (c) | in Section 2.1.1.2(b), Carbon Content, Tier 1, the wording ‘the Annexes IV-VI’ is replaced by ‘other activity-specific Annexes.’.
(a) | in the introductory phrase, the wording ‘installations and processes’ is replaced by ‘activities’;
(b) | in the first paragraph of Section 2.1.1.1, the word ‘installations’ is replaced by ‘activities’;
(c) | in Section 2.1.1.2(b), Carbon Content, Tier 1, the wording ‘the Annexes IV-VI’ is replaced by ‘other activity-specific Annexes.’.

ANNEX IVAnnex IV is amended as follows:

(1) | The title of Annex IV is replaced by the following:‘Activity-specific guidelines for the production of coke as listed in Annex I to Directive 2003/87/EC’;
(2) | The first paragraph of Section 1 is replaced by the following:‘Coke ovens can be part of steel works with a direct technical connection to sintering activities and activities for the production of pig iron and steel including continuous casting, causing an intensive energy and material exchange (for example, blast furnace gas, coke oven gas or coke) to take place in regular operation. If an installation’s permit according to Articles 4, 5 and 6 of Directive 2003/87/EC encompasses the entire steel works and not solely the coke oven, the CO2-emissions may also be monitored for the integrated steel works as a whole, using the mass balance approach specified in Section 2.1.1 of this Annex.’;
(3) | In Section 2.1.1(b) Carbon Content, Tier 1, the introductory phrase is replaced by the following:‘The carbon content of input or output streams is derived from reference emission factors for fuels or materials named in Section 11 of Annex I or the Annexes IV-X. The carbon content is derived as follows:’.

ANNEX VAnnex V is amended as follows:

(1) | the title of Annex V is replaced by the following:‘Activity-Specific Guidelines for metal ore roasting and sintering as listed in Annex I to Directive 2003/87/EC’;
(2) | the first paragraph of Section 1 is replaced by the following:‘Metal ore roasting, sintering or pelletisation activities can form an integral part of steel works with a direct technical connection to coke ovens and activities for the production of pig iron and steel including continuous casting. Thus an intensive energy and material exchange (e.g. blast furnace gas, coke oven gas, coke or limestone) takes place in regular operation. If an installation’s permit according to Articles 4, 5 and 6 of Directive 2003/87/EC encompasses the entire steel works and not solely the roasting or sintering activity, the CO2-emissions may also be monitored for the integrated steel works as a whole. In such cases the mass balance approach (Section 2.1.1 of this Annex) may be used.’;
(3) | in Section 2.1.1(b) Carbon Content, Tier 1, the introductory phrase is replaced by the following:‘The carbon content of input or output streams is derived from reference emission factors for fuels or materials named in Section 11 of Annex I or the Annexes IV-X. The carbon content is derived as follows:’.

ANNEX VIAnnex VI is amended as follows:

(1) | the title of Annex VI is replaced by the following:‘Activity-specific guidelines for the production of pig iron and steel including continuous casting as listed in Annex I to Directive 2003/87/EC’;
(2) | Section 1 is modified as follows:(a)the first paragraph is replaced by the following wording: ‘The guidelines in this Annex can be applied for emissions from production of pig iron and steel activities, including continuous casting activities. They refer in particular to primary (blast furnace (BF) and basic oxygen furnace (BOF)) and secondary (electric arc furnace (EAF)) steel production.’;(b)the second paragraph is replaced by the following wording: ‘Activities for the production of pig iron and steel including continuous casting are generally integral parts of steel works with a technical connection to coke oven and sinter activities. Thus an intensive energy and material exchange (e.g. blast furnace gas, coke oven gas, coke or limestone) takes place in regular operation. If an installation’s permit according to Articles 4, 5 and 6 of Directive 2003/87/EC encompasses the entire steel works and not solely the blast furnace, the CO2-emissions may also be monitored for the integrated steel works as a whole. In such cases the mass balance approach as presented in Section 2.1.1 of this Annex may be used.’; | (a) | the first paragraph is replaced by the following wording: ‘The guidelines in this Annex can be applied for emissions from production of pig iron and steel activities, including continuous casting activities. They refer in particular to primary (blast furnace (BF) and basic oxygen furnace (BOF)) and secondary (electric arc furnace (EAF)) steel production.’; | (b) | the second paragraph is replaced by the following wording: ‘Activities for the production of pig iron and steel including continuous casting are generally integral parts of steel works with a technical connection to coke oven and sinter activities. Thus an intensive energy and material exchange (e.g. blast furnace gas, coke oven gas, coke or limestone) takes place in regular operation. If an installation’s permit according to Articles 4, 5 and 6 of Directive 2003/87/EC encompasses the entire steel works and not solely the blast furnace, the CO2-emissions may also be monitored for the integrated steel works as a whole. In such cases the mass balance approach as presented in Section 2.1.1 of this Annex may be used.’;
(a) | the first paragraph is replaced by the following wording: ‘The guidelines in this Annex can be applied for emissions from production of pig iron and steel activities, including continuous casting activities. They refer in particular to primary (blast furnace (BF) and basic oxygen furnace (BOF)) and secondary (electric arc furnace (EAF)) steel production.’;
(b) | the second paragraph is replaced by the following wording: ‘Activities for the production of pig iron and steel including continuous casting are generally integral parts of steel works with a technical connection to coke oven and sinter activities. Thus an intensive energy and material exchange (e.g. blast furnace gas, coke oven gas, coke or limestone) takes place in regular operation. If an installation’s permit according to Articles 4, 5 and 6 of Directive 2003/87/EC encompasses the entire steel works and not solely the blast furnace, the CO2-emissions may also be monitored for the integrated steel works as a whole. In such cases the mass balance approach as presented in Section 2.1.1 of this Annex may be used.’;
(3) | in Section 2.1.1(b) Carbon Content, Tier 1, the introductory phrase is replaced by the following:‘The carbon content of input or output streams is derived from reference emission factors for fuels or materials named in Section 11 of Annex I or the Annexes IV-X. The carbon content is derived as follows:’.

ANNEX VIIAnnex VII is amended as follows:

(1) | the title of Annex VII is replaced by the following:‘Activity-specific guidelines for the production of cement clinker as listed in Annex I to Directive 2003/87/EC’;
(2) | the first sentence of Section 2 is replaced by the following:‘In cement producing activities, CO2emissions result from the following emission sources and source streams:’.

ANNEX VIIIAnnex VIII is amended as follows:

(1) | The title of Annex VIII is replaced by the following:‘Activity-specific guidelines for the production of lime or calcination of dolomite or magnesite as listed in Annex I to Directive 2003/87/EC’;
(2) | Section 2 is amended as follows:(a)in the first paragraph, the introductory phrase is replaced as follows: ‘In the production of lime or calcination of dolomite or magnesite, CO2emissions result from the following emission sources and source streams:’;(b)in the first paragraph, first indent, the wording is replaced as follows: ‘calcination of limestone, dolomite or magnesite in the raw materials’;(c)under subsection 2.1.1, Combustion Emissions, the wording is replaced as follows: ‘Combustion processes involving different types of fuels (e.g. coal, petcoke, fuel oil, natural gas and the broad range of waste fuels) that take place at installations for the production of lime or calcination of dolomite or magnesite shall be monitored and reported in accordance with Annex II.’;(d)under subsection 2.1.2, Process Emissions, first paragraph, the wording is replaced as follows: ‘Relevant emissions occur during calcination and from the oxidation of organic carbon in the raw materials. During calcination in the kiln, CO2from carbonates is released from the raw materials. Calcination CO2is directly linked with the lime, dolime or magnesia production. On an installation level, calcination CO2can be calculated in two ways: based on the amount of calcium and magnesium carbonate from the raw material (mainly limestone, dolomite and magnesite) converted in the process (calculation method A), or based on the amount of calcium and magnesium oxides in the products (calculation method B). The two approaches are considered to be equivalent and can be mutually used by the operator to validate the results of the respective other method’;(e)under subsection 2.1.2, ‘Calculation Method A: Carbonates’, the introductory phrase is replaced as follows: ‘Calculation shall be based on the amount of calcium carbonate and magnesium carbonate – and where relevant, of other carbonates – in the raw materials consumed. The following formula shall be used:’;(f)under subsection 2.1.2(b), the following sentence is inserted at the end of the first paragraph: ‘Where relevant, carbonate content values shall be adjusted for the respective moisture and gangue content of the applied carbonate material, and take into account other magnesium bearing minerals than carbonates.’;(g)‘Table 1: Stoichiometric ratios’ is replaced by the following:‘CarbonateRatio[t CO2/t Ca-, Mg- or other Carbonate]RemarksCaCO30,440MgCO30,522general: XY(CO3)ZEmission factor = [MCO2]/{Y * [Mx] + Z * [MCO32-]}X= alkali earth or alkali metalMx= molecular weight of X in [g/mol]MCO2= molecular weight of CO2= 44 [g/mol]MCO3-= molecular weight of CO32-= 60 [g/mol]Y= stoichiometric number of X= 1 (for alkali earth metals)= 2 (for alkali metals)Z=stoichiometric number of CO32-= 1’(h)under subsection 2.1.2, Calculation method B: Alkali Earth Oxides is replaced by the following: ‘CO2emissions arise from the calcination of carbonates and shall be calculated based on the amounts of CaO and MgO contents in the lime, dolime or magnesia produced. Already calcined Ca and Mg entering the kiln, for instance through fly ash or fuels and raw materials with a relevant CaO or MgO content, as well as other magnesium bearing minerals than carbonates shall be considered appropriately by means of the conversion factor. Kiln dust leaving the kiln system shall be considered appropriately.’;(i)‘Table 2: Stoichiometric ratios’ is replaced by the following:‘OxideStoichiometric ratiosRemarksCaO0,785 [tonne CO2per tonne of oxide]MgO1,092 [tonne CO2per tonne of oxide]general: XY(O)ZEmission factor = [MCO2]/{Y * [Mx] + Z * [MO]}X= alkali earth or alkali metalMx= molecular weight of X in [g/mol]MCO2= molecular weight of CO2= 44 [g/mol]MO= molecular weight of O = 16 [g/mol]Y= stoichiometric number of X= 1 (for alkali earth metals)= 2 (for alkali metals)Z=stoichiometric number of O = 1’ | (a) | in the first paragraph, the introductory phrase is replaced as follows: ‘In the production of lime or calcination of dolomite or magnesite, CO2emissions result from the following emission sources and source streams:’; | (b) | in the first paragraph, first indent, the wording is replaced as follows: ‘calcination of limestone, dolomite or magnesite in the raw materials’; | (c) | under subsection 2.1.1, Combustion Emissions, the wording is replaced as follows: ‘Combustion processes involving different types of fuels (e.g. coal, petcoke, fuel oil, natural gas and the broad range of waste fuels) that take place at installations for the production of lime or calcination of dolomite or magnesite shall be monitored and reported in accordance with Annex II.’; | (d) | under subsection 2.1.2, Process Emissions, first paragraph, the wording is replaced as follows: ‘Relevant emissions occur during calcination and from the oxidation of organic carbon in the raw materials. During calcination in the kiln, CO2from carbonates is released from the raw materials. Calcination CO2is directly linked with the lime, dolime or magnesia production. On an installation level, calcination CO2can be calculated in two ways: based on the amount of calcium and magnesium carbonate from the raw material (mainly limestone, dolomite and magnesite) converted in the process (calculation method A), or based on the amount of calcium and magnesium oxides in the products (calculation method B). The two approaches are considered to be equivalent and can be mutually used by the operator to validate the results of the respective other method’; | (e) | under subsection 2.1.2, ‘Calculation Method A: Carbonates’, the introductory phrase is replaced as follows: ‘Calculation shall be based on the amount of calcium carbonate and magnesium carbonate – and where relevant, of other carbonates – in the raw materials consumed. The following formula shall be used:’; | (f) | under subsection 2.1.2(b), the following sentence is inserted at the end of the first paragraph: ‘Where relevant, carbonate content values shall be adjusted for the respective moisture and gangue content of the applied carbonate material, and take into account other magnesium bearing minerals than carbonates.’; | (g) | ‘Table 1: Stoichiometric ratios’ is replaced by the following:‘CarbonateRatio[t CO2/t Ca-, Mg- or other Carbonate]RemarksCaCO30,440MgCO30,522general: XY(CO3)ZEmission factor = [MCO2]/{Y * [Mx] + Z * [MCO32-]}X= alkali earth or alkali metalMx= molecular weight of X in [g/mol]MCO2= molecular weight of CO2= 44 [g/mol]MCO3-= molecular weight of CO32-= 60 [g/mol]Y= stoichiometric number of X= 1 (for alkali earth metals)= 2 (for alkali metals)Z=stoichiometric number of CO32-= 1’ | ‘Carbonate | Ratio[t CO2/t Ca-, Mg- or other Carbonate] | Remarks | CaCO3 | 0,440 | | MgCO3 | 0,522 | | general: XY(CO3)Z | Emission factor = [MCO2]/{Y * [Mx] + Z * [MCO32-]} | X= alkali earth or alkali metalMx= molecular weight of X in [g/mol]MCO2= molecular weight of CO2= 44 [g/mol]MCO3-= molecular weight of CO32-= 60 [g/mol]Y= stoichiometric number of X= 1 (for alkali earth metals)= 2 (for alkali metals)Z=stoichiometric number of CO32-= 1’ | (h) | under subsection 2.1.2, Calculation method B: Alkali Earth Oxides is replaced by the following: ‘CO2emissions arise from the calcination of carbonates and shall be calculated based on the amounts of CaO and MgO contents in the lime, dolime or magnesia produced. Already calcined Ca and Mg entering the kiln, for instance through fly ash or fuels and raw materials with a relevant CaO or MgO content, as well as other magnesium bearing minerals than carbonates shall be considered appropriately by means of the conversion factor. Kiln dust leaving the kiln system shall be considered appropriately.’; | (i) | ‘Table 2: Stoichiometric ratios’ is replaced by the following:‘OxideStoichiometric ratiosRemarksCaO0,785 [tonne CO2per tonne of oxide]MgO1,092 [tonne CO2per tonne of oxide]general: XY(O)ZEmission factor = [MCO2]/{Y * [Mx] + Z * [MO]}X= alkali earth or alkali metalMx= molecular weight of X in [g/mol]MCO2= molecular weight of CO2= 44 [g/mol]MO= molecular weight of O = 16 [g/mol]Y= stoichiometric number of X= 1 (for alkali earth metals)= 2 (for alkali metals)Z=stoichiometric number of O = 1’ | ‘Oxide | Stoichiometric ratios | Remarks | CaO | 0,785 [tonne CO2per tonne of oxide] | | MgO | 1,092 [tonne CO2per tonne of oxide] | | general: XY(O)Z | Emission factor = [MCO2]/{Y * [Mx] + Z * [MO]} | X= alkali earth or alkali metalMx= molecular weight of X in [g/mol]MCO2= molecular weight of CO2= 44 [g/mol]MO= molecular weight of O = 16 [g/mol]Y= stoichiometric number of X= 1 (for alkali earth metals)= 2 (for alkali metals)Z=stoichiometric number of O = 1’
(a) | in the first paragraph, the introductory phrase is replaced as follows: ‘In the production of lime or calcination of dolomite or magnesite, CO2emissions result from the following emission sources and source streams:’;
(b) | in the first paragraph, first indent, the wording is replaced as follows: ‘calcination of limestone, dolomite or magnesite in the raw materials’;
(c) | under subsection 2.1.1, Combustion Emissions, the wording is replaced as follows: ‘Combustion processes involving different types of fuels (e.g. coal, petcoke, fuel oil, natural gas and the broad range of waste fuels) that take place at installations for the production of lime or calcination of dolomite or magnesite shall be monitored and reported in accordance with Annex II.’;
(d) | under subsection 2.1.2, Process Emissions, first paragraph, the wording is replaced as follows: ‘Relevant emissions occur during calcination and from the oxidation of organic carbon in the raw materials. During calcination in the kiln, CO2from carbonates is released from the raw materials. Calcination CO2is directly linked with the lime, dolime or magnesia production. On an installation level, calcination CO2can be calculated in two ways: based on the amount of calcium and magnesium carbonate from the raw material (mainly limestone, dolomite and magnesite) converted in the process (calculation method A), or based on the amount of calcium and magnesium oxides in the products (calculation method B). The two approaches are considered to be equivalent and can be mutually used by the operator to validate the results of the respective other method’;
(e) | under subsection 2.1.2, ‘Calculation Method A: Carbonates’, the introductory phrase is replaced as follows: ‘Calculation shall be based on the amount of calcium carbonate and magnesium carbonate – and where relevant, of other carbonates – in the raw materials consumed. The following formula shall be used:’;
(f) | under subsection 2.1.2(b), the following sentence is inserted at the end of the first paragraph: ‘Where relevant, carbonate content values shall be adjusted for the respective moisture and gangue content of the applied carbonate material, and take into account other magnesium bearing minerals than carbonates.’;
(g) | ‘Table 1: Stoichiometric ratios’ is replaced by the following:‘CarbonateRatio[t CO2/t Ca-, Mg- or other Carbonate]RemarksCaCO30,440MgCO30,522general: XY(CO3)ZEmission factor = [MCO2]/{Y * [Mx] + Z * [MCO32-]}X= alkali earth or alkali metalMx= molecular weight of X in [g/mol]MCO2= molecular weight of CO2= 44 [g/mol]MCO3-= molecular weight of CO32-= 60 [g/mol]Y= stoichiometric number of X= 1 (for alkali earth metals)= 2 (for alkali metals)Z=stoichiometric number of CO32-= 1’ | ‘Carbonate | Ratio[t CO2/t Ca-, Mg- or other Carbonate] | Remarks | CaCO3 | 0,440 | | MgCO3 | 0,522 | | general: XY(CO3)Z | Emission factor = [MCO2]/{Y * [Mx] + Z * [MCO32-]} | X= alkali earth or alkali metalMx= molecular weight of X in [g/mol]MCO2= molecular weight of CO2= 44 [g/mol]MCO3-= molecular weight of CO32-= 60 [g/mol]Y= stoichiometric number of X= 1 (for alkali earth metals)= 2 (for alkali metals)Z=stoichiometric number of CO32-= 1’
‘Carbonate | Ratio[t CO2/t Ca-, Mg- or other Carbonate] | Remarks
CaCO3 | 0,440 |
MgCO3 | 0,522 |
general: XY(CO3)Z | Emission factor = [MCO2]/{Y * [Mx] + Z * [MCO32-]} | X= alkali earth or alkali metalMx= molecular weight of X in [g/mol]MCO2= molecular weight of CO2= 44 [g/mol]MCO3-= molecular weight of CO32-= 60 [g/mol]Y= stoichiometric number of X= 1 (for alkali earth metals)= 2 (for alkali metals)Z=stoichiometric number of CO32-= 1’
(h) | under subsection 2.1.2, Calculation method B: Alkali Earth Oxides is replaced by the following: ‘CO2emissions arise from the calcination of carbonates and shall be calculated based on the amounts of CaO and MgO contents in the lime, dolime or magnesia produced. Already calcined Ca and Mg entering the kiln, for instance through fly ash or fuels and raw materials with a relevant CaO or MgO content, as well as other magnesium bearing minerals than carbonates shall be considered appropriately by means of the conversion factor. Kiln dust leaving the kiln system shall be considered appropriately.’;
(i) | ‘Table 2: Stoichiometric ratios’ is replaced by the following:‘OxideStoichiometric ratiosRemarksCaO0,785 [tonne CO2per tonne of oxide]MgO1,092 [tonne CO2per tonne of oxide]general: XY(O)ZEmission factor = [MCO2]/{Y * [Mx] + Z * [MO]}X= alkali earth or alkali metalMx= molecular weight of X in [g/mol]MCO2= molecular weight of CO2= 44 [g/mol]MO= molecular weight of O = 16 [g/mol]Y= stoichiometric number of X= 1 (for alkali earth metals)= 2 (for alkali metals)Z=stoichiometric number of O = 1’ | ‘Oxide | Stoichiometric ratios | Remarks | CaO | 0,785 [tonne CO2per tonne of oxide] | | MgO | 1,092 [tonne CO2per tonne of oxide] | | general: XY(O)Z | Emission factor = [MCO2]/{Y * [Mx] + Z * [MO]} | X= alkali earth or alkali metalMx= molecular weight of X in [g/mol]MCO2= molecular weight of CO2= 44 [g/mol]MO= molecular weight of O = 16 [g/mol]Y= stoichiometric number of X= 1 (for alkali earth metals)= 2 (for alkali metals)Z=stoichiometric number of O = 1’
‘Oxide | Stoichiometric ratios | Remarks
CaO | 0,785 [tonne CO2per tonne of oxide] |
MgO | 1,092 [tonne CO2per tonne of oxide] |
general: XY(O)Z | Emission factor = [MCO2]/{Y * [Mx] + Z * [MO]} | X= alkali earth or alkali metalMx= molecular weight of X in [g/mol]MCO2= molecular weight of CO2= 44 [g/mol]MO= molecular weight of O = 16 [g/mol]Y= stoichiometric number of X= 1 (for alkali earth metals)= 2 (for alkali metals)Z=stoichiometric number of O = 1’

ANNEX IXAnnex IX is amended as follows:

(1) | the title of Annex IX is replaced by the following:‘Activity-specific guidelines for the manufacture of glass or mineral wool insulation material as listed in Annex I to Directive 2003/87/EC’;
(2) | Section 2 is amended as following:(a)the introductory phrase is replaced by the following:‘In the production of glass or mineral wool, CO2emissions result from the following emission sources and source streams:’;(b)subsection 2.1.1, is replaced by the following:‘2.1.1.COMBUSTION EMISSIONSCombustion processes that take place in installations for the manufacture of glass or mineral wool shall be monitored and reported in accordance with Annex II. This includes emissions from carbon containing additives (coke and coal dust, organic coatings of glass fibres and mineral wool) and flue gas cleaning (post-combustion).’;(c)the second paragraph of subsection 2.1.2, is replaced by the following:‘CO2from carbonates in the raw materials released during melting in the furnace is directly linked with the glass or mineral wool production and shall be calculated based on the converted quantity of carbonates from raw material – mainly soda, lime/limestone, dolomite and other alkali and alkali earth carbonates supplemented by carbonate free recycled glass (cullet).’. | (a) | the introductory phrase is replaced by the following:‘In the production of glass or mineral wool, CO2emissions result from the following emission sources and source streams:’; | (b) | subsection 2.1.1, is replaced by the following:‘2.1.1.COMBUSTION EMISSIONSCombustion processes that take place in installations for the manufacture of glass or mineral wool shall be monitored and reported in accordance with Annex II. This includes emissions from carbon containing additives (coke and coal dust, organic coatings of glass fibres and mineral wool) and flue gas cleaning (post-combustion).’; | (c) | the second paragraph of subsection 2.1.2, is replaced by the following:‘CO2from carbonates in the raw materials released during melting in the furnace is directly linked with the glass or mineral wool production and shall be calculated based on the converted quantity of carbonates from raw material – mainly soda, lime/limestone, dolomite and other alkali and alkali earth carbonates supplemented by carbonate free recycled glass (cullet).’.
(a) | the introductory phrase is replaced by the following:‘In the production of glass or mineral wool, CO2emissions result from the following emission sources and source streams:’;
(b) | subsection 2.1.1, is replaced by the following:‘2.1.1.COMBUSTION EMISSIONSCombustion processes that take place in installations for the manufacture of glass or mineral wool shall be monitored and reported in accordance with Annex II. This includes emissions from carbon containing additives (coke and coal dust, organic coatings of glass fibres and mineral wool) and flue gas cleaning (post-combustion).’;
(c) | the second paragraph of subsection 2.1.2, is replaced by the following:‘CO2from carbonates in the raw materials released during melting in the furnace is directly linked with the glass or mineral wool production and shall be calculated based on the converted quantity of carbonates from raw material – mainly soda, lime/limestone, dolomite and other alkali and alkali earth carbonates supplemented by carbonate free recycled glass (cullet).’.

ANNEX XAnnex X is amended as follows:

(1) | the title of Annex X is replaced by the following:‘Activity-specific guidelines for the manufacture of ceramic products as listed in Annex I to Directive 2003/87/EC’;
(2) | in the first line of Section 2 the wording ‘installations for’ is deleted.

ANNEX XIThe title of Annex XI is replaced by the following:

‘
Activity-specific guidelines for pulp and paper production as listed in Annex I to Directive 2003/87/EC
’

ANNEX XIIThe title of Annex XII is replaced by the following:

‘
Guidelines for determination of emissions or amount of transfer of greenhouse gases by continuous measurement systems
’

ANNEX XIIIIn Annex XVI, Section 3, subsection 3.1, reference to Tinput, after the wording ‘Annexes I to XII’ the following wording is added: ‘and XIX to XXIV.’
ANNEX XIVThe following Annex XIX is added:

‘ANNEX XIX
Activity-specific guidelines for the production of soda ash and sodium bicarbonate as listed in Annex I to Directive 2003/87/EC 1. BOUNDARIES AND COMPLETENESS
The activity-specific guidelines in this Annex shall be applied for emissions from installations for the production of soda ash and sodium bicarbonate as listed in Annex I to Directive 2003/87/EC. 2. DETERMINATION OF CO2 EMISSIONS
In installations for the production of soda ash and sodium bicarbonate emission sources and source streams for CO2 emissions include:
—
fuels used for combustion processes, e.g. with the purpose of producing hot water or steam,
—
raw materials (e.g. vent gas from calcination of limestone, to the extent it is not used for carbonation),
—
waste gases from washing or filtration steps after carbonation, to the extent they are not used for carbonation.
2.1. CALCULATION OF CO2 EMISSIONS
As soda ash and sodium bicarbonate contain carbon stemming from the process inputs, the calculation of process emissions shall be based on a mass balance approach pursuant to Section 2.1.1. Emissions from the combustion of fuels can either be monitored separately pursuant to Section 2.1.2 or be taken into account in the mass balance approach.
2.1.1. MASS-BALANCE APPROACH
The mass-balance approach shall consider all carbon in inputs, stocks, products and other exports from the installation to determine the level of emissions of greenhouse gases over the reporting period, except for emission sources monitored in accordance with Section 2.1.2 of this Annex. The amount of CO2 used for producing sodium bicarbonate from soda ash shall be considered as emitted. The following equation shall be used:
CO2 emissions [t CO2] = (input – products – export – stock changes) * conversion factor CO2/C
With:
— input [t C]: all carbon entering the boundaries of the installation,
— products [t C]: all carbon in products (1) and materials, including by-products, leaving the boundaries of the installation,
— export [t C]: carbon exported from the boundaries of the installation in liquid and/or solid phases, e.g. discharged to sewer, deposited into landfill or through losses. Export does not include the release of greenhouse gases or carbon monoxide into the atmosphere,
— stock changes [t C]: stock increases of carbon within the boundaries of the mass balance.
The calculation shall then be as follows:
CO2 emissions [t CO2] = (Σ (activity datainput * carbon contentinput) – Σ (activity dataproducts * carbon contentproducts) – Σ (activity dataexport * carbon contentexport) – Σ (activity datastock changes * carbon contentstock changes)) * 3,664
With:
(a)
activity data
The operator shall analyse and report the mass flows into and from the installation and respective stock changes for all relevant fuels and materials separately. Where the carbon content of a mass flow is usually related to energy content (fuels), the operator may determine and use the carbon content related to the energy content [t C/TJ] of the respective mass flow for the calculation of the mass balance.
Tier 1
Activity data over the reporting period are determined with a maximum uncertainty of less than ± 7,5 %.
Tier 2
Activity data over the reporting period are determined with a maximum uncertainty of less than ± 5 %.
Tier 3
Activity data over the reporting period are determined with a maximum uncertainty of less than ± 2,5 %.
Tier 4
Activity data over the reporting period are determined with a maximum uncertainty of less than ± 1,5 %.
(b)
carbon content
Tier 1
The carbon content of input or output streams is derived from reference emission factors for fuels or materials named in Section 11 of Annex I or in other activity-specific Annexes to these Guidelines. The carbon content is derived as follows:
C content [t/t or TJ] = Emission factor [t CO2/t or TJ]/3,664 [t CO2/t C]
Tier 2
The operator applies country-specific carbon content for the respective fuel or material as reported by the respective Member State in its latest national inventory submitted to the Secretariat of the United Nations Framework Convention on Climate Change.
Tier 3
The carbon content of input or output stream shall be derived following the provisions of Section 13 of Annex I in respect to representative sampling of fuels, products and by-products, the determination of their carbon contents and biomass fraction.
2.1.2. COMBUSTION EMISSIONS
Emissions from combustion of fuels shall be monitored and reported in accordance with Annex II, unless they are taken into account in the mass balance under Section 2.1.1. 2.2. MEASUREMENT OF CO2 EMISSIONS
The measurement guidelines contained in Annexes I and XII shall be applied.

(1) For the purpose of this mass balance all sodium bicarbonate produced from soda ash shall be treated as soda ash.’

ANNEX XVThe following Annex XX is added:

‘ANNEX XX
Activity-specific guidelines for the production of ammonia as listed in Annex I to Directive 2003/87/EC 1. BOUNDARIES AND COMPLETENESS
The activity-specific guidelines contained in this Annex shall be used to monitor emissions from installations producing ammonia as listed in Annex I to Directive 2003/87/EC.
Ammonia production installations can be part of integrated installations in the chemical or refinery industry causing an intensive energy and material exchange. CO2 emissions may occur from combustion of fuels as well as from fuels used as process input for the production of ammonia. In a number of ammonia producing installations CO2 resulting from the production process is captured and used for other production processes, e.g. for the production of urea. Such captured CO2 shall be accounted for as emitted. 2. DETERMINATION OF CO2 EMISSIONS
In installations for the production of ammonia, CO2 emissions result from the following emission sources and source streams:
—
combustion of fuels supplying the heat for reforming or partial oxidation,
—
fuels used as process input in the ammonia production process (reforming or partial oxidation),
—
fuels used for other combustion processes, e.g. with the purpose of producing hot water or steam.
2.1. CALCULATION OF CO2 EMISSIONS
2.1.1. COMBUSTION EMISSIONS
Emissions from combustion of fuels not used as process input shall be monitored and reported in accordance with Annex II.
2.1.2. EMISSIONS FROM FUEL USED AS PROCESS INPUT FOR AMMONIA PRODUCTION
Emissions from fuel used as process input shall be monitored and reported in accordance with Annex II.
2.2. MEASUREMENT OF CO2 EMISSIONS
The measurement guidelines contained in Annexes I and XII shall be applied.’

ANNEX XVIThe following Annex XXI is added:

‘ANNEX XXI
Activity-specific guidelines for the production of hydrogen and synthesis gas as listed in Annex I to Directive 2003/87/EC 1. BOUNDARIES AND COMPLETENESS
The activity-specific guidelines contained in this Annex shall be used to monitor emissions from installations producing hydrogen or synthesis gas as listed in Annex I to Directive 2003/87/EC. Where hydrogen production is technically integrated in a mineral oil refinery, the operator of such installation shall use the relevant provisions of Annex III instead.
Installations for the production of hydrogen or synthesis gas can be part of integrated installations in the chemical or refinery industry causing an intensive energy and material exchange. CO2 emissions may occur from combustion of fuels as well as from fuels used as process input. 2. DETERMINATION OF CO2 EMISSIONS
In installations for the production of hydrogen or synthesis gas, CO2 emissions result from the following emission sources and source streams:
—
fuels used in the hydrogen or synthesis gas production process (reforming or partial oxidation),
—
fuels used for other combustion processes, e.g. with the purpose of producing hot water or steam.
2.1. CALCULATION OF CO2 EMISSIONS
2.1.1. COMBUSTION EMISSIONS
Emissions from combustion of fuels not used as process input for the production of hydrogen or synthesis gas production, but for other combustion processes shall be monitored and reported in accordance with Annex II.
2.1.2. EMISSIONS FROM FUEL USED AS PROCESS INPUT
Emissions from fuels used as process input in hydrogen production shall be calculated using the input-related methodology laid down under Section 2.1.2.1. For synthesis gas production a mass balance as under Section 2.1.2.2 shall be used. Where hydrogen and synthesis gas are produced at the same installation, the operator may choose to calculate the respective emissions from both production processes using one mass balance according to Section 2.1.2.2. 2.1.2.1. HYDROGEN PRODUCTION
Emissions from fuel used as process input shall be calculated using the formula
CO2 emissions = activity data * emission factor
where
—
activity data is expressed as the net energy content of the fuel used as process input [TJ] or, when a mass or volume related emission factor is used, as the amount of fuel used as process input [t or Nm3],
—
emission factor is expressed as tonnes CO2/TJ or as tonnes CO2/t or as tonnes CO2/Nm3 of fuel used as process input.
The following tier requirements shall be applied:
(a)
Activity data
Activity data are generally expressed as the net energy content of the fuel used [TJ] during the reporting period. The energy content of the fuel used shall be calculated by means of the following formula:
Energy content of fuel used [TJ] = fuel used [t or Nm3] * net calorific value of fuel [TJ/t or TJ/Nm3]
In case a mass or volume related emission factor [t CO2/t or t CO2/Nm3] is used, activity data are expressed as the amount of fuel used [t or Nm3].
With:
(a1) Fuel used
Tier 1
Amount of fuel used as process input [t or Nm3] processed during the reporting period, derived with a maximum uncertainty of ± 7,5 %.
Tier 2
Amount of fuel used as process input [t or Nm3] processed during the reporting period, derived with a maximum uncertainty of ± 5,0 %.
Tier 3
Amount of fuel used as process input [t or Nm3] processed during the reporting period, derived with a maximum uncertainty of ± 2,5 %.
Tier 4
Amount of fuel used as process input [t or Nm3] processed during the reporting period, derived with a maximum uncertainty of ± 1,5 %.
(a2) Net calorific value
Tier 1
Reference values for each fuel are used as specified in Section 11 of Annex I.
Tier 2a
The operator applies country-specific net calorific values for the respective fuel as reported by the respective Member State in its latest national inventory submitted to the Secretariat of the United Nations Framework Convention on Climate Change.
Tier 2b
For commercially traded fuels the net calorific value as derived from the purchasing records for the respective fuel provided by the fuel supplier is used, provided it has been derived based on accepted national or international standards.
Tier 3
The net calorific value representative for the fuel in an installation is measured by the operator, a contracted laboratory or the fuel supplier in accordance with the provisions of Section 13 of Annex I.
(b)
Emission factor
Tier 1
The reference values listed in Section 11 of Annex I to these guidelines are used.
Tier 2a
The operator applies country specific emission factors for the respective fuel as reported by the respective Member State in its latest national inventory submitted to the Secretariat of the United Nations Framework Convention on Climate Change.
Tier 2b
The operator derives emission factors for the fuel based on one of the following established proxies:
—
density measurement of specific oils or gases common e.g. to the refinery or steel industry, and
—
net calorific value for specific coal types,
in combination with an empirical correlation as determined at least once per year according to the provisions of Section 13 of Annex I. The operator shall ensure that the correlation satisfies the requirements of good engineering practice and that it is applied only to values of the proxy which fall into the range for which it was established.
Tier 3
Use of an activity-specific emission factor [CO2/TJ or CO2/t or CO2/Nm3 feed] calculated from the carbon content of the fuel used, determined according to Section 13 of Annex I.
2.1.2.2. PRODUCTION OF SYNTHESIS GAS
As part of the carbon in the fuels used as process input is contained in the produced synthesis gas, a mass balance approach is to be used for the calculation of greenhouse gas emissions.
The mass-balance approach shall consider all carbon in inputs, stocks, products and other exports from the installation to determine the level of emissions of greenhouse gases over the reporting period, except for emission sources monitored in accordance with Section 2.1.1 and 2.1.2.1 of this Annex. The following equation shall be used:
CO2 emissions [t CO2] = (input – products – export – stock changes) * conversion factor CO2/C
With:
— input [t C]: all carbon entering the boundaries of the installation,
— products [t C]: all carbon in products and materials, including by-products, leaving the boundaries of the installation,
— export [t C]: carbon exported from the boundaries of the installation, e.g. discharged to sewer, deposited into landfill or through losses. Export does not include the release of greenhouse gases or carbon monoxide into the atmosphere,
— stock changes [t C]: stock increases of carbon within the boundaries of the mass balance.
The calculation shall then be as follows:
CO2 emissions [t CO2] = (Σ (activity datainput * carbon contentinput) – Σ (activity dataproducts * carbon contentproducts) – Σ (activity dataexport * carbon contentexport) – Σ (activity datastock changes * carbon contentstock changes)) * 3,664
With:
(a)
activity data
The operator shall analyse and report the mass flows into and from the installation and respective stock changes for all relevant fuels and materials separately. Where the carbon content of a mass flow is usually related to energy content (fuels), the operator may determine and use the carbon content related to the energy content [t C/TJ] of the respective mass flow for the calculation of the mass balance.
Tier 1
Activity data over the reporting period are determined with a maximum uncertainty of less than ± 7,5 %.
Tier 2
Activity data over the reporting period are determined with a maximum uncertainty of less than ± 5 %.
Tier 3
Activity data over the reporting period are determined with a maximum uncertainty of less than ± 2,5 %.
Tier 4
Activity data over the reporting period are determined with a maximum uncertainty of less than ± 1,5 %.
(b)
carbon content
Tier 1
The carbon content of input or output streams is derived from reference emission factors for fuels or materials named in Section 11 of Annex I or in other activity-specific Annexes to these Guidelines. The carbon content is derived as follows:
C content [t/t or TJ] = Emission factor [t CO2/t or TJ]/3,664 [t CO2/t C]
Tier 2
The operator applies country-specific carbon contents for the respective fuel or material as reported by the respective Member State in its latest national inventory submitted to the Secretariat of the United Nations Framework Convention on Climate Change.
Tier 3
The carbon content of input or output stream shall be derived following the provisions of Section 13 of Annex I in respect to representative sampling of fuels, products and by-products, the determination of their carbon contents and biomass fraction.
2.2. MEASUREMENT OF CO2 EMISSIONS
The measurement guidelines contained in Annexes I and XII shall be applied.’

ANNEX XVIIThe following Annex XXII is added:

‘ANNEX XXII
Activity-specific guidelines for the production of bulk organic chemicals as listed in Annex I to Directive 2003/87/EC 1. BOUNDARIES AND COMPLETENESS
The activity-specific guidelines contained in this Annex shall be used to monitor emissions from the production of bulk organic chemicals as listed in Annex I to Directive 2003/87/EC. Where such production is technically integrated in a mineral oil refinery, the operator of such installation shall use the relevant provisions of Annex III instead, especially for emissions from catalytic crackers.
Installations for the production of bulk organic chemicals can be part of integrated installations in the chemical or refinery industry causing an intensive energy and material exchange. CO2 emissions may occur from combustion of fuels as well as from fuels or materials used as process input. 2. DETERMINATION OF CO2 EMISSIONS
Potential emission sources for CO2 include fuels and input materials of the following processes:
—
cracking (catalytic and non-catalytic),
—
reforming,
—
partial or full oxidation,
—
similar processes which lead to CO2 emissions from carbon contained in hydrocarbon-based feedstock,
—
combustion of waste gases and flaring,
—
other combustion of fuel for supply of heat to the abovementioned processes.
2.1. CALCULATION OF CO2 EMISSIONS
In case of combustion processes where the fuels used do not take part in or stem from chemical reactions for the production of bulk organic chemicals, e.g. for generating process heat or electricity, the emissions shall be monitored and reported pursuant to Section 2.1.1. In all other cases the emissions from bulk organic chemicals production shall be calculated using a mass-balance approach laid down in Section 2.1.2. All CO in the flue gas shall be accounted for as CO2. Based on the approval of the competent authority, an input-based approach such as presented in Annex II, taking into account industry best practice can be used instead of a mass-balance approach if the operator can show that this is more cost-efficient and leads to a comparable accuracy level.
2.1.1. COMBUSTION EMISSIONS
Emissions from combustion processes shall be monitored and reported in accordance with Annex II. If waste gas scrubbing is carried out at the installation and the resulting emissions are not calculated using the mass balance pursuant to Section 2.1.2, they shall be calculated in accordance with Annex II.
2.1.2. MASS-BALANCE APPROACH
The mass-balance approach shall consider all carbon in inputs, stocks, products and other exports from the installation to account for the emissions of greenhouse gases, except for emission sources monitored in accordance with Section 2.1.1 of this Annex. The following equation shall be used:
Emissions [t CO2] = (input – products – export – stock changes) * conversion factor CO2/C
With:
— input [t C]: all carbon entering the boundaries of the installation,
— products [t C]: all carbon in products and materials, including by-products, leaving the boundaries of the installation,
— export [t C]: carbon exported from the boundaries of the installation, e.g. discharged to sewer, deposited into landfill or through losses. Export does not include the release of greenhouse gases or carbon monoxide into the atmosphere,
— stock changes [t C]: stock increases of carbon within the boundaries of the installation.
The calculation shall then be as follows:
CO2 emissions [t CO2] = (Σ (activity datainput * carbon contentinput) – Σ (activity dataproducts * carbon contentproducts) – Σ (activity dataexport * carbon contentexport) – Σ (activity datastock changes * carbon contentstock changes)) * 3,664
With:
(a)
Activity data
The operator shall analyse and report the mass flows into and from the installation and respective stock changes for all relevant fuels and materials separately. Where the carbon content of a mass flow is usually related to energy content (fuels), the operator may determine and use the carbon content related to the energy content [t C/TJ] of the respective mass flow for the calculation of the mass balance.
Tier 1
Activity data over the reporting period are determined with a maximum uncertainty of less than ± 7,5 %.
Tier 2
Activity data over the reporting period are determined with a maximum uncertainty of less than ± 5,0 %.
Tier 3
Activity data over the reporting period are determined with a maximum uncertainty of less than ± 2,5 %.
Tier 4
Activity data over the reporting period are determined with a maximum uncertainty of less than ± 1,5 %.
(b)
carbon content
Tier 1
The carbon content of input or output streams shall be derived from reference emission factors for fuels or materials listed in Section 11 of Annex I, in the Table below or in other activity-specific Annexes to these Guidelines. The carbon content is derived as follows:
C content [t/t or TJ] = Emission factor [t CO2/t or TJ]/3,664 [t CO2/t C]
For substances not listed in Section 11 of Annex I or in other activity-specific Annexes to these Guidelines, operators may calculate the carbon content from the stoichiometric carbon content in the pure substance and the concentration of the substance in the input or output stream.
Table
Reference Emission Factors
(1) Substance
Carbon content (t C/t feedstock or t C/t product)
Acetonitril
0,5852 t C/t
Acrylonitrile
0,6664 t C/t
Butadiene
0,888 t C/t
Carbon Black
0,97 t C/t
Ethylene
0,856 t C/t
Ethylene dichloride
0,245 t C/t
Ethylene glycol
0,387 t C/t
Ethylene oxide
0,545 t C/t
Hydrogen cyanide
0,4444 t C/t
Methanol
0,375 t C/t
Methane
0,749 t C/t
Propane
0,817 t C/t
Propylene
0,8563 t C/t
Vinyl chloride monomer
0,384 t C/t
Tier 2
The operator applies country-specific carbon content for the respective fuel or material as reported by the respective Member State in its latest national inventory submitted to the Secretariat of the United Nations Framework Convention on Climate Change.
Tier 3
The carbon content of input or output stream shall be derived following the provisions of Section 13 of Annex I in respect to representative sampling of fuels, products and by-products, the determination of their carbon contents and biomass fraction.
2.2. MEASUREMENT OF CO2 EMISSIONS
The measurement guidelines contained in Annexes I and XII shall be applied.’

(1) See IPCC 2006 Guidelines for National Greenhouse Gas Inventories.

ANNEX XVIIIThe following Annex XXIII is added:

‘ANNEX XXIII
Activity-specific guidelines for the production or processing of ferrous and non-ferrous metals as listed in Annex I to Directive 2003/87/EC 1. BOUNDARIES AND COMPLETENESS
The activity-specific guidelines in this Annex shall be applied for emissions from the production or processing of ferrous and non-ferrous metals as listed in Annex I to Directive 2003/87/EC except for production of pig iron and steel and primary aluminium. 2. DETERMINATION OF CO2 EMISSIONS
In installations for the production or processing of ferrous and non-ferrous metals emission sources and source streams for CO2 emissions include:
—
conventional fuels (e.g. natural gas, coal and coke, or fuel oil),
—
other fuels (plastics, e.g. from recycling of batteries, or granulated (organic) material from post shredder plants),
—
reducing agents (e.g. coke or graphite electrodes),
—
raw materials (e.g. calcination of limestone, dolomite, and carbon containing metal ores and concentrates),
—
secondary feed materials (e.g. organic materials contained in scrap).
2.1. CALCULATION OF CO2 EMISSIONS
In installations where carbon stemming from fuels or input materials used at this installation remains in the products or other outputs of the production, e.g. for the reduction of metal ores, a mass balance approach shall be applied (see Section 2.1.1). In installations where this is not the case combustion emissions and process emissions shall be calculated separately (see Sections 2.1.2 and 2.1.3).
2.1.1. MASS-BALANCE APPROACH
The mass-balance approach shall consider all carbon in inputs, stocks, products and other exports from the installation to determine the level of emissions of greenhouse gases over the reporting period, using the following equation:
Emissions [t CO2] = (input – products – export – stock changes) * conversion factor CO2/C
With:
— input [t C]: all carbon entering the boundaries of the installation,
— products [t C]: all carbon in products and materials, including by-products, leaving the boundaries of the installation,
— export [t C]: carbon exported from the boundaries of the installation, e.g. discharged to sewer, deposited into landfill or through losses. Export does not include the release of greenhouse gases or carbon monoxide into the atmosphere,
— stock changes [t C]: stock increases of carbon within the boundaries of the mass balance.
The calculation shall then be as follows:
CO2 emissions [t CO2] = (Σ (activity datainput * carbon contentinput) – Σ (activity dataproducts * carbon contentproducts) – Σ (activity dataexport * carbon contentexport) – Σ (activity datastock changes * carbon contentstock changes)) * 3,664
With:
(a)
activity data
The operator shall analyse and report the mass flows into and from the installation and respective stock changes for all relevant fuels and materials separately. Where the carbon content of a mass flow is usually related to energy content (fuels), the operator may determine and use the carbon content related to the energy content [t C/TJ] of the respective mass flow for the calculation of the mass balance.
Tier 1
Activity data over the reporting period are determined with a maximum uncertainty of less than ± 7,5 %.
Tier 2
Activity data over the reporting period are determined with a maximum uncertainty of less than ± 5 %.
Tier 3
Activity data over the reporting period are determined with a maximum uncertainty of less than ± 2,5 %.
Tier 4
Activity data over the reporting period are determined with a maximum uncertainty of less than ± 1,5 %.
(b)
carbon content
Tier 1
The carbon content of input or output streams is derived from reference emission factors for fuels or materials named in Section 11 of Annex I or in other activity-specific Annexes to these Guidelines. The carbon content is derived as follows:
C content [t/t or TJ] = Emission factor [t CO2/t or TJ]/3,664 [t CO2/t C]
Tier 2
The operator applies country-specific carbon content for the respective fuel or material as reported by the respective Member State in its latest national inventory submitted to the Secretariat of the United Nations Framework Convention on Climate Change.
Tier 3
The carbon content of input or output stream shall be derived following the provisions of Section 13 of Annex I in respect to representative sampling of fuels, products and by-products, the determination of their carbon contents and biomass fraction.
2.1.2. COMBUSTION EMISSIONS
Emissions from combustion processes taking place at installations for the production or processing of ferrous and non-ferrous metals that are not monitored using a mass balance approach, shall be monitored and reported in accordance with Annex II.
2.1.3. PROCESS EMISSIONS
For each type of input material used the amount of CO2 shall be calculated as follows:
CO2 emissions = Σ activity dataprocess input * emission factor * conversion factor
With:
(a)
activity data
Tier 1
Amounts [t] of input material and process residues used as input material in the process not reported under Section 2.1.2 of this Annex over the reporting period are determined with a maximum uncertainty of less than ± 5,0 %.
Tier 2
Amounts [t] of input material and process residues used as input material in the process not reported under Section 2.1.2 of this Annex over the reporting period are determined with a maximum uncertainty of less than ± 2,5 %.
(b)
emission factor
Tier 1
For carbonates, use of stoichiometric ratios given in the following Table:
Table
Stoichiometric emission factors
Carbonate
Ratio [t CO2/t Ca-, Mg- or other Carbonate]
Remarks
CaCO3
0,440

MgCO3
0,522

general: XY(CO3)Z
Emission factor = [MCO2
]/{Y * [Mx] + Z * [MCO3
2-]}
X= metal
Mx= molecular weight of X in [g/mol]
MCO2
= molecular weight of CO2 in [g/mol]
MCO3-
= molecular weight of CO3
2- in [g/mol]
Y= stoichiometric number of X
Z= stoichiometric number of CO3
2-
These values shall be adjusted for the respective moisture and gangue content of the applied carbonate material.
For process residues and other input materials than carbonates not reported under Section 2.1.2 of this Annex, activity-specific factors shall be determined according to the provisions of Section 13 of Annex I.
(c)
conversion factor
Tier 1
Conversion factor: 1,0. Tier 2
Activity-specific factors determined according to the provisions of Section 13 of Annex I, determining the amount of carbon in the sinter, slag or other relevant output as well as in filtered dust. In case filtered dust is re-employed in the process, the amount of carbon [t] contained shall not be accounted for in order to avoid double counting.
2.2. MEASUREMENT OF CO2 EMISSIONS
The measurement guidelines contained in Annexes I and XII shall be applied.’

ANNEX XIXThe following Annex XXIV is added:

‘ANNEX XXIV
Activity-specific guidelines for the production or processing of primary aluminium as listed in Annex I to Directive 2003/87/EC 1. BOUNDARIES AND COMPLETENESS
The activity-specific guidelines in this Annex shall be applied for emissions from installations for the production or processing of primary aluminium as listed in Annex I to Directive 2003/87/EC.
This Annex includes guidelines for monitoring emissions from the production of electrodes for primary aluminium smelting, which is also applicable for stand-alone plants for the production of such electrodes. 2. DETERMINATION OF GREENHOUSE GAS EMISSIONS
In installations for the production or processing of primary aluminium emission sources and source streams for greenhouse gas emissions include:
—
fuels for the production of heat or steam,
—
anode production (CO2),
—
reduction of Al2O3 during electrolysis (CO2) which is related to electrode consumption,
—
use of soda ash or other carbonates for waste gas scrubbing (CO2),
—
anode effects (PFCs) including fugitive emissions of PFCs.
2.1. CALCULATION OF CO2 EMISSIONS
2.1.1. COMBUSTION EMISSIONS
Emissions from combustion of fuels, including flue gas scrubbing, shall be monitored and reported in accordance with Annex II, unless they are included in a mass balance pursuant to Section 2.1.2. 2.1.2. MASS BALANCE
Process emissions from anode production and consumption shall be calculated by using a mass-balance approach. The mass-balance approach shall consider all carbon in inputs, stocks, products and other exports from the mixing, forming, baking and recycling of anodes as well as from the electrode consumption in electrolysis. Where pre-baked anodes are used, either separate mass balances for production and consumption may be applied, or one common mass balance taking into account both production and consumption of electrodes. In the case of Søderberg cells, the operator shall use one common mass balance. The mass balance shall determine the level of emissions of greenhouse gases over the reporting period, using the following equation independently of whether a common mass balance or separate mass balances are used:
CO2 emissions [t CO2] = (input – products – export – stock changes) * conversion factor CO2/C
With:
— input [t C]: all carbon entering the boundaries of the mass balance, e.g. pitch, coke, packing coke or purchased anodes,
— products [t C]: all carbon in products and materials, including by-products and waste, leaving the boundaries of the mass balance, e.g. sold anodes,
— export [t C]: carbon exported from the boundaries of the mass balance, e.g. discharged to sewer, deposited into landfill or through losses. Export does not include the release of greenhouse gases into the atmosphere,
— stock changes [t C]: stock increases of carbon within the boundaries of the mass balance.
The calculation shall then be as follows:
CO2 emissions [t CO2] = (Σ (activity datainput * carbon contentinput) – Σ (activity dataproducts * carbon contentproducts) – Σ (activity dataexport * carbon contentexport) – Σ (activity datastock changes * carbon contentstock changes)) * 3,664
With:
(a)
activity data
The operator shall analyse and report the mass flows into and from the installation and respective stock changes for all relevant fuels and materials (e.g. pitch, coke or packing coke) separately. Where the carbon content of a mass flow is usually related to energy content (fuels), the operator may determine and use the carbon content related to the energy content [t C/TJ] of the respective mass flow for the calculation of the mass balance.
Tier 1
Activity data over the reporting period are determined with a maximum uncertainty of less than ± 7,5 %.
Tier 2
Activity data over the reporting period are determined with a maximum uncertainty of less than ± 5 %.
Tier 3
Activity data over the reporting period are determined with a maximum uncertainty of less than ± 2,5 %.
Tier 4
Activity data over the reporting period are determined with a maximum uncertainty of less than ± 1,5 %.
(b)
carbon content
Tier 1
The carbon content of input or output streams is derived from reference emission factors for fuels or materials named in Section 11 of Annex I or in other activity-specific Annexes to these Guidelines. The carbon content is derived as follows:
C content [t/t or TJ] = Emission factor [t CO2/t or TJ]/3,664 [t CO2/t C]
Tier 2
The operator applies country-specific carbon content for the respective fuel or material as reported by the respective Member State in its latest national inventory submitted to the Secretariat of the United Nations Framework Convention on Climate Change.
Tier 3
The carbon content of input or output stream shall be derived following the provisions of Section 13 of Annex I in respect to representative sampling of fuels, products and by-products, the determination of their carbon contents and biomass fraction.
The carbon content can be derived from direct analysis as well as from indirect analysis, i.e. by subtracting the measured content of known constituents (such as sulphur, hydrogen and ash) from the total amount, as appropriate and subject to the approval of the competent authority.
2.2. MEASUREMENT OF CO2 EMISSIONS
The measurement guidelines contained in Annexes I and XII shall be applied. 3. DETERMINATION OF PFC EMISSIONS
PFC-Emissions from primary aluminium production shall include CF4 and C2F6 emissions expressed as CO2-equivalents:
PFC emissions [t CO2(e)] = CF4-emissions [t CO2(e)] + C2F6-emissions [t CO2(e)]
Carbon dioxide equivalents (t CO2(e)) shall be calculated using Global Warming Potential values provided in the Intergovernmental Panel on Climate Change’s Second Assessment Report (1995 IPCC GWP value). These are:
GWPCF4
= 6 500 t CO2(e)/t CF4
GWPC2F6
= 9 200 t CO2(e)/t C2F6
Total PFC emissions are calculated from the emissions which are measurable in a duct or stack (‘point source emissions’) plus the fugitive emissions using the collection efficiency of the duct:
PFC emissions (total) = PFC emissions (duct)/collection efficiency
The collection efficiency is measured when the installation specific emission factors are determined. For its determination the most recent version of the guidance mentioned under Tier 3 of Section 4.4.2.4 of the 2006 IPCC Guidelines shall be used.
Emissions of CF4 and C2F6 emitted through a duct or stack shall be calculated by one of the following two approaches, depending on the control technologies used. Calculation method A is used where the anode effect minutes per cell-day are recorded, calculation method B shall be used where the anode effect overvoltage is recorded.
Calculation Method A – Slope Method
Where the anode effect minutes per cell-day are measured, the following equations shall be used for determining PFC emissions:
CF4 emissions [t CO2(e)] = AEM × (SEFCF4
/1 000) × PrAl × GWPCF4
C2F6-emissions [t CO2(e)] = CF4 emissions * FC2F6
* GWPC2F6
With:
AEM …
Anode effect minutes/cell-day
SEFCF4
… (1) Slope emission factor [(kg CF4/t Al produced)/(anode effect minutes/cell-day)]
PrAl …
Annual production of primary Aluminium [t]
FC2F6
…
Weight fraction of C2F6 (t C2F6/t CF4)
With
Activity data
(a) Primary Aluminium production
Tier 1
The primary aluminium production over the reporting period is determined with a maximum uncertainty of less than ± 2,5 %.
Tier 2
The primary aluminium production over the reporting period is determined with a maximum uncertainty of less than ± 1,5 %.
(b) Anode effect minutes (AEM)
The Anode effect minutes per cell-day expresses the frequency of anode effects [number of anode effects/cell-day] multiplied by the average duration of anode effects [anode effect minutes/occurrence]:
AEM = frequency × average duration
Tier 1
Frequency and average duration of anode effects over the reporting period are determined with a maximum uncertainty of less than ± 2,5 %.
Tier 2
Frequency and average duration of anode effects over the reporting period are determined with a maximum uncertainty of less than ± 1,5 %.
Emission factor
The emission factor for CF4 (slope emission factor SEFCF4
) expresses the amount [kg] of CF4 emitted per ton of aluminium produced per anode effect minute/cell-day. The emission factor (weight fraction FC2F6
) of C2F6 expresses the amount [t] of C2F6 emitted as proportionate to the amount [t] of CF4 emitted.
Tier 1
Technology specific emission factors from Table 1 are used.
Table 1
Technology specific emission factors related to the slope method
Technology
Emission Factor for CF4 (SEFCF4
)
[(kg CF4/t Al)/(AE-Minutes/cell-day)]
Emission Factor for C2F6 (FC2F6
)
[t C2F6/t CF4]
Centre Worked Prebake (CWPB)
0,143
0,121
Vertical Stud Søderberg (VSS)
0,092
0,053
Tier 2
Installation-specific emission factors for CF4 and C2F6 established through continuous or intermittent field measurements are used. For the determination of these emission factors the most recent version of the guidance mentioned under Tier 3 of Section 4.4.2.4 of the 2006 IPCC Guidelines (2) shall be used. The emission factors are to be determined with a maximum uncertainty of ± 15 % each.
The emission factors shall be established at least every 3 years or earlier if necessary due to relevant changes at the installation. Relevant changes include a change in the distribution of anode effect duration, or a change in the control algorithm affecting the mix of types of anode effects or the nature of the anode effect termination routine.
Calculation Method B – Overvoltage Method
Where the anode effect overvoltage is measured, the following equations shall be used for determining PFC emissions:
CF4 emissions [t CO2(e)] = OVC × (AEO/CE) × PrAl × GWPCF4
× 0,001
C2F6 emissions [t CO2-eq] = CF4 emissions × FC2F6
× GWPC2F6
with
OVC …
Overvoltage coefficient (‘emission factor’) expressed as kg CF4 per tonne aluminium produced per mV overvoltage
AEO …
Anode effect overvoltage per cell [mV] determined as the integral of (time × voltage above the target voltage) divided by the time (duration) of data collection
CE …
average current efficiency of aluminium production [%]
PrAl …
Annual production of primary Aluminium [t]
FC2F6
…
Weight fraction of C2F6 (t C2F6/t CF4)
Activity data
(a) Primary Aluminium Production
Tier 1
The primary aluminium production over the reporting period is determined with a maximum uncertainty of less than ± 2,5 %.
Tier 2
The primary aluminium production over the reporting period is determined with a maximum uncertainty of less than ± 1,5 %.
(b) Anode effect overvoltage
The term AEO/CE (Anode effect overvoltage/current efficiency) expresses the time-integrated average anode effect overvoltage [mV overvoltage] per average current efficiency [%].
Tier 1
Anode effect overvoltage as well as current efficiency over the reporting period are each determined with a maximum uncertainty of less than ± 2,5 %.
Tier 2
Anode effect overvoltage as well as current efficiency over the reporting period are each determined with a maximum uncertainty of less than ± 1,5 %.
Emission factor
The emission factor for CF4 (‘overvoltage coefficient’ OVC) expresses the amount [kg] of CF4 emitted per t aluminium produced per millivolt overvoltage [mV]. The emission factor of C2F6 (weight fraction FC2F6
) expresses the amount [t] of C2F6 emitted as proportionate to the amount [t] of CF4 emitted.
Tier 1
Technology specific emission factors as laid down under Table 2 are used:
Table 2
Technology specific emission factors related to overvoltage activity data
Technology
Emission Factor for CF4
[(kg CF4/t Al)/mV]
Emission Factor for C2F6
[t C2F6/t CF4]
Centre Worked Prebake (CWPB)
1,16
0,121
Vertical Stud Søderberg (VSS)
N.A.
0,053
Tier 2
Installation-specific emission factors for CF4 [(kg CF4/t Al)/mV] and C2F6 [t C2F6/t CF4] established through continuous or intermittent field measurements are used. For the determination of these emission factors the most recent version of the guidance mentioned under Tier 3 of Section 4.4.2.4 of the 2006 IPCC Guidelines (2) shall be used. The emission factors are to be determined with a maximum uncertainty of ± 15 % each.
The emission factors shall be established at least every 3 years or earlier if necessary due to relevant changes at the installation. Relevant changes include a change in the distribution of anode effect duration or a change in the control algorithm affecting the mix of types of anode effects or the nature of the anode effect termination routine.

(1) Where different cell-types are used, different SEFs can be applied.
(2) International Aluminium Institute; The Aluminium Sector Greenhouse Gas Protocol; October 2006; US Environmental Protection Agency and International Aluminium Institute; Protocol for Measurement of Tetrafluoromethane (CF4) and Hexafluoroethane (C2F6) Emissions from Primary Aluminium Production; April 2008.

Pending: 32011D0518

27.8.2011 EN Official Journal of the European Union L 221/5
(1) On 20 February 2006, the Council adopted Joint Action 2006/121/CFSP(1)appointing Mr Peter SEMNEBY European Union Special Representative for the South Caucasus. The mandate of Mr Peter SEMNEBY expired on 28 February 2011.
(2) On 25 September 2008, the Council adopted Joint Action 2008/760/CFSP(2)appointing Mr Pierre MOREL European Union Special Representative for the crisis in Georgia. The mandate of Mr Pierre MOREL expires on 31 August 2011.
(3) A European Union Special Representative (EUSR) for the South Caucasus and the crisis in Georgia should be appointed for the period from 1 September 2011 to 30 June 2012.
(4) The mandate of the EUSR will be implemented in the context of a situation which may deteriorate and could impede the achievement of the objectives of the Union’s external action as set out in Article 21 of the Treaty,
(a) in accordance with the existing mechanisms, including the Organisation for Security and Cooperation in Europe (OSCE) and its Minsk Group, to prevent conflicts in the region, to contribute to a peaceful settlement of conflicts in the region, including the crisis in Georgia and the Nagorno-Karabakh conflict, by promoting the return of refugees and internally displaced persons and through other appropriate means, and to support the implementation of such a settlement in accordance with the principles of international law;
(b) to engage constructively with main interested actors concerning the region;
(c) to encourage and to support further cooperation between Armenia, Azerbaijan and Georgia, and, as appropriate, their neighbouring countries;
(d) to enhance the Union’s effectiveness and visibility in the region.
(a) to develop contacts with governments, parliaments, other key political actors, the judiciary and civil society in the region;
(b) to encourage the countries in the region to cooperate on regional themes of common interest, such as common security threats, the fight against terrorism, illicit trafficking and organised crime;
(c) to contribute to the peaceful settlement of conflicts in accordance with the principles of international law and to facilitate the implementation of such settlement in close coordination with the United Nations, the OSCE and its Minsk Group;
(d) with respect to the crisis in Georgia:(i)to help prepare for the international talks held under point 6 of the settlement plan of 12 August 2008 (‘Geneva International Discussions’) and its implementing measures of 8 September 2008, including on arrangements for security and stability in the region, the issue of refugees and internally displaced persons, on the basis of internationally recognised principles, and any other subject, by mutual agreement between the parties,(ii)to help establish the Union’s position and represent it, at the level of the EUSR, in the talks referred to in point (i), and(iii)to facilitate the implementation of the settlement plan of 12 August 2008 and its implementing measures of 8 September 2008; (i) to help prepare for the international talks held under point 6 of the settlement plan of 12 August 2008 (‘Geneva International Discussions’) and its implementing measures of 8 September 2008, including on arrangements for security and stability in the region, the issue of refugees and internally displaced persons, on the basis of internationally recognised principles, and any other subject, by mutual agreement between the parties, (ii) to help establish the Union’s position and represent it, at the level of the EUSR, in the talks referred to in point (i), and (iii) to facilitate the implementation of the settlement plan of 12 August 2008 and its implementing measures of 8 September 2008;
(i) to help prepare for the international talks held under point 6 of the settlement plan of 12 August 2008 (‘Geneva International Discussions’) and its implementing measures of 8 September 2008, including on arrangements for security and stability in the region, the issue of refugees and internally displaced persons, on the basis of internationally recognised principles, and any other subject, by mutual agreement between the parties,
(ii) to help establish the Union’s position and represent it, at the level of the EUSR, in the talks referred to in point (i), and
(iii) to facilitate the implementation of the settlement plan of 12 August 2008 and its implementing measures of 8 September 2008;
(i) to help prepare for the international talks held under point 6 of the settlement plan of 12 August 2008 (‘Geneva International Discussions’) and its implementing measures of 8 September 2008, including on arrangements for security and stability in the region, the issue of refugees and internally displaced persons, on the basis of internationally recognised principles, and any other subject, by mutual agreement between the parties,
(ii) to help establish the Union’s position and represent it, at the level of the EUSR, in the talks referred to in point (i), and
(iii) to facilitate the implementation of the settlement plan of 12 August 2008 and its implementing measures of 8 September 2008;
(e) to facilitate the development and implementation of confidence-building measures;
(f) to assist in the preparation, as appropriate, of Union contributions to the implementation of a possible conflict settlement;
(g) to intensify the Union’s dialogue with the main actors concerned regarding the region;
(h) to assist the Union in further developing a comprehensive policy towards the South Caucasus;
(i) in the framework of the activities set out in this Article, to contribute to the implementation of the EU human rights policy and EU Guidelines on Human Rights, in particular with regard to children and women in areas affected by conflicts, especially by monitoring and addressing developments in this regard.
(a) establishing a mission-specific security plan, providing for mission-specific physical, organisational and procedural security measures governing the management of the secure movement of personnel to, and within, the mission area and the management of security incidents, and providing for a contingency plan and a mission evacuation plan;
(b) ensuring that all personnel deployed outside the Union are covered by high risk insurance, as required by the conditions in the mission area;
(c) ensuring that all members of the EUSR's team to be deployed outside the Union, including locally contracted personnel, have received appropriate security training before or upon arriving in the mission area, based on the risk ratings assigned to the mission area;
(d) ensuring that all agreed recommendations made following regular security assessments are implemented, and providing the Council, the HR and the Commission with written reports on their implementation and on other security issues within the framework of the mid-term report and the report on the implementation of the mandate.
THE COUNCIL OF THE EUROPEAN UNION,
Having regard to the Treaty on European Union, and in particular Articles 28, 31(2) and 33 thereof,
Having regard to the proposal from the High Representative of the Union for Foreign Affairs and Security Policy,
(1) On 20 February 2006, the Council adopted Joint Action 2006/121/CFSP(1)appointing Mr Peter SEMNEBY European Union Special Representative for the South Caucasus. The mandate of Mr Peter SEMNEBY expired on 28 February 2011.
(2) On 25 September 2008, the Council adopted Joint Action 2008/760/CFSP(2)appointing Mr Pierre MOREL European Union Special Representative for the crisis in Georgia. The mandate of Mr Pierre MOREL expires on 31 August 2011.
(3) A European Union Special Representative (EUSR) for the South Caucasus and the crisis in Georgia should be appointed for the period from 1 September 2011 to 30 June 2012.
(4) The mandate of the EUSR will be implemented in the context of a situation which may deteriorate and could impede the achievement of the objectives of the Union’s external action as set out in Article 21 of the Treaty,
HAS ADOPTED THIS DECISION:

Appointment
Article 1
Mr Philippe LEFORT is hereby appointed European Union Special Representative (EUSR) for the South Caucasus and the crisis in Georgia for the period from 1 September 2011 until 30 June 2012. The mandate of the EUSR may be terminated earlier, if the Council so decides, on a proposal of the High Representative of the Union for Foreign Affairs and Security Policy (HR).

Policy objectives
Article 2
The mandate of the EUSR shall be based on the policy objectives of the Union for the South Caucasus, including the objectives set out in the Conclusions of the extraordinary European Council meeting in Brussels on 1 September 2008 and the Council Conclusions of 15 September 2008. Those objectives include:
(a)
in accordance with the existing mechanisms, including the Organisation for Security and Cooperation in Europe (OSCE) and its Minsk Group, to prevent conflicts in the region, to contribute to a peaceful settlement of conflicts in the region, including the crisis in Georgia and the Nagorno-Karabakh conflict, by promoting the return of refugees and internally displaced persons and through other appropriate means, and to support the implementation of such a settlement in accordance with the principles of international law;
(b)
to engage constructively with main interested actors concerning the region;
(c)
to encourage and to support further cooperation between Armenia, Azerbaijan and Georgia, and, as appropriate, their neighbouring countries;
(d)
to enhance the Union’s effectiveness and visibility in the region.

Mandate
Article 3
In order to achieve the policy objectives, the mandate of the EUSR shall be:
(a)
to develop contacts with governments, parliaments, other key political actors, the judiciary and civil society in the region;
(b)
to encourage the countries in the region to cooperate on regional themes of common interest, such as common security threats, the fight against terrorism, illicit trafficking and organised crime;
(c)
to contribute to the peaceful settlement of conflicts in accordance with the principles of international law and to facilitate the implementation of such settlement in close coordination with the United Nations, the OSCE and its Minsk Group;
(d)
with respect to the crisis in Georgia:
(i)
to help prepare for the international talks held under point 6 of the settlement plan of 12 August 2008 (‘Geneva International Discussions’) and its implementing measures of 8 September 2008, including on arrangements for security and stability in the region, the issue of refugees and internally displaced persons, on the basis of internationally recognised principles, and any other subject, by mutual agreement between the parties,
(ii)
to help establish the Union’s position and represent it, at the level of the EUSR, in the talks referred to in point (i), and
(iii)
to facilitate the implementation of the settlement plan of 12 August 2008 and its implementing measures of 8 September 2008;
(e)
to facilitate the development and implementation of confidence-building measures;
(f)
to assist in the preparation, as appropriate, of Union contributions to the implementation of a possible conflict settlement;
(g)
to intensify the Union’s dialogue with the main actors concerned regarding the region;
(h)
to assist the Union in further developing a comprehensive policy towards the South Caucasus;
(i)
in the framework of the activities set out in this Article, to contribute to the implementation of the EU human rights policy and EU Guidelines on Human Rights, in particular with regard to children and women in areas affected by conflicts, especially by monitoring and addressing developments in this regard.

Implementation of the mandate
Article 4
1. The EUSR shall be responsible for the implementation of the mandate, acting under the authority of the HR.
2. The Political and Security Committee (PSC) shall maintain a privileged link with the EUSR and shall be the EUSR’s primary point of contact with the Council. The PSC shall provide the EUSR with strategic guidance and political direction within the framework of the mandate, without prejudice to the powers of the HR.
3. The EUSR shall work in close coordination with the European External Action Service (EEAS).

Financing
Article 5
1. The financial reference amount intended to cover the expenditure related to the mandate of the EUSR in the period from 1 September 2011 to 30 June 2012 shall be EUR 1 758 000.
2. The expenditure financed by the amount set out in paragraph 1 shall be eligible as from 1 September 2011. The expenditure shall be managed in accordance with the procedures and rules applicable to the general budget of the Union.
3. The management of the expenditure shall be subject to a contract between the EUSR and the Commission. The EUSR shall be accountable to the Commission for all expenditure.

Constitution and composition of the team
Article 6
1. Within the limits of the EUSR’s mandate and the corresponding financial means made available, the EUSR shall be responsible for constituting a team. The team shall include the expertise on specific policy issues as required by the mandate. The EUSR shall keep the Council and the Commission promptly informed of the composition of the team.
2. Member States, the institutions of the Union and the EEAS may propose the secondment of staff to the EUSR. The salary of such seconded personnel shall be covered by the Member State, the institution of the Union concerned or the EEAS, respectively. Experts seconded by Member States to the institutions of the Union or the EEAS may also be posted to the EUSR. International contracted staff is to have the nationality of a Member State.
3. All seconded personnel shall remain under the administrative authority of the sending Member State, the sending institution of the Union or the EEAS, and shall carry out their duties and act in the interest of the mandate of the EUSR.

Privileges and immunities of the EUSR and the staff of the EUSR
Article 7
The privileges, immunities and further guarantees necessary for the completion and smooth functioning of the EUSR’s mission and the members of the EUSR’s staff shall be agreed with the host party or parties, as appropriate. Member States and the Commission shall grant all necessary support to such effect.

Security of EU classified information
Article 8
The EUSR and the members of the EUSR’s team shall respect the security principles and minimum standards established by Council Decision 2011/292/EU of 31 March 2011 on the security rules for protecting EU classified information(3).

Access to information and logistical support
Article 9
1. Member States, the Commission and the General Secretariat of the Council shall ensure that the EUSR is given access to any relevant information.
2. The Union delegations in the region and the Member States, as appropriate, shall provide logistical support in the region.

Security
Article 10
In accordance with the Union’s policy on the security of personnel deployed outside the Union in an operational capacity under Title V of the Treaty, the EUSR shall take all reasonably practicable measures, in accordance with the EUSR’s mandate and the security situation in the geographical area of responsibility, for the security of all personnel under the direct authority of the EUSR, in particular by:
(a)
establishing a mission-specific security plan, providing for mission-specific physical, organisational and procedural security measures governing the management of the secure movement of personnel to, and within, the mission area and the management of security incidents, and providing for a contingency plan and a mission evacuation plan;
(b)
ensuring that all personnel deployed outside the Union are covered by high risk insurance, as required by the conditions in the mission area;
(c)
ensuring that all members of the EUSR’s team to be deployed outside the Union, including locally contracted personnel, have received appropriate security training before or upon arriving in the mission area, based on the risk ratings assigned to the mission area;
(d)
ensuring that all agreed recommendations made following regular security assessments are implemented, and providing the Council, the HR and the Commission with written reports on their implementation and on other security issues within the framework of the mid-term report and the report on the implementation of the mandate.

Reporting
Article 11
The EUSR shall regularly provide the PSC and the HR with oral and written reports. The EUSR shall also report to Council working parties as necessary. Regular written reports shall be circulated through the COREU network. Upon recommendation of the PSC or the HR, the EUSR may provide the Foreign Affairs Council with reports.

Coordination
Article 12
1. The EUSR shall promote overall Union political coordination and shall help ensure that all Union instruments in the field are engaged coherently to attain the Union’s policy objectives. The activities of the EUSR shall be coordinated with those of the Commission. The EUSR shall provide regular briefings to Member States’ missions and the Union’s delegations.
2. In the field, close liaison shall be maintained with the Heads of the Union delegations and Member States’ Heads of Mission, who shall make best efforts to assist the EUSR in the implementation of the mandate. The EUSR, in close co-ordination with the Head of the Delegation of the Union to Georgia, shall provide the Head of the European Union Monitoring Mission in Georgia (EUMM Georgia) with local political guidance. The EUSR and the Civilian Operation Commander for EUMM Georgia shall consult each other as required. The EUSR shall also liaise with other international and regional actors in the field.

Review
Article 13
The implementation of this Decision and its consistency with other contributions from the Union to the region shall be kept under regular review. The EUSR shall present the Council, the HR and the Commission with a progress report by the end of January 2012, and, at the end of the EUSR’s mandate, with a comprehensive report on the implementation of the mandate.

Entry into force
Article 14
This Decision shall enter into force on the day of its adoption.

THE COUNCIL OF THE EUROPEAN UNION,
Having regard to the Treaty on European Union, and in particular Articles 28, 31(2) and 33 thereof,
Having regard to the proposal from the High Representative of the Union for Foreign Affairs and Security Policy,
(1) On 20 February 2006, the Council adopted Joint Action 2006/121/CFSP(1)appointing Mr Peter SEMNEBY European Union Special Representative for the South Caucasus. The mandate of Mr Peter SEMNEBY expired on 28 February 2011.
(2) On 25 September 2008, the Council adopted Joint Action 2008/760/CFSP(2)appointing Mr Pierre MOREL European Union Special Representative for the crisis in Georgia. The mandate of Mr Pierre MOREL expires on 31 August 2011.
(3) A European Union Special Representative (EUSR) for the South Caucasus and the crisis in Georgia should be appointed for the period from 1 September 2011 to 30 June 2012.
(4) The mandate of the EUSR will be implemented in the context of a situation which may deteriorate and could impede the achievement of the objectives of the Union’s external action as set out in Article 21 of the Treaty,
HAS ADOPTED THIS DECISION:

Appointment

Mr Philippe LEFORT is hereby appointed European Union Special Representative (EUSR) for the South Caucasus and the crisis in Georgia for the period from 1 September 2011 until 30 June 2012. The mandate of the EUSR may be terminated earlier, if the Council so decides, on a proposal of the High Representative of the Union for Foreign Affairs and Security Policy (HR).

Policy objectives

The mandate of the EUSR shall be based on the policy objectives of the Union for the South Caucasus, including the objectives set out in the Conclusions of the extraordinary European Council meeting in Brussels on 1 September 2008 and the Council Conclusions of 15 September 2008. Those objectives include:
(a)
in accordance with the existing mechanisms, including the Organisation for Security and Cooperation in Europe (OSCE) and its Minsk Group, to prevent conflicts in the region, to contribute to a peaceful settlement of conflicts in the region, including the crisis in Georgia and the Nagorno-Karabakh conflict, by promoting the return of refugees and internally displaced persons and through other appropriate means, and to support the implementation of such a settlement in accordance with the principles of international law;
(b)
to engage constructively with main interested actors concerning the region;
(c)
to encourage and to support further cooperation between Armenia, Azerbaijan and Georgia, and, as appropriate, their neighbouring countries;
(d)
to enhance the Union’s effectiveness and visibility in the region.

Mandate

In order to achieve the policy objectives, the mandate of the EUSR shall be:
(a)
to develop contacts with governments, parliaments, other key political actors, the judiciary and civil society in the region;
(b)
to encourage the countries in the region to cooperate on regional themes of common interest, such as common security threats, the fight against terrorism, illicit trafficking and organised crime;
(c)
to contribute to the peaceful settlement of conflicts in accordance with the principles of international law and to facilitate the implementation of such settlement in close coordination with the United Nations, the OSCE and its Minsk Group;
(d)
with respect to the crisis in Georgia:
(i)
to help prepare for the international talks held under point 6 of the settlement plan of 12 August 2008 (‘Geneva International Discussions’) and its implementing measures of 8 September 2008, including on arrangements for security and stability in the region, the issue of refugees and internally displaced persons, on the basis of internationally recognised principles, and any other subject, by mutual agreement between the parties,
(ii)
to help establish the Union’s position and represent it, at the level of the EUSR, in the talks referred to in point (i), and
(iii)
to facilitate the implementation of the settlement plan of 12 August 2008 and its implementing measures of 8 September 2008;
(e)
to facilitate the development and implementation of confidence-building measures;
(f)
to assist in the preparation, as appropriate, of Union contributions to the implementation of a possible conflict settlement;
(g)
to intensify the Union’s dialogue with the main actors concerned regarding the region;
(h)
to assist the Union in further developing a comprehensive policy towards the South Caucasus;
(i)
in the framework of the activities set out in this Article, to contribute to the implementation of the EU human rights policy and EU Guidelines on Human Rights, in particular with regard to children and women in areas affected by conflicts, especially by monitoring and addressing developments in this regard.

Implementation of the mandate

1. The EUSR shall be responsible for the implementation of the mandate, acting under the authority of the HR.
2. The Political and Security Committee (PSC) shall maintain a privileged link with the EUSR and shall be the EUSR’s primary point of contact with the Council. The PSC shall provide the EUSR with strategic guidance and political direction within the framework of the mandate, without prejudice to the powers of the HR.
3. The EUSR shall work in close coordination with the European External Action Service (EEAS).

Financing

1. The financial reference amount intended to cover the expenditure related to the mandate of the EUSR in the period from 1 September 2011 to 30 June 2012 shall be EUR 1 758 000.
2. The expenditure financed by the amount set out in paragraph 1 shall be eligible as from 1 September 2011. The expenditure shall be managed in accordance with the procedures and rules applicable to the general budget of the Union.
3. The management of the expenditure shall be subject to a contract between the EUSR and the Commission. The EUSR shall be accountable to the Commission for all expenditure.

Constitution and composition of the team

1. Within the limits of the EUSR’s mandate and the corresponding financial means made available, the EUSR shall be responsible for constituting a team. The team shall include the expertise on specific policy issues as required by the mandate. The EUSR shall keep the Council and the Commission promptly informed of the composition of the team.
2. Member States, the institutions of the Union and the EEAS may propose the secondment of staff to the EUSR. The salary of such seconded personnel shall be covered by the Member State, the institution of the Union concerned or the EEAS, respectively. Experts seconded by Member States to the institutions of the Union or the EEAS may also be posted to the EUSR. International contracted staff is to have the nationality of a Member State.
3. All seconded personnel shall remain under the administrative authority of the sending Member State, the sending institution of the Union or the EEAS, and shall carry out their duties and act in the interest of the mandate of the EUSR.

Privileges and immunities of the EUSR and the staff of the EUSR

The privileges, immunities and further guarantees necessary for the completion and smooth functioning of the EUSR’s mission and the members of the EUSR’s staff shall be agreed with the host party or parties, as appropriate. Member States and the Commission shall grant all necessary support to such effect.

Security of EU classified information

The EUSR and the members of the EUSR’s team shall respect the security principles and minimum standards established by Council Decision 2011/292/EU of 31 March 2011 on the security rules for protecting EU classified information(3).

Access to information and logistical support

1. Member States, the Commission and the General Secretariat of the Council shall ensure that the EUSR is given access to any relevant information.
2. The Union delegations in the region and the Member States, as appropriate, shall provide logistical support in the region.

Security

In accordance with the Union’s policy on the security of personnel deployed outside the Union in an operational capacity under Title V of the Treaty, the EUSR shall take all reasonably practicable measures, in accordance with the EUSR’s mandate and the security situation in the geographical area of responsibility, for the security of all personnel under the direct authority of the EUSR, in particular by:
(a)
establishing a mission-specific security plan, providing for mission-specific physical, organisational and procedural security measures governing the management of the secure movement of personnel to, and within, the mission area and the management of security incidents, and providing for a contingency plan and a mission evacuation plan;
(b)
ensuring that all personnel deployed outside the Union are covered by high risk insurance, as required by the conditions in the mission area;
(c)
ensuring that all members of the EUSR’s team to be deployed outside the Union, including locally contracted personnel, have received appropriate security training before or upon arriving in the mission area, based on the risk ratings assigned to the mission area;
(d)
ensuring that all agreed recommendations made following regular security assessments are implemented, and providing the Council, the HR and the Commission with written reports on their implementation and on other security issues within the framework of the mid-term report and the report on the implementation of the mandate.

Reporting

The EUSR shall regularly provide the PSC and the HR with oral and written reports. The EUSR shall also report to Council working parties as necessary. Regular written reports shall be circulated through the COREU network. Upon recommendation of the PSC or the HR, the EUSR may provide the Foreign Affairs Council with reports.

Coordination

1. The EUSR shall promote overall Union political coordination and shall help ensure that all Union instruments in the field are engaged coherently to attain the Union’s policy objectives. The activities of the EUSR shall be coordinated with those of the Commission. The EUSR shall provide regular briefings to Member States’ missions and the Union’s delegations.
2. In the field, close liaison shall be maintained with the Heads of the Union delegations and Member States’ Heads of Mission, who shall make best efforts to assist the EUSR in the implementation of the mandate. The EUSR, in close co-ordination with the Head of the Delegation of the Union to Georgia, shall provide the Head of the European Union Monitoring Mission in Georgia (EUMM Georgia) with local political guidance. The EUSR and the Civilian Operation Commander for EUMM Georgia shall consult each other as required. The EUSR shall also liaise with other international and regional actors in the field.

Review

The implementation of this Decision and its consistency with other contributions from the Union to the region shall be kept under regular review. The EUSR shall present the Council, the HR and the Commission with a progress report by the end of January 2012, and, at the end of the EUSR’s mandate, with a comprehensive report on the implementation of the mandate.

Entry into force

This Decision shall enter into force on the day of its adoption.

Pending: 32011D0502

12.8.2011 EN Official Journal of the European Union L 207/14
(1) Article 67(3) of the Treaty assigned the European Union the task of ensuring a high level of security within the area of freedom, security and justice. That objective is to be achieved by preventing and combating crime, organised and other, including trafficking in human beings and crimes against children.
(2) According to Article 5(3) of the Charter of Fundamental Rights of the European Union, trafficking in human beings is prohibited.
(3) Trafficking in human beings, as defined in Directive 2011/36/EU of the European Parliament and of the Council of 5 April 2011 on preventing and combating trafficking in human beings and protecting its victims, and replacing Council Framework Decision 2002/629/JHA(1), is a serious crime comprising violations of fundamental human rights and human dignity and requiring a multi-disciplinary approach across the entire trafficking chain, encompassing countries of origin, transit and destination alike.
(4) On 25 March 2003, by Decision 2003/209/EC(2), the Commission decided to set up a consultative group known as the ‘Experts Group on Trafficking in Human Beings’. By Decision 2007/675/EC(3), the Commission repealed the Decision of 25 March 2003 and set up a new consultative group, the Group of Experts on Trafficking in Human Beings, which has contributed substantively to the prevention of and the fight against trafficking in human beings and enabled the Commission to gather opinions about initiatives relating to trafficking in human beings. Following the expiry of the 3-year period of validity of Decision 2007/675/EC, it has to be repealed and replaced.
(5) In the light of the valuable work carried out by both expert groups since 2003 that has enabled the Commission to further develop its policy in this area, and taking into account the increasing importance at global level of the policy on trafficking in human beings, there is a continuing need for a group of experts.
(6) A new group of experts should continue to advise the Commission, taking into account recent developments at EU level. These include, the adoption of Directive 2011/36/EU; the appointment of the EU Anti-Trafficking Coordinator; the Action-Oriented Paper on strengthening the EU external dimension on action against trafficking in human beings, of 30 November 2009.
(7) The group should be composed of 15 members representing a wide range of expertise in all the aspects of anti-trafficking policies and also a balanced representation in terms of institutional background and geographic regions.
(8) Rules on disclosure of information by members of the group should be laid down.
(9) Personal data relating to members of the group should be processed in accordance with Regulation (EC) No 45/2001 of the European Parliament and of the Council of 18 December 2000 on the protection of individuals with regard to the processing of personal data by the Community institutions and bodies and on the free movement of such data(4).
(10) The term of office of the members should be 4 years and should be renewable.
(11) It is appropriate to fix a period for the application of this Decision. The Commission will in due time consider the advisability of an extension.
(12) Decision 2007/675/EC should be repealed,
(a) to advise the Commission on matters related to trafficking in human beings and protecting its victims by issuing written contributions, as appropriate and agreed with the Commission, and ensuring a coherent approach to the subject;
(b) to help the Commission to assess the evolution of policy in the field of trafficking in human beings at national, European and international levels;
(c) to assist the Commission in identifying and defining possible relevant measures and actions at national, European and international level across the range of the anti-trafficking policies;
(d) to provide a forum for discussion on matters related to trafficking in human beings and bring about exchanges of experience.
(a) to advise the Commission on matters related to trafficking in human beings by issuing written contributions, as appropriate and agreed with the Commission, and ensuring a coherent approach to the subject;
(b) to help the Commission to assess the evolution of policy in the field of trafficking in human beings at national, European and international levels;
(c) to assist the Commission in identifying and defining possible relevant measures and actions at European and national level across the range of anti-trafficking policy;
(d) to provide a forum for discussion on matters related to trafficking in human beings and bring about an exchange of experience.
(a) proven competence, high level of professional achievement and experience (at least 5 years), including at European and/or international level, in areas of activities in preventing and fighting trafficking in human beings and protecting victims and/or related areas;
(b) sound understanding of the current EUacquisin the field of trafficking in human beings;
(c) demonstrated ability to work in English;
(d) the need to strike a balance within the group of experts in terms of representativeness of applicants, gender and geographical origin(2);
(e) the need for a balance of expertise on different forms of trafficking including labour and sexual exploitation, on different aspects such as prevention, prosecution, victims’ assistance, as well as in other related areas such as, but not limited to law enforcement, labour, migration, healthcare, social services, children’s rights, education and on fundamental rights, social rights, gender equality, etc.;
(f) the need to favour continuity of the work of the Experts Group established by Commission Decision 2007/675/EC(3);
(g) Members of the group must be nationals of a Member State of the European Union or, if appropriate, of a candidate or potential candidate country or a European Economic Area country.
European Commission
Directorate-General Home Affairs
Unit A2 Secretariat
LX 46 3/131
1049 BRUSSELS
Belgium
[email protected]
THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
(1) Article 67(3) of the Treaty assigned the European Union the task of ensuring a high level of security within the area of freedom, security and justice. That objective is to be achieved by preventing and combating crime, organised and other, including trafficking in human beings and crimes against children.
(2) According to Article 5(3) of the Charter of Fundamental Rights of the European Union, trafficking in human beings is prohibited.
(3) Trafficking in human beings, as defined in Directive 2011/36/EU of the European Parliament and of the Council of 5 April 2011 on preventing and combating trafficking in human beings and protecting its victims, and replacing Council Framework Decision 2002/629/JHA(1), is a serious crime comprising violations of fundamental human rights and human dignity and requiring a multi-disciplinary approach across the entire trafficking chain, encompassing countries of origin, transit and destination alike.
(4) On 25 March 2003, by Decision 2003/209/EC(2), the Commission decided to set up a consultative group known as the ‘Experts Group on Trafficking in Human Beings’. By Decision 2007/675/EC(3), the Commission repealed the Decision of 25 March 2003 and set up a new consultative group, the Group of Experts on Trafficking in Human Beings, which has contributed substantively to the prevention of and the fight against trafficking in human beings and enabled the Commission to gather opinions about initiatives relating to trafficking in human beings. Following the expiry of the 3-year period of validity of Decision 2007/675/EC, it has to be repealed and replaced.
(5) In the light of the valuable work carried out by both expert groups since 2003 that has enabled the Commission to further develop its policy in this area, and taking into account the increasing importance at global level of the policy on trafficking in human beings, there is a continuing need for a group of experts.
(6) A new group of experts should continue to advise the Commission, taking into account recent developments at EU level. These include, the adoption of Directive 2011/36/EU; the appointment of the EU Anti-Trafficking Coordinator; the Action-Oriented Paper on strengthening the EU external dimension on action against trafficking in human beings, of 30 November 2009.
(7) The group should be composed of 15 members representing a wide range of expertise in all the aspects of anti-trafficking policies and also a balanced representation in terms of institutional background and geographic regions.
(8) Rules on disclosure of information by members of the group should be laid down.
(9) Personal data relating to members of the group should be processed in accordance with Regulation (EC) No 45/2001 of the European Parliament and of the Council of 18 December 2000 on the protection of individuals with regard to the processing of personal data by the Community institutions and bodies and on the free movement of such data(4).
(10) The term of office of the members should be 4 years and should be renewable.
(11) It is appropriate to fix a period for the application of this Decision. The Commission will in due time consider the advisability of an extension.
(12) Decision 2007/675/EC should be repealed,
HAS DECIDED AS FOLLOWS:

Subject matter
Article 1
The Group of Experts on Trafficking in Human Beings, hereinafter referred to as ‘the group’, is hereby established.

Tasks
Article 2
The group’s tasks shall be(5):
(a)
to advise the Commission on matters related to trafficking in human beings and protecting its victims by issuing written contributions, as appropriate and agreed with the Commission, and ensuring a coherent approach to the subject;
(b)
to help the Commission to assess the evolution of policy in the field of trafficking in human beings at national, European and international levels;
(c)
to assist the Commission in identifying and defining possible relevant measures and actions at national, European and international level across the range of the anti-trafficking policies;
(d)
to provide a forum for discussion on matters related to trafficking in human beings and bring about exchanges of experience.

Consultation
Article 3
The Commission may consult the group on any matter relating to trafficking in human beings.

Membership — Appointment
Article 4
1. The group shall be composed of 15 members.
2. The members of the group shall be individuals with expertise and experience in the prevention and the fight against trafficking in human beings and protection of its victims.
3. The composition of the group shall reflect the balance of expertise required on the different forms of trafficking as well as the various aspects involved, such as, but not limited to labour, healthcare, law enforcement, migration, victims support, development cooperation, gender, children, fundamental rights and education.
4. Members of the group must be nationals of a Member State of the European Union or, if appropriate, of a candidate or potential candidate country or a European Economic Area country.
5. Members are appointed by the Director-General of DG Home Affairs from among those who have responded to the call for applications (see Annex to the present Decision).
6. On the basis of the call for applications, applicants who were deemed suitable candidates for group membership but were not appointed should be placed on a reserve list, with their consent. The Commission will use this list for the appointment of replacements for members, if needed.
7. Members are appointed in a personal capacity for a period of 4 years. They shall remain in office until replaced or until their term of office ends. Their term of office may be renewed.
8. Members who are no longer capable of contributing effectively to the group’s deliberations, who resign or who do not comply with the conditions set out in this Article, or Article 339 of the Treaty, may be replaced for the remainder of their term of office.
9. Members shall act independently and in the public interest.
10. The names of the group’s members shall be published in the Register of Commission expert groups and other similar entities(6)and on the Internet site of DG Home Affairs.
11. Personal data shall be collected, processed and published in accordance with Regulation (EC) No 45/2001.

Operation
Article 5
1. The group shall be chaired by the EU Anti-Trafficking Coordinator.
2. In agreement with the Commission, the group may set up sub-groups to examine specific questions on the basis of terms of reference defined by the group. Such groups shall be dissolved as soon as their mandate is fulfilled.
3. The Chairperson may invite experts from outside the group with specific competence in a subject on the agenda to participate in the work of the group or a sub-group on an ad-hoc basis.
4. The Chairperson may invite official representatives of Member States, candidate countries, potential candidates or third countries and of international, inter-governmental and non-governmental organisations to participate in the meetings of the group as invited experts or observers.
5. At the latest 2 months after the beginning and 2 months after the halfway point of the term of office, the Commission and the group shall meet in order to exchange their views regarding the working priorities of the group.
6. The working priorities shall reflect the need for a coordinated, multi-disciplinary and coherent policy response to all aspects of trafficking in human beings.
7. Members of the group as well as invited experts and observers shall comply with the obligations of professional secrecy laid down by the Treaties and their implementing rules, as well as with the Commission’s rules on security regarding the protection of EU classified information, laid down in the Annex to Commission Decision 2001/844/EC, ECSC, EURATOM(7). Should they fail to respect these obligations, the Commission may take appropriate measures.
8. The meetings of the group and sub-groups shall be held on Commission premises. The Commission shall provide secretarial services.
9. The group shall submit its opinions and reports to the Commission. The Commission may fix a deadline by which an opinion or a report is to be delivered.
10. The deliberations of the group shall not be subject to any vote. When an opinion or a report is adopted unanimously by the group, the latter shall establish common conclusions and attach them to the minutes. When the group fails to reach unanimous agreement on an opinion or a report, it shall inform the Commission of the dissenting views expressed.
11. The Commission may publish, in the original language of the document concerned, any summary, conclusion or partial conclusion or working document prepared by the group.
12. The Commission shall publish relevant information on the activities carried out by the group either by including it in the Register or via a link from the Register to the Internet site of DG Home Affairs.

Meeting expenses
Article 6
1. Participants in the activities of the group shall not be remunerated for the services they render.
2. Travel and subsistence expenses incurred by participants in the activities of the group shall be reimbursed by the Commission in accordance with the provisions in force within the Commission.
3. Those expenses shall be reimbursed within the limits of available appropriations allocated under the annual procedure for the allocation of resources.

Repeal
Article 7
Decision 2007/675/EC is repealed.

Entry into Force and Applicability
Article 8
This Decision shall enter into force on the 20th day following its publication in theOfficial Journal of the European Unionand shall apply for 5 years.

THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
(1) Article 67(3) of the Treaty assigned the European Union the task of ensuring a high level of security within the area of freedom, security and justice. That objective is to be achieved by preventing and combating crime, organised and other, including trafficking in human beings and crimes against children.
(2) According to Article 5(3) of the Charter of Fundamental Rights of the European Union, trafficking in human beings is prohibited.
(3) Trafficking in human beings, as defined in Directive 2011/36/EU of the European Parliament and of the Council of 5 April 2011 on preventing and combating trafficking in human beings and protecting its victims, and replacing Council Framework Decision 2002/629/JHA(1), is a serious crime comprising violations of fundamental human rights and human dignity and requiring a multi-disciplinary approach across the entire trafficking chain, encompassing countries of origin, transit and destination alike.
(4) On 25 March 2003, by Decision 2003/209/EC(2), the Commission decided to set up a consultative group known as the ‘Experts Group on Trafficking in Human Beings’. By Decision 2007/675/EC(3), the Commission repealed the Decision of 25 March 2003 and set up a new consultative group, the Group of Experts on Trafficking in Human Beings, which has contributed substantively to the prevention of and the fight against trafficking in human beings and enabled the Commission to gather opinions about initiatives relating to trafficking in human beings. Following the expiry of the 3-year period of validity of Decision 2007/675/EC, it has to be repealed and replaced.
(5) In the light of the valuable work carried out by both expert groups since 2003 that has enabled the Commission to further develop its policy in this area, and taking into account the increasing importance at global level of the policy on trafficking in human beings, there is a continuing need for a group of experts.
(6) A new group of experts should continue to advise the Commission, taking into account recent developments at EU level. These include, the adoption of Directive 2011/36/EU; the appointment of the EU Anti-Trafficking Coordinator; the Action-Oriented Paper on strengthening the EU external dimension on action against trafficking in human beings, of 30 November 2009.
(7) The group should be composed of 15 members representing a wide range of expertise in all the aspects of anti-trafficking policies and also a balanced representation in terms of institutional background and geographic regions.
(8) Rules on disclosure of information by members of the group should be laid down.
(9) Personal data relating to members of the group should be processed in accordance with Regulation (EC) No 45/2001 of the European Parliament and of the Council of 18 December 2000 on the protection of individuals with regard to the processing of personal data by the Community institutions and bodies and on the free movement of such data(4).
(10) The term of office of the members should be 4 years and should be renewable.
(11) It is appropriate to fix a period for the application of this Decision. The Commission will in due time consider the advisability of an extension.
(12) Decision 2007/675/EC should be repealed,
HAS DECIDED AS FOLLOWS:

Subject matter

The Group of Experts on Trafficking in Human Beings, hereinafter referred to as ‘the group’, is hereby established.

Tasks

The group’s tasks shall be(5):
(a)
to advise the Commission on matters related to trafficking in human beings and protecting its victims by issuing written contributions, as appropriate and agreed with the Commission, and ensuring a coherent approach to the subject;
(b)
to help the Commission to assess the evolution of policy in the field of trafficking in human beings at national, European and international levels;
(c)
to assist the Commission in identifying and defining possible relevant measures and actions at national, European and international level across the range of the anti-trafficking policies;
(d)
to provide a forum for discussion on matters related to trafficking in human beings and bring about exchanges of experience.

Consultation

The Commission may consult the group on any matter relating to trafficking in human beings.

Membership — Appointment

1. The group shall be composed of 15 members.
2. The members of the group shall be individuals with expertise and experience in the prevention and the fight against trafficking in human beings and protection of its victims.
3. The composition of the group shall reflect the balance of expertise required on the different forms of trafficking as well as the various aspects involved, such as, but not limited to labour, healthcare, law enforcement, migration, victims support, development cooperation, gender, children, fundamental rights and education.
4. Members of the group must be nationals of a Member State of the European Union or, if appropriate, of a candidate or potential candidate country or a European Economic Area country.
5. Members are appointed by the Director-General of DG Home Affairs from among those who have responded to the call for applications (see Annex to the present Decision).
6. On the basis of the call for applications, applicants who were deemed suitable candidates for group membership but were not appointed should be placed on a reserve list, with their consent. The Commission will use this list for the appointment of replacements for members, if needed.
7. Members are appointed in a personal capacity for a period of 4 years. They shall remain in office until replaced or until their term of office ends. Their term of office may be renewed.
8. Members who are no longer capable of contributing effectively to the group’s deliberations, who resign or who do not comply with the conditions set out in this Article, or Article 339 of the Treaty, may be replaced for the remainder of their term of office.
9. Members shall act independently and in the public interest.
10. The names of the group’s members shall be published in the Register of Commission expert groups and other similar entities(6)and on the Internet site of DG Home Affairs.
11. Personal data shall be collected, processed and published in accordance with Regulation (EC) No 45/2001.

Operation

1. The group shall be chaired by the EU Anti-Trafficking Coordinator.
2. In agreement with the Commission, the group may set up sub-groups to examine specific questions on the basis of terms of reference defined by the group. Such groups shall be dissolved as soon as their mandate is fulfilled.
3. The Chairperson may invite experts from outside the group with specific competence in a subject on the agenda to participate in the work of the group or a sub-group on an ad-hoc basis.
4. The Chairperson may invite official representatives of Member States, candidate countries, potential candidates or third countries and of international, inter-governmental and non-governmental organisations to participate in the meetings of the group as invited experts or observers.
5. At the latest 2 months after the beginning and 2 months after the halfway point of the term of office, the Commission and the group shall meet in order to exchange their views regarding the working priorities of the group.
6. The working priorities shall reflect the need for a coordinated, multi-disciplinary and coherent policy response to all aspects of trafficking in human beings.
7. Members of the group as well as invited experts and observers shall comply with the obligations of professional secrecy laid down by the Treaties and their implementing rules, as well as with the Commission’s rules on security regarding the protection of EU classified information, laid down in the Annex to Commission Decision 2001/844/EC, ECSC, EURATOM(7). Should they fail to respect these obligations, the Commission may take appropriate measures.
8. The meetings of the group and sub-groups shall be held on Commission premises. The Commission shall provide secretarial services.
9. The group shall submit its opinions and reports to the Commission. The Commission may fix a deadline by which an opinion or a report is to be delivered.
10. The deliberations of the group shall not be subject to any vote. When an opinion or a report is adopted unanimously by the group, the latter shall establish common conclusions and attach them to the minutes. When the group fails to reach unanimous agreement on an opinion or a report, it shall inform the Commission of the dissenting views expressed.
11. The Commission may publish, in the original language of the document concerned, any summary, conclusion or partial conclusion or working document prepared by the group.
12. The Commission shall publish relevant information on the activities carried out by the group either by including it in the Register or via a link from the Register to the Internet site of DG Home Affairs.

Meeting expenses

1. Participants in the activities of the group shall not be remunerated for the services they render.
2. Travel and subsistence expenses incurred by participants in the activities of the group shall be reimbursed by the Commission in accordance with the provisions in force within the Commission.
3. Those expenses shall be reimbursed within the limits of available appropriations allocated under the annual procedure for the allocation of resources.

Repeal

Decision 2007/675/EC is repealed.

Entry into Force and Applicability

This Decision shall enter into force on the 20th day following its publication in theOfficial Journal of the European Unionand shall apply for 5 years.

Call for applications for the selection of experts appointed in their personal capacity for the Group of Experts on Trafficking in Human Beings

ANNEXBy Decision 2011/502/EU(1), the Commission has set up the Group of Experts on Trafficking in Human Beings. The EU Anti-Trafficking Coordinator will chair the group and may consult the group on any matter relating to trafficking in human beings.
The tasks of the group of experts are:

(a) | to advise the Commission on matters related to trafficking in human beings by issuing written contributions, as appropriate and agreed with the Commission, and ensuring a coherent approach to the subject;
(b) | to help the Commission to assess the evolution of policy in the field of trafficking in human beings at national, European and international levels;
(c) | to assist the Commission in identifying and defining possible relevant measures and actions at European and national level across the range of anti-trafficking policy;
(d) | to provide a forum for discussion on matters related to trafficking in human beings and bring about an exchange of experience.The Commission is therefore calling for applications with a view to selecting members of the group of experts.
The group of experts shall consist of 15 members appointed in their personal capacity, in accordance with Article 4 of the above Decision.
The Commission shall select members in a personal capacity for a 4-year renewable period. They shall give the Commission an independent opinion free from outside influence and shall respect the conditions of confidentiality mentioned in Article 5 of the Commission Decision establishing the group of experts. They shall undertake to act independently and in the public interest. The Commission will take the following criteria into account when assessing applications:

(a) | proven competence, high level of professional achievement and experience (at least 5 years), including at European and/or international level, in areas of activities in preventing and fighting trafficking in human beings and protecting victims and/or related areas;
(b) | sound understanding of the current EUacquisin the field of trafficking in human beings;
(c) | demonstrated ability to work in English;
(d) | the need to strike a balance within the group of experts in terms of representativeness of applicants, gender and geographical origin(2);
(e) | the need for a balance of expertise on different forms of trafficking including labour and sexual exploitation, on different aspects such as prevention, prosecution, victims’ assistance, as well as in other related areas such as, but not limited to law enforcement, labour, migration, healthcare, social services, children’s rights, education and on fundamental rights, social rights, gender equality, etc.;
(f) | the need to favour continuity of the work of the Experts Group established by Commission Decision 2007/675/EC(3);
(g) | Members of the group must be nationals of a Member State of the European Union or, if appropriate, of a candidate or potential candidate country or a European Economic Area country.The above will be assessed on the basis of the filled-in CV and application form.
Applications may only be submitted by filling in the model application form (Appendix) and model CV(4). Applicants are asked to clearly state in their application the area of trafficking in human beings in which they possess particular expertise.
The duly signed applications must be sent in by […] at the latest either by e-mail or by post to the following address:

European Commission
Directorate-General Home Affairs
Unit A2 Secretariat
LX 46 3/131
1049 BRUSSELS
Belgium
[email protected] applications are sent by e-mail, the date of e-mail will be the date of sending. Where applications are sent by post, the postmark will be considered the date of sending.
The Commission will reimburse travel and subsistence expenses in connection with the activities of the group of experts in accordance with the provisions in force at the Commission, within the limits of the available budgetary appropriations. Members will receive no remuneration for their duties.
The list of members of the group of experts will be published in the Register of Commission expert groups and other similar entities(5)and on the Internet site of DG Home Affairs.
Personal data will be collected, processed and published in accordance with the provisions of Regulation (EC) No 45/2001 of the European Parliament and of the Council(6).
For any further information please contact Ms Joanna BECZAŁA, tel. +32 22969639, e-mail [email protected]
Information on the results of the call for applications will be published on the Internet site of DG Home Affairs and, if appropriate, in theOfficial Journal of the European Union.

(1) Commission Decision 2011/502/EU of 10 August 2011 on setting up the Group of Experts on Trafficking in Human Beings and repealing Decision 2007/675/EC (see page 14 of this Official Journal).
(2) Commission Decision 2000/407/EC of 19 June 2000 relating to gender balance within the committees and expert groups established by it (OJ L 154, 27.6.2000, p. 34).
(3) Commission Decision 2007/675/EC of 17 October 2007 setting up the Group of Experts on Trafficking in Human Beings (OJ L 277, 20.10.2007, p. 29).
(4) All curricula vitae should be submitted in the European format: www.cedefop.eu.int/transparency/cv.asp
(5) Members who do not wish to have their names disclosed may apply for derogation from this rule. The request not to disclose the name of a member of an expert group shall be considered justified whenever publication could endanger his or her security or integrity or unduly prejudice his or her privacy.
(6) Regulation (EC) No 45/2001 of the European Parliament and of the Council of 18 December 2000 on the protection of individuals with regard to the processing of personal data by the Community institutions and bodies and on the free movement of such data (OJ L 8, 12.1.2001, p. 1.).

Appendix

APPLICATION FORM 1. Information concerning the applicant
1.1. Title:
1.2. Name:
1.3. First name:
1.4. Gender:
1.5. Contact address for the Commission (address for correspondence)
1.5.1. Street, Number:
1.5.2. Post code:
1.5.3. Town/city:
1.5.4. Country:
1.5.5. Direct telephone + country code (area code):
1.5.6. Direct fax + country code (area code) number:
1.5.7. E-mail: 2. Information concerning the applicant’s current employment
2.1. Name of Employer (relevant stakeholder):

2.2. Address of the stakeholder
2.2.1. Street, Number:
2.2.2. Post code:
2.2.3. Town/city:
2.2.4. Country:
2.3. Position held by the applicant:
2.4. Duration of employment:
2.5. Description of applicant’s responsibilities (including specific competences, specific projects or tasks, any publications, experience at EU and international level, max. 15 lines/2 000 characters):

3. Reason for applying
(Include information on your availability and degree of possible engagement in the work of the group, max. 15 lines/2 000 characters):
Authorised signatory of the applicant’s organisation (1):
Title
Name and Surname
Position in the applicant organisation (2) Date:
Signature:
(1) For EU agencies only.
(2) Idem.

Pending: 32011D0435

21.7.2011 EN Official Journal of the European Union L 190/73
(1) Directives 2009/28/EC and 2009/30/EC both lay down sustainability criteria for biofuels. When reference is made to the provisions of Articles 17 and 18 and Annex V to Directive 2009/28/EC this should be construed as the reference also to the similar provisions of Articles 7a, 7b and 7c and Annex IV to Directive 2009/30/EC.
(2) Where biofuels and bioliquids are to be taken into account for the purposes referred to in Article 17(1)(a), (b) and (c), Member States shall require economic operators to show the compliance of biofuels and bioliquids with the sustainability criteria set out in Article 17(2) to (5) of Directive 2009/28/EC.
(3) Recital 76 of Directive 2009/28/EC states that the imposition of an unreasonable burden on industry should be avoided and voluntary schemes can help creating efficient solutions for proving compliance with these sustainability criteria.
(4) The Commission may decide that a voluntary national or international scheme demonstrates that consignments of biofuels comply with the sustainability criteria set out in Article 17(3) to (5) of Directive 2009/28/EC or that a voluntary national or international scheme to measure greenhouse gas emission savings contains accurate data for the purposes of Article 17(2) of this Directive.
(5) The Commission may recognise such a voluntary scheme for a period of 5 years.
(6) When an economic operator provides proof or data obtained in accordance with a scheme that has been recognised by the Commission, to the extent covered by that recognition decision, a Member State shall not require the supplier to provide further evidence of compliance with the sustainability criteria.
(7) The ‘Roundtable of Sustainable Biofuels EU RED’ (hereinafter ‘RSB EU RED’) scheme was submitted on 10 May 2011 to the Commission with the request for recognition. The scheme has a global scope and can cover a wide range of different biofuels. The recognised scheme will be made available at the transparency platform established under Directive 2009/28/EC. The Commission will take into account considerations of commercial sensitivity and may decide to only partially publish the scheme.
(8) Assessment of the ‘RSB EU RED’ scheme found it to adequately cover the sustainability criteria of Directive 2009/28/EC, as well as applying a mass balance methodology in line with the requirements of Article 18(1) of the Directive 2009/28/EC.
(9) The evaluation of the ‘RSB EU RED’ scheme found that it meets adequate standards of reliability, transparency and independent auditing and also complies with the methodological requirements in Annex V to Directive 2009/28/EC.
(10) Any additional sustainability elements covered by the ‘RSB EU RED’ scheme are not part of the consideration of this Decision. These additional sustainability criteria are not mandatory to show compliance with sustainability requirements set up in Directive 2009/28/EC. The Commission may at a later stage take a view on whether the scheme also contains accurate data for the purpose of information on measures taken for issues referred to in the second paragraph, second sentence of Article 18(4) of Directive 2009/28/EC,
THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
Having regard to Directive 2009/28/EC of the European Parliament and of the Council of 23 April 2009 on the promotion of the use of energy from renewable sources and amending and subsequently repealing Directives 2001/77/EC and 2003/30/EC(1), and in particular Article 18(6) thereof,
Having regard to Directive 98/70/EC of the European Parliament and of the Council of 13 October 1998 relating to the quality of petrol and diesel fuels(2)as amended by the Directive 2009/30/EC(3), and in particular Article 7c(6) thereof,
After consulting the Advisory Committee established by Article 25, paragraph 2 of Directive 2009/28/EC,
(1) Directives 2009/28/EC and 2009/30/EC both lay down sustainability criteria for biofuels. When reference is made to the provisions of Articles 17 and 18 and Annex V to Directive 2009/28/EC this should be construed as the reference also to the similar provisions of Articles 7a, 7b and 7c and Annex IV to Directive 2009/30/EC.
(2) Where biofuels and bioliquids are to be taken into account for the purposes referred to in Article 17(1)(a), (b) and (c), Member States shall require economic operators to show the compliance of biofuels and bioliquids with the sustainability criteria set out in Article 17(2) to (5) of Directive 2009/28/EC.
(3) Recital 76 of Directive 2009/28/EC states that the imposition of an unreasonable burden on industry should be avoided and voluntary schemes can help creating efficient solutions for proving compliance with these sustainability criteria.
(4) The Commission may decide that a voluntary national or international scheme demonstrates that consignments of biofuels comply with the sustainability criteria set out in Article 17(3) to (5) of Directive 2009/28/EC or that a voluntary national or international scheme to measure greenhouse gas emission savings contains accurate data for the purposes of Article 17(2) of this Directive.
(5) The Commission may recognise such a voluntary scheme for a period of 5 years.
(6) When an economic operator provides proof or data obtained in accordance with a scheme that has been recognised by the Commission, to the extent covered by that recognition decision, a Member State shall not require the supplier to provide further evidence of compliance with the sustainability criteria.
(7) The ‘Roundtable of Sustainable Biofuels EU RED’ (hereinafter ‘RSB EU RED’) scheme was submitted on 10 May 2011 to the Commission with the request for recognition. The scheme has a global scope and can cover a wide range of different biofuels. The recognised scheme will be made available at the transparency platform established under Directive 2009/28/EC. The Commission will take into account considerations of commercial sensitivity and may decide to only partially publish the scheme.
(8) Assessment of the ‘RSB EU RED’ scheme found it to adequately cover the sustainability criteria of Directive 2009/28/EC, as well as applying a mass balance methodology in line with the requirements of Article 18(1) of the Directive 2009/28/EC.
(9) The evaluation of the ‘RSB EU RED’ scheme found that it meets adequate standards of reliability, transparency and independent auditing and also complies with the methodological requirements in Annex V to Directive 2009/28/EC.
(10) Any additional sustainability elements covered by the ‘RSB EU RED’ scheme are not part of the consideration of this Decision. These additional sustainability criteria are not mandatory to show compliance with sustainability requirements set up in Directive 2009/28/EC. The Commission may at a later stage take a view on whether the scheme also contains accurate data for the purpose of information on measures taken for issues referred to in the second paragraph, second sentence of Article 18(4) of Directive 2009/28/EC,
HAS ADOPTED THIS DECISION:

Article 1
The voluntary scheme ‘Roundtable of Sustainable Biofuels EU RED’ for which the request for partial recognition was submitted to the Commission on 10 May 2011 demonstrates that consignments of biofuels comply with the sustainability criteria as laid down in Article 17(3)(a), (b) and (c) and Article 17(4) and (5) of Directive 2009/28/EC, and Article 7b(3)(a), (b) and (c) and Article 7b(4) and (5) of Directive 98/70/EC. The scheme also contains accurate data for purposes of Article 17(2) of Directive 2009/28/EC and Article 7b(2) of Directive 98/70/EC.
Furthermore, it may be used for demonstrating compliance with Article 18(1) of Directive 2009/28/EC and Article 7c(1) of Directive 98/70/EC.

Article 2
1. The Decision is valid for a period of 5 years after it enters into force. If the scheme, after adoption of Commission decision, undergoes changes to its contents in a way that might affect the basis of this Decision, such changes shall be notified to the Commission without delay. The Commission will assess the notified changes with a view to establish whether the scheme is still adequately covering the sustainability criteria for which it is recognised.
2. If it has been clearly demonstrated that the scheme has not implemented elements considered to be decisive for this Decision and if severe and structural breach of those elements has taken place, the Commission reserves the right to revoke its Decision.

Article 3
This Decision enters into force 20 days after its publication in theOfficial Journal of the European Union.

THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
Having regard to Directive 2009/28/EC of the European Parliament and of the Council of 23 April 2009 on the promotion of the use of energy from renewable sources and amending and subsequently repealing Directives 2001/77/EC and 2003/30/EC(1), and in particular Article 18(6) thereof,
Having regard to Directive 98/70/EC of the European Parliament and of the Council of 13 October 1998 relating to the quality of petrol and diesel fuels(2)as amended by the Directive 2009/30/EC(3), and in particular Article 7c(6) thereof,
After consulting the Advisory Committee established by Article 25, paragraph 2 of Directive 2009/28/EC,
(1) Directives 2009/28/EC and 2009/30/EC both lay down sustainability criteria for biofuels. When reference is made to the provisions of Articles 17 and 18 and Annex V to Directive 2009/28/EC this should be construed as the reference also to the similar provisions of Articles 7a, 7b and 7c and Annex IV to Directive 2009/30/EC.
(2) Where biofuels and bioliquids are to be taken into account for the purposes referred to in Article 17(1)(a), (b) and (c), Member States shall require economic operators to show the compliance of biofuels and bioliquids with the sustainability criteria set out in Article 17(2) to (5) of Directive 2009/28/EC.
(3) Recital 76 of Directive 2009/28/EC states that the imposition of an unreasonable burden on industry should be avoided and voluntary schemes can help creating efficient solutions for proving compliance with these sustainability criteria.
(4) The Commission may decide that a voluntary national or international scheme demonstrates that consignments of biofuels comply with the sustainability criteria set out in Article 17(3) to (5) of Directive 2009/28/EC or that a voluntary national or international scheme to measure greenhouse gas emission savings contains accurate data for the purposes of Article 17(2) of this Directive.
(5) The Commission may recognise such a voluntary scheme for a period of 5 years.
(6) When an economic operator provides proof or data obtained in accordance with a scheme that has been recognised by the Commission, to the extent covered by that recognition decision, a Member State shall not require the supplier to provide further evidence of compliance with the sustainability criteria.
(7) The ‘Roundtable of Sustainable Biofuels EU RED’ (hereinafter ‘RSB EU RED’) scheme was submitted on 10 May 2011 to the Commission with the request for recognition. The scheme has a global scope and can cover a wide range of different biofuels. The recognised scheme will be made available at the transparency platform established under Directive 2009/28/EC. The Commission will take into account considerations of commercial sensitivity and may decide to only partially publish the scheme.
(8) Assessment of the ‘RSB EU RED’ scheme found it to adequately cover the sustainability criteria of Directive 2009/28/EC, as well as applying a mass balance methodology in line with the requirements of Article 18(1) of the Directive 2009/28/EC.
(9) The evaluation of the ‘RSB EU RED’ scheme found that it meets adequate standards of reliability, transparency and independent auditing and also complies with the methodological requirements in Annex V to Directive 2009/28/EC.
(10) Any additional sustainability elements covered by the ‘RSB EU RED’ scheme are not part of the consideration of this Decision. These additional sustainability criteria are not mandatory to show compliance with sustainability requirements set up in Directive 2009/28/EC. The Commission may at a later stage take a view on whether the scheme also contains accurate data for the purpose of information on measures taken for issues referred to in the second paragraph, second sentence of Article 18(4) of Directive 2009/28/EC,
HAS ADOPTED THIS DECISION:
The voluntary scheme ‘Roundtable of Sustainable Biofuels EU RED’ for which the request for partial recognition was submitted to the Commission on 10 May 2011 demonstrates that consignments of biofuels comply with the sustainability criteria as laid down in Article 17(3)(a), (b) and (c) and Article 17(4) and (5) of Directive 2009/28/EC, and Article 7b(3)(a), (b) and (c) and Article 7b(4) and (5) of Directive 98/70/EC. The scheme also contains accurate data for purposes of Article 17(2) of Directive 2009/28/EC and Article 7b(2) of Directive 98/70/EC.
Furthermore, it may be used for demonstrating compliance with Article 18(1) of Directive 2009/28/EC and Article 7c(1) of Directive 98/70/EC.
1. The Decision is valid for a period of 5 years after it enters into force. If the scheme, after adoption of Commission decision, undergoes changes to its contents in a way that might affect the basis of this Decision, such changes shall be notified to the Commission without delay. The Commission will assess the notified changes with a view to establish whether the scheme is still adequately covering the sustainability criteria for which it is recognised.
2. If it has been clearly demonstrated that the scheme has not implemented elements considered to be decisive for this Decision and if severe and structural breach of those elements has taken place, the Commission reserves the right to revoke its Decision.
This Decision enters into force 20 days after its publication in theOfficial Journal of the European Union.